B. Riley Wealth Advisors, Inc. Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$714.3B

Holdings

667

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (667 positions)

#	Stock	Shares	Value	% Portfolio
601	—COLUMBIA ETF TR II	12,455	$176.0M	0.02%
602	BCSBARCLAYS PLC	14,787	$176.0M	0.02%
603	NOKNOKIA CORP	31,608	$174.0M	0.02%
604	RITMNEW RESIDENTIAL INVT CORP	10,384	$171.0M	0.02%
605	—FORTRESS BIOTECH INC	37,621	$171.0M	0.02%
606	—BLACKROCK MUNIYIELD N J FD I	12,053	$169.0M	0.02%
607	NPFINUVEEN PFD & INCM SECURTIES	16,851	$166.0M	0.02%
608	THQTEKLA HEALTHCARE OPPORTUNIT	10,063	$166.0M	0.02%
609	PBRPETROLEO BRASILEIRO SA PETRO	11,478	$163.0M	0.02%
610	GOGOGOGO INC	18,096	$157.0M	0.02%
611	SIRIEURSIRIUS XM HLDGS INC	24,907	$156.0M	0.02%
612	WIWWESTERN ASSET CLYM INFL OPP	13,674	$155.0M	0.02%
613	HBANHUNTINGTON BANCSHARES INC	10,072	$153.0M	0.02%
614	MHFWESTERN ASSET MUN HI INCM FD	21,245	$153.0M	0.02%
615	TIAIYTELECOM ITALIA S P A NEW	17,817	$149.0M	0.02%
616	OMEROMEROS CORP	13,290	$149.0M	0.02%
617	NYCBEURNEW YORK CMNTY BANCORP INC	11,299	$149.0M	0.02%
618	CLFCLEVELAND CLIFFS INC	20,925	$146.0M	0.02%
619	BNYBLACKROCK N Y MUN INCOME TR	10,496	$138.0M	0.02%
620	PNNTPENNANTPARK INVT CORP	20,484	$137.0M	0.02%
621	GLADUSDGLADSTONE CAPITAL CORP	14,262	$123.0M	0.02%
622	PFLPIMCO INCOME STRATEGY FUND	10,404	$122.0M	0.02%
623	TKTEEKAY CORPORATION	14,213	$115.0M	0.02%
624	KTOSKRATOS DEFENSE & SEC SOLUTIO	10,961	$113.0M	0.02%
625	—GARRISON CAP INC	13,725	$112.0M	0.02%
626	ERICERICSSON	17,183	$111.0M	0.02%
627	—ROCKWELL MED INC	21,000	$110.0M	0.02%
628	GCI1EURGANNETT CO INC	10,325	$104.0M	0.01%
629	—COHEN & STEERS MLP INC & ENR	11,264	$103.0M	0.01%
630	—LILIS ENERGY INC	24,625	$98.0M	0.01%
631	—ALLIANZGI CONV & INCOME FD	13,971	$94.0M	0.01%
632	PHKPIMCO HIGH INCOME FD	11,998	$91.0M	0.01%
633	—SONOMA PHARMACEUTICALS INC	22,420	$83.0M	0.01%
634	SANBANCO SANTANDER SA	12,492	$82.0M	0.01%
635	—ADAMIS PHARMACEUTICALS CORP	22,950	$81.0M	0.01%
636	ABEVAMBEV SA	10,696	$79.0M	0.01%
637	PMMPUTNAM MANAGED MUN INCOM TR	10,880	$78.0M	0.01%
638	—ABERDEEN ASIA PACIFIC INCOM	16,131	$77.0M	0.01%
639	—COCRYSTAL PHARMA INC	12,726	$76.0M	0.01%
640	SVMSILVERCORP METALS INC	28,179	$76.0M	0.01%
641	VUZIVUZIX CORP	13,500	$75.0M	0.01%
642	CXCEMEX SAB DE CV	11,159	$75.0M	0.01%
643	USALIBERTY ALL STAR EQUITY FD	11,586	$72.0M	0.01%
644	BKCCUSDBLACKROCK CAPITAL INVESTMENT	11,181	$68.0M	0.01%
645	—AMERICA FIRST MULTIFAMILY IN	10,324	$64.0M	0.01%
646	LYGLLOYDS BANKING GROUP PLC	15,850	$61.0M	0.01%
647	—NATIONAL HOLDINGS CORP	13,323	$61.0M	0.01%
648	—ASCENA RETAIL GROUP INC	30,002	$61.0M	0.01%
649	NAGECHROMADEX CORP	14,000	$59.0M	0.01%
650	GSVGOLD STD VENTURES CORP	33,753	$56.0M	0.01%
651	DMLDENISON MINES CORP	120,000	$54.0M	0.01%
652	—AK STL HLDG CORP	11,529	$53.0M	0.01%
653	—PIER 1 IMPORTS INC	15,650	$52.0M	0.01%
654	DXLGDESTINATION XL GROUP INC	28,716	$51.0M	0.01%
655	MINMFS INTER INCOME TR	12,943	$51.0M	0.01%
656	ZNGAEURZYNGA INC	12,573	$47.0M	0.01%
657	—TELIGENT INC NEW	12,700	$43.0M	0.01%
658	SNEURSANCHEZ ENERGY CORP	13,200	$42.0M	0.01%
659	—PALATIN TECHNOLOGIES INC	38,000	$42.0M	0.01%
660	—GRAN TIERRA ENERGY INC	13,000	$37.0M	0.01%
661	—NEURALSTEM INC	19,485	$33.0M	0.00%
662	SENS1GBPSENSEONICS HLDGS INC	10,900	$33.0M	0.00%
663	—ALJ REGIONAL HLDGS INC	15,044	$32.0M	0.00%
664	AQMSEURAQUA METALS INC	12,000	$32.0M	0.00%
665	—SEVEN STARS CLOUD GROUP INC	13,000	$28.0M	0.00%
666	PGFUSDPENGROWTH ENERGY CORP	38,502	$26.0M	0.00%
667	—CLEARSIGN COMBUSTION CORP	18,800	$5.0M	0.00%

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