B. Riley Wealth Advisors, Inc. Q4 2017 Filing
Filed February 15, 2018
Portfolio Value
$740.1B
Holdings
640
Report Date
Q4 2017
Filing Type
13F-HR
All Holdings (640 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 601 | WIWWESTERN ASSET CLYM INFL OPP | 11,927 | $136.0M | 0.02% | |
| 602 | VFLDELAWARE INVT NAT MUNI INC F | 10,045 | $133.0M | 0.02% | |
| 603 | GCI1EURGANNETT CO INC | 11,325 | $132.0M | 0.02% | |
| 604 | —ROCKWELL MED INC | 21,500 | $126.0M | 0.02% | |
| 605 | —FORTRESS BIOTECH INC | 31,064 | $124.0M | 0.02% | |
| 606 | PNNTPENNANTPARK INVT CORP | 17,388 | $121.0M | 0.02% | |
| 607 | —COHEN & STEERS MLP INC & ENR | 11,723 | $121.0M | 0.02% | |
| 608 | TKTEEKAY CORPORATION | 12,233 | $114.0M | 0.02% | |
| 609 | KTOSKRATOS DEFENSE & SEC SOLUTIO | 10,546 | $113.0M | 0.02% | |
| 610 | AMDADVANCED MICRO DEVICES INC | 10,875 | $112.0M | 0.02% | |
| 611 | PHKPIMCO HIGH INCOME FD | 13,702 | $103.0M | 0.01% | |
| 612 | GSVGOLD STD VENTURES CORP | 57,346 | $101.0M | 0.01% | |
| 613 | ZNGAEURZYNGA INC | 25,146 | $101.0M | 0.01% | |
| 614 | —ADAMIS PHARMACEUTICALS CORP | 22,450 | $99.0M | 0.01% | |
| 615 | —LILIS ENERGY INC | 17,300 | $89.0M | 0.01% | |
| 616 | —ALLIANZGI CONV & INCOME FD | 11,766 | $83.0M | 0.01% | |
| 617 | —SONOMA PHARMACEUTICALS INC | 14,802 | $81.0M | 0.01% | |
| 618 | VUZIVUZIX CORP | 12,500 | $79.0M | 0.01% | |
| 619 | SVMSILVERCORP METALS INC | 28,179 | $74.0M | 0.01% | |
| 620 | —ASCENA RETAIL GROUP INC | 29,702 | $71.0M | 0.01% | |
| 621 | SANBANCO SANTANDER SA | 10,572 | $70.0M | 0.01% | |
| 622 | FSC1EUROAKTREE SPECIALTY LENDING CO | 14,200 | $70.0M | 0.01% | |
| 623 | —PIER 1 IMPORTS INC | 16,179 | $68.0M | 0.01% | |
| 624 | DMLDENISON MINES CORP | 120,000 | $66.0M | 0.01% | |
| 625 | KGCKINROSS GOLD CORP | 14,679 | $64.0M | 0.01% | |
| 626 | DXLGDESTINATION XL GROUP INC | 28,716 | $64.0M | 0.01% | |
| 627 | —AMERICA FIRST MULTIFAMILY IN | 10,328 | $63.0M | 0.01% | |
| 628 | LYGLLOYDS BANKING GROUP PLC | 15,850 | $61.0M | 0.01% | |
| 629 | —NEW YORK REIT INC | 12,500 | $50.0M | 0.01% | |
| 630 | —ALJ REGIONAL HLDGS INC | 15,044 | $48.0M | 0.01% | |
| 631 | —TELIGENT INC NEW | 12,700 | $47.0M | 0.01% | |
| 632 | APPSDIGITAL TURBINE INC | 24,000 | $43.0M | 0.01% | |
| 633 | —SECOND SIGHT MED PRODS INC | 21,651 | $42.0M | 0.01% | |
| 634 | —GRAN TIERRA ENERGY INC | 13,000 | $36.0M | 0.00% | |
| 635 | —PALATIN TECHNOLOGIES INC | 38,000 | $33.0M | 0.00% | |
| 636 | —NEURALSTEM INC | 18,285 | $32.0M | 0.00% | |
| 637 | PGFUSDPENGROWTH ENERGY CORP | 28,161 | $23.0M | 0.00% | |
| 638 | —CLEARSIGN COMBUSTION CORP | 18,200 | $19.0M | 0.00% | |
| 639 | —TREVENA INC | 11,105 | $18.0M | 0.00% | |
| 640 | —OPGEN INC | 17,900 | $4.0M | 0.00% |
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