B. Riley Wealth Advisors, Inc. Q4 2015 Filing
Filed February 16, 2016
Portfolio Value
$493.9B
Holdings
565
Report Date
Q4 2015
Filing Type
13F-HR
All Holdings (565 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | VIV1USDTELEFONICA BRASIL SA | 19,549 | $177.0M | 0.04% | |
| 502 | CIIBLACKROCK ENH CAP & INC FD I | 12,396 | $176.0M | 0.04% | |
| 503 | ETJEATON VANCE RISK MNGD DIV EQ | 16,979 | $173.0M | 0.04% | |
| 504 | —RETAIL PPTYS AMER INC | 10,885 | $161.0M | 0.03% | |
| 505 | ASMBASSEMBLY BIOSCIENCES INC | 19,257 | $145.0M | 0.03% | |
| 506 | —CYPRESS SEMICONDUCTOR CORP | 14,577 | $143.0M | 0.03% | |
| 507 | MPTMEDICAL PPTYS TRUST INC | 12,053 | $139.0M | 0.03% | |
| 508 | —OCULUS INNOVATIVE SCIENCES I | 118,553 | $137.0M | 0.03% | |
| 509 | —HANCOCK JOHN INV TRUST | 13,255 | $136.0M | 0.03% | |
| 510 | BKOBLUEROCK RESIDENTIAL GRW REI | 11,396 | $136.0M | 0.03% | |
| 511 | TWOTWO HBRS INVT CORP | 16,693 | $136.0M | 0.03% | |
| 512 | —COHEN & STEERS MLP INC & ENR | 12,700 | $133.0M | 0.03% | |
| 513 | MUFGMITSUBISHI UFJ FINL GROUP IN | 20,978 | $132.0M | 0.03% | |
| 514 | XEXGXEATON VANCE TAX MNGD GBL DV | 14,242 | $127.0M | 0.03% | |
| 515 | SPPPSPROTT PHYSICAL PLAT PALLAD | 20,000 | $124.0M | 0.03% | |
| 516 | —ZIX CORP | 23,924 | $122.0M | 0.02% | |
| 517 | XBGYXBLACKROCK INTL GRWTH & INC T | 18,825 | $118.0M | 0.02% | |
| 518 | —NEURALSTEM INC | 110,312 | $114.0M | 0.02% | |
| 519 | —VIRNETX HLDG CORP | 41,950 | $108.0M | 0.02% | |
| 520 | —PEDEVCO CORP | 343,416 | $100.0M | 0.02% | |
| 521 | —OPGEN INC | 50,500 | $97.0M | 0.02% | |
| 522 | —XPLORE TECHNOLOGIES CORP | 18,500 | $95.0M | 0.02% | |
| 523 | —FX ENERGY INC | 81,055 | $94.0M | 0.02% | |
| 524 | —ALLIANZGI CONV & INCOME FD | 16,805 | $94.0M | 0.02% | |
| 525 | NOG1EURNORTHERN OIL & GAS INC NEV | 22,000 | $85.0M | 0.02% | |
| 526 | —LINN ENERGY LLC | 62,248 | $81.0M | 0.02% | |
| 527 | NYMTEURNEW YORK MTG TR INC | 14,330 | $77.0M | 0.02% | |
| 528 | —PALATIN TECHNOLOGIES INC | 115,000 | $77.0M | 0.02% | |
| 529 | —FORTRESS INVESTMENT GROUP LL | 14,100 | $72.0M | 0.01% | |
| 530 | —PENNEY J C INC | 10,800 | $72.0M | 0.01% | |
| 531 | CHKEURCHESAPEAKE ENERGY CORP | 15,574 | $71.0M | 0.01% | |
| 532 | —DREYFUS HIGH YIELD STRATEGIE | 21,937 | $68.0M | 0.01% | |
| 533 | —FORTRESS BIOTECH INC | 24,100 | $68.0M | 0.01% | |
| 534 | DHYCREDIT SUISSE HIGH YLD BND F | 26,000 | $60.0M | 0.01% | |
| 535 | —MAD CATZ INTERACTIVE INC | 150,000 | $60.0M | 0.01% | |
| 536 | AMDADVANCED MICRO DEVICES INC | 20,452 | $59.0M | 0.01% | |
| 537 | KTOSKRATOS DEFENSE & SEC SOLUTIO | 14,039 | $58.0M | 0.01% | |
| 538 | —NEPTUNE TECHNOLOGIES BIORESO | 52,000 | $56.0M | 0.01% | |
| 539 | AVPUSDAVON PRODS INC | 12,192 | $50.0M | 0.01% | |
| 540 | CLIRCLEARSIGN COMBUSTION CORP | 10,297 | $50.0M | 0.01% | |
| 541 | —SPRINT CORP | 13,650 | $50.0M | 0.01% | |
| 542 | LYGLLOYDS BANKING GROUP PLC | 10,946 | $50.0M | 0.01% | |
| 543 | —NQ MOBILE INC | 12,925 | $48.0M | 0.01% | |
| 544 | —LILIS ENERGY INC | 221,300 | $45.0M | 0.01% | |
| 545 | PJXPETROLEO BRASILEIRO SA PETRO | 12,519 | $44.0M | 0.01% | |
| 546 | ZNGAEURZYNGA INC | 15,800 | $43.0M | 0.01% | |
| 547 | GSVGOLD STD VENTURES CORP | 59,200 | $41.0M | 0.01% | |
| 548 | AMRNAMARIN CORP PLC | 19,750 | $38.0M | 0.01% | |
| 549 | —NATIONAL HOLDINGS CORP | 12,372 | $35.0M | 0.01% | |
| 550 | —ARENA PHARMACEUTICALS INC | 17,000 | $33.0M | 0.01% | |
| 551 | —WIDEPOINT CORP | 44,442 | $31.0M | 0.01% | |
| 552 | —GRAN TIERRA ENERGY INC | 13,000 | $29.0M | 0.01% | |
| 553 | IMGIAMGOLD CORP | 18,670 | $27.0M | 0.01% | |
| 554 | —REVOLUTION LIGHTING TECHNOLO | 31,676 | $26.0M | 0.01% | |
| 555 | —MANAGED HIGH YIELD PLUS FD I | 13,289 | $24.0M | 0.00% | |
| 556 | —MANNKIND CORP | 15,626 | $23.0M | 0.00% | |
| 557 | DMLDENISON MINES CORP | 42,000 | $21.0M | 0.00% | |
| 558 | —OPGEN INC | 49,300 | $18.0M | 0.00% | |
| 559 | —TOWERSTREAM CORP | 38,204 | $15.0M | 0.00% | |
| 560 | —ENSYNC INC | 29,500 | $12.0M | 0.00% | |
| 561 | PVCTPROVECTUS BIOPHARMACEUTICALS | 28,000 | $11.0M | 0.00% | |
| 562 | —RELIV INTL INC | 10,562 | $7.0M | 0.00% | |
| 563 | —SANDRIDGE ENERGY INC | 10,700 | $3.0M | 0.00% | |
| 564 | —HOUSTON AMERN ENERGY CORP | 15,307 | $3.0M | 0.00% | |
| 565 | —KINDER MORGAN INC DEL | 15,884 | $1.0M | 0.00% |
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