B. Riley Wealth Advisors, Inc. Q3 2017 Filing
Filed November 13, 2017
Portfolio Value
$601.9B
Holdings
541
Report Date
Q3 2017
Filing Type
13F-HR
All Holdings (541 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | TIAIYTELECOM ITALIA S P A NEW | 24,330 | $183.0M | 0.03% | |
| 502 | ARCCARES CAP CORP | 10,852 | $178.0M | 0.03% | |
| 503 | GOGOGOGO INC | 14,145 | $168.0M | 0.03% | |
| 504 | TWOTWO HBRS INVT CORP | 16,548 | $168.0M | 0.03% | |
| 505 | MATMATTEL INC | 10,774 | $167.0M | 0.03% | |
| 506 | MHFWESTERN ASSET MUN HI INCM FD | 21,245 | $165.0M | 0.03% | |
| 507 | GSVGOLD STD VENTURES CORP | 99,946 | $162.0M | 0.03% | |
| 508 | BGCPEURBGC PARTNERS INC | 11,065 | $161.0M | 0.03% | |
| 509 | GCI1EURGANNETT CO INC | 17,664 | $160.0M | 0.03% | |
| 510 | BCSBARCLAYS PLC | 15,126 | $157.0M | 0.03% | |
| 511 | XEXGXEATON VANCE TAX MNGD GBL DV | 15,903 | $149.0M | 0.02% | |
| 512 | TCRTZIOPHARM ONCOLOGY INC | 23,099 | $144.0M | 0.02% | |
| 513 | PMMPUTNAM MANAGED MUN INCOM TR | 18,827 | $143.0M | 0.02% | |
| 514 | —FORTRESS BIOTECH INC | 28,133 | $125.0M | 0.02% | |
| 515 | —LILIS ENERGY INC | 27,800 | $125.0M | 0.02% | |
| 516 | —COHEN & STEERS MLP INC & ENR | 11,475 | $120.0M | 0.02% | |
| 517 | —ALPINE TOTAL DYNAMIC DIVID F | 13,261 | $120.0M | 0.02% | |
| 518 | PHKPIMCO HIGH INCOME FD | 13,834 | $116.0M | 0.02% | |
| 519 | ARCPEURVEREIT INC | 13,950 | $114.0M | 0.02% | |
| 520 | —CHENIERE ENERGY INC | 140,000 | $97.0M | 0.02% | |
| 521 | —ALLIANZGI CONV & INCOME FD | 11,758 | $84.0M | 0.01% | |
| 522 | —AVENUE THERAPEUTICS INC | 15,000 | $83.0M | 0.01% | |
| 523 | SVMSILVERCORP METALS INC | 28,150 | $77.0M | 0.01% | |
| 524 | —XPLORE TECHNOLOGIES CORP | 26,400 | $73.0M | 0.01% | |
| 525 | —AMERICA FIRST MULTIFAMILY IN | 10,328 | $63.0M | 0.01% | |
| 526 | DXLGDESTINATION XL GROUP INC | 27,516 | $54.0M | 0.01% | |
| 527 | —ALJ REGIONAL HLDGS INC | 15,044 | $53.0M | 0.01% | |
| 528 | —ASCENA RETAIL GROUP INC | 21,172 | $53.0M | 0.01% | |
| 529 | DMLDENISON MINES CORP | 110,000 | $51.0M | 0.01% | |
| 530 | —PENNEY J C INC | 11,750 | $45.0M | 0.01% | |
| 531 | ZNOGZION OIL & GAS INC | 12,676 | $44.0M | 0.01% | |
| 532 | LYGLLOYDS BANKING GROUP PLC | 11,301 | $42.0M | 0.01% | |
| 533 | —SECOND SIGHT MED PRODS INC | 27,522 | $33.0M | 0.01% | |
| 534 | —NEPTUNE TECHNOLOGIES BIORESO | 35,000 | $32.0M | 0.01% | |
| 535 | —GRAN TIERRA ENERGY INC | 13,000 | $30.0M | 0.00% | |
| 536 | —PTC THERAPEUTICS INC | 35,000 | $29.0M | 0.00% | |
| 537 | —NEURALSTEM INC | 13,985 | $19.0M | 0.00% | |
| 538 | —CLEARSIGN COMBUSTION CORP | 19,000 | $18.0M | 0.00% | |
| 539 | —OPGEN INC | 27,900 | $9.0M | 0.00% | |
| 540 | —ENSYNC INC | 15,500 | $8.0M | 0.00% | |
| 541 | —OPGEN INC | 24,400 | $2.0M | 0.00% |
PreviousPage 6 of 6