Aviance Capital Partners, LLC Q3 2021 Filing

Filed November 12, 2021

Portfolio Value

$566.1M

Holdings

252

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (252 positions)

#	Stock	Shares	Value	% Portfolio
201	AMATAPPLIED MATERIALS INC.	3,206	$413K	0.07%
202	ROKROCKWELL AUTOMATION INC.	1,397	$411K	0.07%
203	NRKNUVEEN INSURED NY TAX FREE ADV MUNI	29,058	$402K	0.07%
204	RSPTINVESCO S&P 500 EQUAL WEIGHT TECHNOLOGY PORTFOLIO	1,387	$400K	0.07%
205	CYBRCYBERARK SOFTWARE LTD.	2,500	$395K	0.07%
206	NVONOVO NORDISK AS	4,103	$394K	0.07%
207	GOFGUGGENHEIM STRATEGIC OPPORTUNITIES FUND	20,592	$394K	0.07%
208	XLKTECHNOLOGY SELECT SECTOR SPDR	2,624	$392K	0.07%
209	RYROYAL BANK OF CANADA	3,853	$383K	0.07%
210	VFCV.F. CORP.	5,610	$376K	0.07%
211	BAXBAXTER INTERNATIONAL INC.	4,536	$365K	0.06%
212	GQ9SPDR GOLD SHARES TRUST	2,183	$358K	0.06%
213	KOCOCA-COLA CO.	6,780	$356K	0.06%
214	DFPFLAHERTY & CRUMRINE DYNAMIC PREFERRED & INCOME	12,250	$353K	0.06%
215	HIGHARTFORD FINANCIAL SERVICES GROUP INC.	4,703	$330K	0.06%
216	JFRNUVEEN FLOATING RATE INCOME FUND	31,999	$322K	0.06%
217	CMICUMMINS INC.	1,421	$319K	0.06%
218	TFCTRUIST FINANCIAL CORP.	5,335	$313K	0.06%
219	IBMINTL BUSINESS MACHINES CORP.	2,248	$312K	0.06%
220	AEPAMERICAN ELECTRIC POWER CO. INC.	3,699	$300K	0.05%
221	LINLINDE PLC	1,000	$293K	0.05%
222	KKRKKR & CO. LP	4,711	$287K	0.05%
223	UNHUNITEDHEALTH GROUP INC.	726	$284K	0.05%
224	BKNGBOOKING HOLDINGS INC.	117	$278K	0.05%
225	XLFFINANCIAL SELECT SECTOR SPDR FUND	7,346	$276K	0.05%
226	CRMSALESFORCE.COM INC.	1,018	$276K	0.05%
227	ARKFARK FINTECH INNOVATION	5,585	$276K	0.05%
228	BACVERIZON COMMUNICATIONS INC.	5,088	$275K	0.05%
229	ARKGARK GENOMIC REVOLUTION ETF	3,600	$269K	0.05%
230	XEFRXEATON VANCE SENIOR FLOATING-RATE TRUST	18,152	$265K	0.05%
231	AQLTISHARES CORE MSCI EAFE	3,342	$248K	0.04%
232	VYMVANGUARD HIGH DIVIDEND YIELD INDEX	2,370	$245K	0.04%
233	SCCOSOUTHERN COPPER CORP.	4,301	$241K	0.04%
234	VTIVANGUARD TOTAL STOCK MARKET INDEX FUND ETF SHARES	1,073	$238K	0.04%
235	KMBKIMBERLY-CLARK CORP.	1,733	$230K	0.04%
236	XLYCONSUMER DISCRET SELECT SECTOR SPDR	1,265	$227K	0.04%
237	ETNEATON CORP. PLC	1,500	$224K	0.04%
238	DGDOLLAR GENERAL CORP.	1,039	$220K	0.04%
239	AQLTISHARES DOW JONES US HEALTHCARE PROVIDER INDEX	850	$217K	0.04%
240	ACWXISHARES MSCI ACWI EX U.S.	3,900	$216K	0.04%
241	XLVHEALTH CARE SELECT SECTOR SPDR	1,687	$215K	0.04%
242	TDYTELEDYNE TECHNOLOGIES INC.	498	$214K	0.04%
243	IBBISHARES NASDAQ BIOTECHNOLOGY INDEX	1,300	$210K	0.04%
244	EDCONSOLIDATED EDISON INC.	2,818	$205K	0.04%
245	AFLAFLAC INC.	3,892	$203K	0.04%
246	XNEAXNUVEEN AMT-FREE MUNICIPAL INCOME	12,737	$193K	0.03%
247	MQYBLACKROCK MUNIYIELD QUALITY	11,000	$178K	0.03%
248	ETJEATON VANCE RISK-MANAGED DIVERS EQUITY INCOME	10,195	$109K	0.02%
249	PSECPROSPECT CAPITAL CORP.	11,100	$85K	0.02%
250	OXSQOXFORD SQUARE CAPITAL CORP.	17,579	$71K	0.01%
251	NYMTEURNEW YORK MORTGAGE TRUST INC.	12,362	$53K	0.01%
252	—GOLDMAN SACHS ASSET CONV EXCHANGABLE 04/01/2022 4.500pcnt	50,000	$51K	0.01%

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