AWM Investment Company, Inc. Q3 2021 Filing

Filed November 15, 2021

Portfolio Value

$1.0B

Holdings

119

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (119 positions)

#StockSharesValue% PortfolioType
101
BITFBitfarms, Ltd. of Canada (Cana
410,000$1.7M0.17%
102
Roth CH Acquisition III Co.
168,600$1.7M0.16%
103
TKNOAlpha Teknova, Inc.
60,000$1.5M0.15%
104
1847 Goedeker, Inc.
474,850$1.5M0.15%
105
PRTCPureTech Health PLC-ADR (Brita
30,000$1.4M0.14%
106
Limelight Networks, Inc.
554,604$1.3M0.13%
107
51AAmerican Public Education, Inc
50,070$1.3M0.13%
108
Synchronoss Technologies, Inc.
526,980$1.3M0.12%
109
BLINBridgeline Digital, Inc.
300,000$1.2M0.12%
110
JOBGee Group, Inc.
2,285,192$1.1M0.10%
111
VIQ Solutions, Inc.
355,400$1.1M0.10%
112
WAVEEco Wave Power Global AB (Swe
150,000$1.0M0.10%
113
ELUTAziyo Biologics, Inc.
126,720$896K0.09%
114
eMagin Corporation @1.55 1/29/
890,000$872K0.09%
115
Miromatrix Medical, Inc.
116,688$812K0.08%
116
ZVIAZevia PBC - A
70,122$807K0.08%
117
JRSHJerash Holdings US, Inc.
110,000$739K0.07%
118
BITFBitfarms, Ltd. of Canada
162,838$692K0.07%
119
MXCTMaxCyte, Inc.
50,000$610K0.06%
120
QTM1EURQuantum Corp.
116,850$605K0.06%
121
Zealand Pharma A/S ADR (Denmar
19,981$560K0.05%
122
eMagin Corporation @2.45 5/24/
1,625,000$536K0.05%
123
Ideal Power @8.90 8/5/25 9.99
39,366$350K0.03%
124
Senstar Technologies Ltd.
79,070$313K0.03%
125
Ocean Power Technologies @3.85
464,280$190K0.02%
126
AQMSEURAqua Metals, Inc.
55,474$115K0.01%
127
Roth CH Acquisition III Co @11
50,000$64K0.01%
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