AWM Investment Company, Inc. Q3 2022 Filing

Filed November 14, 2022

Portfolio Value

$657.7M

Holdings

122

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (122 positions)

#StockSharesValue% PortfolioType
101
MOBMobilicom, Ltd. (Australia)
426,656$768K0.12%
102
EGLXEnthusiast Gaming Holdings, In
897,100$765K0.12%
103
Accelerate Diagnostics, Inc.
491,100$746K0.11%
104
CYRXCryoport, Inc.
30,000$731K0.11%
105
eMagin Corporation
1,119,887$662K0.10%
106
INVO Bioscience, Inc.
623,860$661K0.10%
107
VMDViemed Healthcare, Inc. (US)
107,214$643K0.10%
108
Sigma Labs, Inc.
697,785$569K0.09%
109
NeuroOne Medical @1.75 1/14/26
3,000,000$540K0.08%
110
NEONNeonode, Inc.
153,200$536K0.08%
111
SIENUSDSientra, Inc.
799,766$512K0.08%
112
Applied DNA Sciences, Inc. @4
975,000$470K0.07%
113
BITFBitfarms, Ltd. of Canada
439,396$461K0.07%
114
51AAmerican Public Education, Inc
50,070$458K0.07%
115
WAVEEco Wave Power Global AB (Swe
119,000$458K0.07%
116
PLBYPLBY Group,Inc.
113,100$456K0.07%
117
Medicenna Therapeutics, Corp.@
1,330,000$452K0.07%
118
APDNApplied DNA Sciences, Inc.
400,000$452K0.07%
119
DDIDoubleDown Interactive Co Ltd
50,153$452K0.07%
120
BITFBitfarms, Ltd. of Canada (Cana
410,000$427K0.06%
121
TKNOAlpha Teknova, Inc.
120,000$401K0.06%
122
BLINBridgeline Digital, Inc.
300,000$393K0.06%
123
SERASera Prognostics, Inc.
240,646$385K0.06%
124
eMagin Corp @.78 10/9/19-10/9/
3,000,000$300K0.05%
125
POLWQPolished.com, Inc. 5/26/22-6/2
2,000,000$250K0.04%
126
Greenbrook TMS, Inc. (Canada)
71,768$193K0.03%
127
MOBBWMobilicom Ltd. @11.5 8/31/27 A
363,100$138K0.02%
128
Ideal Power @8.90 8/5/25 9.99
39,366$133K0.02%
129
AQMSEURAqua Metals, Inc.
55,474$42K0.01%
130
Ocean Power Technologies @3.85
464,280$28K0.00%
131
Qualtek Services, Inc.-A Wt @1
50,000$13K0.00%
132
eMagin Corporation @1.55 1/29/
890,000$1K0.00%
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