B. Riley Wealth Advisors, Inc. Q3 2016 Filing
Filed November 14, 2016
Portfolio Value
$509.8B
Holdings
615
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (615 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | HALHALLIBURTON CO | 5,019 | $226.0M | 0.04% | |
| 502 | FDO.FMACYS INC | 6,038 | $225.0M | 0.04% | |
| 503 | PMMPUTNAM MANAGED MUN INCOM TR | 28,135 | $225.0M | 0.04% | |
| 504 | SONYSONY CORP | 6,664 | $222.0M | 0.04% | |
| 505 | GSGOLDMAN SACHS GROUP INC | 1,366 | $221.0M | 0.04% | |
| 506 | MINMFS INTER INCOME TR | 131,725 | $221.0M | 0.04% | |
| 507 | IJSISHARES TR | 1,762 | $220.0M | 0.04% | |
| 508 | IWNISHARES TR | 2,087 | $220.0M | 0.04% | |
| 509 | IWOISHARES TR | 1,461 | $218.0M | 0.04% | |
| 510 | —KAPSTONE PAPER & PACKAGING C | 11,432 | $217.0M | 0.04% | |
| 511 | ADIANALOG DEVICES INC | 3,322 | $215.0M | 0.04% | |
| 512 | OREALTY INCOME CORP | 3,185 | $214.0M | 0.04% | |
| 513 | —CLAYMORE EXCHANGE TRD FD TR | 9,853 | $213.0M | 0.04% | |
| 514 | SCHBSCHWAB STRATEGIC TR | 4,060 | $213.0M | 0.04% | |
| 515 | NVGNUVEEN ENHANCED AMT FREE MUN | 13,226 | $213.0M | 0.04% | |
| 516 | —MOBILEYE N V AMSTELVEEN | 4,968 | $212.0M | 0.04% | |
| 517 | —RYDEX ETF TRUST | 1,358 | $212.0M | 0.04% | |
| 518 | IGFISHARES TR | 5,074 | $211.0M | 0.04% | |
| 519 | FASTFASTENAL CO | 4,990 | $210.0M | 0.04% | |
| 520 | ERICERICSSON | 52,967 | $210.0M | 0.04% | |
| 521 | DHRDANAHER CORP DEL | 2,659 | $209.0M | 0.04% | |
| 522 | PDIPIMCO DYNAMIC INCOME FD | 7,319 | $209.0M | 0.04% | |
| 523 | SRESEMPRA ENERGY | 1,947 | $209.0M | 0.04% | |
| 524 | XOPUSDSPDR SERIES TRUST | 5,396 | $208.0M | 0.04% | |
| 525 | AJGGALLAGHER ARTHUR J & CO | 4,066 | $208.0M | 0.04% | |
| 526 | —TRINSEO S A | 3,669 | $208.0M | 0.04% | |
| 527 | PBCTEURPEOPLES UNITED FINANCIAL INC | 23,194 | $207.0M | 0.04% | |
| 528 | DNKNDUNKIN BRANDS GROUP INC | 3,961 | $207.0M | 0.04% | |
| 529 | BKNGPRICELINE GRP INC | 140 | $207.0M | 0.04% | |
| 530 | IGTINTERNATIONAL GAME TECHNOLOG | 8,472 | $207.0M | 0.04% | |
| 531 | BMTABRITISH AMERN TOB PLC | 1,615 | $207.0M | 0.04% | |
| 532 | RYROYAL BK CDA MONTREAL QUE | 3,319 | $206.0M | 0.04% | |
| 533 | DESWISDOMTREE TR | 2,724 | $205.0M | 0.04% | |
| 534 | MNRUSDMONMOUTH REAL ESTATE INVT CO | 14,242 | $204.0M | 0.04% | |
| 535 | VOTVANGUARD INDEX FDS | 1,908 | $203.0M | 0.04% | |
| 536 | FRCBFIRST REP BK SAN FRANCISCO C | 2,618 | $203.0M | 0.04% | |
| 537 | HASHASBRO INC | 2,544 | $202.0M | 0.04% | |
| 538 | NEANUVEEN SR INCOME FD | 30,293 | $199.0M | 0.04% | |
| 539 | XXII22ND CENTY GROUP INC | 145,700 | $197.0M | 0.04% | |
| 540 | GSVGOLD STD VENTURES CORP | 127,606 | $193.0M | 0.04% | |
| 541 | —DEL TACO RESTAURANTS INC | 16,000 | $191.0M | 0.04% | |
| 542 | GNTGAMCO NAT RES GOLD & INCOME | 23,918 | $185.0M | 0.04% | |
| 543 | ETJEATON VANCE RISK MNGD DIV EQ | 19,479 | $184.0M | 0.04% | |
| 544 | IIMINVESCO VALUE MUN INCOME TR | 11,133 | $183.0M | 0.04% | |
| 545 | FSICUSDFS INVT CORP | 19,185 | $182.0M | 0.04% | |
| 546 | EMBJEMBRAER S A | 20,570 | $181.0M | 0.04% | |
| 547 | —RETAIL PPTYS AMER INC | 10,599 | $179.0M | 0.04% | |
| 548 | MPTMEDICAL PPTYS TRUST INC | 11,941 | $178.0M | 0.03% | |
| 549 | TWOTWO HBRS INVT CORP | 20,674 | $178.0M | 0.03% | |
