ARIEL INVESTMENTS, LLC Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$8.0B

Holdings

146

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (146 positions)

#StockSharesValue% PortfolioType
101
MOSMosaic Co.
309,575$6.7B84.06%
102
GAIAGaia, Inc.
803,026$6.4B80.50%
103
180 Degree Capital Corp.
2,978,818$6.4B80.35%
104
ICEIntercontinentalExchange, Inc.
67,451$6.2B78.33%
105
PRCPGBPPerceptron, Inc.
1,110,702$6.1B76.65%
106
ACTGAcacia Research Corp.
2,214,854$5.9B73.93%
107
LAKELakeland Industries, Inc.
540,752$5.8B73.28%
108
GRBKGreen Brick Partners Inc.
502,898$5.8B72.44%
109
TRCTejon Ranch Co.
334,135$5.3B66.99%
110
CPIXCumberland Pharmaceuticals, Inc.
1,010,220$5.2B65.28%
111
STRTStrattec Security Corp.
230,507$5.1B64.24%
112
BKBank of New York Mellon Corp.
101,136$5.1B63.87%
113
SFESSafeguard Scientifics Inc.
438,695$4.8B60.44%
114
XOMExxon Mobil Corp.
67,156$4.7B58.80%
115
ALOTAstroNova, Inc.
340,348$4.7B58.60%
116
IWMiShares Russell 2000 ETF
23,900$4.0B49.69%
117
GSITGSI Technology Inc.
548,581$3.9B48.80%
118
9990302DApache Corp.
150,068$3.8B48.18%
119
EVREvercore Inc
48,700$3.6B45.69%
120
QCOMQUALCOMM Inc.
39,387$3.5B43.60%
121
CSWCCapital Southwest Corp.
161,240$3.4B42.10%
122
HP5AEquity Commonwealth
100,119$3.3B41.24%
123
MOVMovado Group Inc.
145,025$3.2B39.56%
124
Acacia Communications, Inc.
44,988$3.1B38.28%
125
EMKREUREMCORE Corporation
982,052$3.0B37.45%
126
ZAGG Inc
362,275$2.9B36.86%
127
VTVanguard Total World Stock Index Fd (ETF)
35,839$2.9B36.43%
128
Jernigan Capital, Inc.
148,346$2.8B35.62%
129
ENZBEnzo Biochem, Inc.
965,584$2.5B31.86%
130
NVSNNovartis AG ADR
26,138$2.5B31.05%
131
AquaVenture Holdings Limited
85,554$2.3B29.11%
132
Synacor, Inc.
1,343,867$2.0B25.63%
133
Alithya Group Inc.
688,778$1.9B24.03%
134
FNFabrinet
29,376$1.9B23.90%
135
IDIInterDigital Inc.
30,119$1.6B20.59%
136
OESXUSDOrion Energy Systems, Inc.
436,448$1.5B18.34%
137
WCPCPI Aerostructures, Inc.
207,452$1.4B17.52%
138
ACWXISHARES MSCI ACWI EX US ETF
22,999$1.1B14.18%
139
PCTEL, Inc.
126,478$1.1B13.44%
140
GlassBridge Enterprises Inc.
3,883$971.0M12.18%
141
GIFIGulf Island Fabrication, Inc.
161,538$819.0M10.28%
142
PCYOPure Cycle Corp.
61,901$779.0M9.77%
143
Rubicon Technology, Inc.
78,078$650.0M8.16%
144
RUBIEURThe Rubicon Project, Inc.
33,130$270.0M3.39%
145
AXTIAXT Inc.
49,933$217.0M2.72%
146
CRWSCrown Crafts, Inc.
32,253$198.0M2.48%
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