| 550 | CIKCREDIT SUISSE GROUP | 23,700 | $174.0M | 0.03% | |
| 551 | —PANDORA MEDIA INC | 11,867 | $171.0M | 0.03% | |
| 552 | IGAVOYA GLBL ADV & PREM OPP FD | 16,600 | $168.0M | 0.03% | |
| 553 | FEYECHFFIREEYE INC | 11,187 | $165.0M | 0.03% | |
| 554 | KRNYKEARNY FINL CORP MD | 11,925 | $163.0M | 0.03% | |
| 555 | HSTHOST HOTELS & RESORTS INC | 10,316 | $162.0M | 0.03% | |
| 556 | BCSBARCLAYS PLC | 28,361 | $159.0M | 0.03% | |
| 557 | —HANCOCK JOHN INV TRUST | 14,352 | $157.0M | 0.03% | |
| 558 | XBXMXNUVEEN S&P 500 BUY-WRITE INC | 11,605 | $154.0M | 0.03% | |
| 559 | —PALATIN TECHNOLOGIES INC | 240,000 | $151.0M | 0.03% | |
| 560 | RIGTRANSOCEAN LTD | 13,885 | $149.0M | 0.03% | |
| 561 | ASMBASSEMBLY BIOSCIENCES INC | 19,757 | $143.0M | 0.03% | |
| 562 | —ALLIANZGI CONV & INCOME FD | 21,142 | $143.0M | 0.03% | |
| 563 | XEXGXEATON VANCE TAX MNGD GBL DV | 16,186 | $141.0M | 0.03% | |
| 564 | —PRIMO WTR CORP | 22,586 | $139.0M | 0.03% | |
| 565 | —CLIFFS NAT RES INC | 23,520 | $138.0M | 0.03% | |
| 566 | DBDEUTSCHE BANK AG | 10,170 | $134.0M | 0.03% | |
| 567 | —LIMELIGHT NETWORKS INC | 68,714 | $129.0M | 0.03% | |
| 568 | SIRIEURSIRIUS XM HLDGS INC | 30,194 | $126.0M | 0.02% | |
| 569 | —FORTRESS INVESTMENT GROUP LL | 24,900 | $124.0M | 0.02% | |
| 570 | —VIRNETX HLDG CORP | 39,950 | $123.0M | 0.02% | |
| 571 | PHKPIMCO HIGH INCOME FD | 11,817 | $118.0M | 0.02% | |
| 572 | XINUSDXINYUAN REAL ESTATE CO LTD | 35,232 | $113.0M | 0.02% | |
| 573 | NOKNOKIA CORP | 34,445 | $113.0M | 0.02% | |
| 574 | XBGYXBLACKROCK INTL GRWTH & INC T | 18,485 | $110.0M | 0.02% | |
| 575 | —NUVEEN HIGH INCOME 2020 TARG | 10,356 | $110.0M | 0.02% | |
| 576 | BBBLACKBERRY LTD | 12,211 | $98.0M | 0.02% | |
| 577 | TIAIYTELECOM ITALIA S P A NEW | 25,700 | $88.0M | 0.02% | |
| 578 | CLIRCLEARSIGN COMBUSTION CORP | 14,130 | $85.0M | 0.02% | |
| 579 | NIHDEURNII HLDGS INC | 25,000 | $84.0M | 0.02% | |
| 580 | GRPNCHFGROUPON INC | 15,967 | $83.0M | 0.02% | |
| 581 | —DREYFUS HIGH YIELD STRATEGIE | 24,183 | $83.0M | 0.02% | |
| 582 | DRDDRDGOLD LIMITED | 31,563 | $82.0M | 0.02% | |
| 583 | TCRTZIOPHARM ONCOLOGY INC | 13,966 | $79.0M | 0.02% | |
| 584 | —FORTRESS BIOTECH INC | 24,100 | $72.0M | 0.01% | |
| 585 | KTOSKRATOS DEFENSE & SEC SOLUTIO | 10,356 | $72.0M | 0.01% | |
| 586 | —ALJ REGIONAL HLDGS INC | 15,044 | $71.0M | 0.01% | |
| 587 | —VONAGE HLDGS CORP | 10,500 | $70.0M | 0.01% | |
| 588 | DHYCREDIT SUISSE HIGH YLD BND F | 26,000 | $68.0M | 0.01% | |
| 589 | DXLGDESTINATION XL GROUP INC | 14,716 | $65.0M | 0.01% | |
| 590 | —NEPTUNE TECHNOLOGIES BIORESO | 60,000 | $64.0M | 0.01% | |
| 591 | EODWELLS FARGO GLOBAL DIVIDEND | 10,424 | $61.0M | 0.01% | |
| 592 | HBMHUDBAY MINERALS INC | 14,786 | $60.0M | 0.01% | |
| 593 | —ADAMIS PHARMACEUTICALS CORP | 16,500 | $57.0M | 0.01% | |
| 594 | —ABERDEEN ASIA PACIFIC INCOM | 10,458 | $54.0M | 0.01% | |
| 595 | —ENSYNC INC | 54,500 | $54.0M | 0.01% | |
| 596 | SANBANCO SANTANDER SA | 11,609 | $52.0M | 0.01% | |
| 597 | —PEDEVCO CORP | 279,490 | $51.0M | 0.01% | |
| 598 | —NEURALSTEM INC | 169,249 | $50.0M | 0.01% | |
| 599 | —OPGEN INC | 50,500 | $42.0M | 0.01% | |
| 600 | —XPLORE TECHNOLOGIES CORP | 16,700 | $40.0M | 0.01% |