B. Riley Wealth Advisors, Inc. Q4 2019 Filing
Filed February 10, 2020
Portfolio Value
$1.2T
Holdings
837
Report Date
Q4 2019
Filing Type
13F-HR
All Holdings (837 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 301 | AEPAMERICAN ELEC PWR CO INC | 7,944 | $751.0M | 0.06% | |
| 302 | NLYEURANNALY CAP MGMT INC | 79,386 | $748.0M | 0.06% | |
| 303 | KMIKINDER MORGAN INC DEL | 34,842 | $739.0M | 0.06% | |
| 304 | VONGVANGUARD SCOTTSDALE FDS | 4,083 | $739.0M | 0.06% | |
| 305 | OXYOCCIDENTAL PETE CORP | 17,899 | $739.0M | 0.06% | |
| 306 | WMWASTE MGMT INC DEL | 6,475 | $738.0M | 0.06% | |
| 307 | UBERUBER TECHNOLOGIES INC | 24,695 | $736.0M | 0.06% | |
| 308 | XFLTXAI OCTAGON FLOATNG RATE ALT | 90,746 | $735.0M | 0.06% | |
| 309 | —AVENUE THERAPEUTICS INC | 76,250 | $732.0M | 0.06% | |
| 310 | XLNXEURXILINX INC | 7,455 | $729.0M | 0.06% | |
| 311 | QCOMQUALCOMM INC | 8,235 | $728.0M | 0.06% | |
| 312 | ECLECOLAB INC | 3,755 | $727.0M | 0.06% | |
| 313 | CLMCORNERSTONE STRATEGIC VALUE | 64,689 | $726.0M | 0.06% | |
| 314 | DONWISDOMTREE TR | 18,974 | $722.0M | 0.06% | |
| 315 | VFCV F CORP | 7,215 | $720.0M | 0.06% | |
| 316 | PFLPIMCO INCOME STRATEGY FUND | 60,312 | $715.0M | 0.06% | |
| 317 | FXHFIRST TR EXCHANGE TRADED FD | 8,438 | $711.0M | 0.06% | |
| 318 | ILCGISHARES TR | 3,368 | $708.0M | 0.06% | |
| 319 | PLDPROLOGIS INC | 7,890 | $705.0M | 0.06% | |
| 320 | PPAINVESCO EXCHANGE TRADED FD T | 10,288 | $704.0M | 0.06% | |
| 321 | AGGYWISDOMTREE TR | 13,455 | $704.0M | 0.06% | |
| 322 | EFVISHARES TR | 14,062 | $703.0M | 0.06% | |
| 323 | FLOTISHARES TR | 13,523 | $689.0M | 0.06% | |
| 324 | MTNVAIL RESORTS INC | 2,866 | $688.0M | 0.06% | |
| 325 | MHDBLACKROCK MUNIHOLDINGS FD IN | 40,266 | $683.0M | 0.06% | |
| 326 | AONAON PLC | 3,262 | $681.0M | 0.06% | |
| 327 | STXSEAGATE TECHNOLOGY PLC | 11,444 | $681.0M | 0.06% | |
| 328 | PMMPUTNAM MANAGED MUN INCOM TR | 85,078 | $680.0M | 0.06% | |
| 329 | AWCAMERICAN WTR WKS CO INC NEW | 5,526 | $679.0M | 0.06% | |
| 330 | XFEBFIRST TR EXCHANGE-TRADED FD | 33,816 | $679.0M | 0.06% | |
| 331 | FLTBFIDELITY | 13,308 | $678.0M | 0.06% | |
| 332 | DOVDOVER CORP | 5,868 | $677.0M | 0.06% | |
| 333 | LYFTLYFT INC | 15,668 | $675.0M | 0.06% | |
| 334 | XELXCEL ENERGY INC | 10,532 | $669.0M | 0.06% | |
| 335 | NXJNUVEEN NEW JERSEY QULT MUN F | 45,511 | $668.0M | 0.06% | |
| 336 | MEARISHARES US ETF TR | 13,300 | $667.0M | 0.06% | |
| 337 | SWKSTANLEY BLACK & DECKER INC | 4,025 | $667.0M | 0.06% | |
| 338 | GLWCORNING INC | 22,758 | $663.0M | 0.06% | |
| 339 | MBIOUSDMUSTANG BIO INC | 161,999 | $661.0M | 0.06% | |
| 340 | BDXBECTON DICKINSON & CO | 2,400 | $654.0M | 0.06% | |
| 341 | GOFGUGGENHEIM ENHNCD EQTY INCM | 80,953 | $653.0M | 0.06% | |
| 342 | VPUVANGUARD WORLD FDS | 4,543 | $650.0M | 0.06% | |
| 343 | SCHFSCHWAB STRATEGIC TR | 19,246 | $648.0M | 0.06% | |
| 344 | RSGREPUBLIC SVCS INC | 7,199 | $646.0M | 0.05% | |
| 345 | CDECOEUR MNG INC | 79,500 | $643.0M | 0.05% | |
| 346 | APLEAPPLE HOSPITALITY REIT INC | 39,542 | $643.0M | 0.05% | |
| 347 | EMREMERSON ELEC CO | 8,343 | $637.0M | 0.05% | |
| 348 | AKAMAKAMAI TECHNOLOGIES INC | 7,305 | $632.0M | 0.05% | |
| 349 | AXPAMERICAN EXPRESS CO | 5,064 | $632.0M | 0.05% | |
| 350 | HDVISHARES TR | 6,430 | $631.0M | 0.05% | |
| 351 | IYWISHARES TR | 2,696 | $627.0M | 0.05% | |
| 352 | CCLCARNIVAL CORP | 12,284 | $625.0M | 0.05% | |
| 353 | SIXGETF SER SOLUTIONS | 23,558 | $618.0M | 0.05% | |
| 354 | AWMSKYWORKS SOLUTIONS INC | 5,074 | $615.0M | 0.05% | |
| 355 | BKBANK NEW YORK MELLON CORP | 12,149 | $614.0M | 0.05% | |
| 356 | VTEBVANGUARD MUN BD FD INC | 11,423 | $612.0M | 0.05% | |
| 357 | NOCNORTHROP GRUMMAN CORP | 1,744 | $610.0M | 0.05% | |
| 358 | VSSVANGUARD INTL EQUITY INDEX F | 5,474 | $610.0M | 0.05% | |
| 359 | SPLKCHFSPLUNK INC | 4,057 | $609.0M | 0.05% | |
| 360 | CIIBLACKROCK ENH CAP & INC FD I | 35,232 | $608.0M | 0.05% | |
| 361 | SLVISHARES SILVER TRUST | 36,396 | $608.0M | 0.05% | |
| 362 | AFLAFLAC INC | 11,446 | $607.0M | 0.05% | |
| 363 | AZPNUSDASPEN TECHNOLOGY INC | 5,014 | $607.0M | 0.05% | |
| 364 | MPTMEDICAL PPTYS TRUST INC | 28,656 | $606.0M | 0.05% | |
| 365 | TELTE CONNECTIVITY LTD | 6,285 | $604.0M | 0.05% | |
| 366 | KMBKIMBERLY CLARK CORP | 4,382 | $603.0M | 0.05% | |
| 367 | XEXGXEATON VANCE TAX MNGD GBL DV | 68,535 | $602.0M | 0.05% | |
| 368 | —ETF MANAGERS TR | 34,981 | $599.0M | 0.05% | |
| 369 | UNUSDUNILEVER N V | 10,384 | $597.0M | 0.05% | |
| 370 | AMLPUSDALPS ETF TR | 69,936 | $595.0M | 0.05% | |
| 371 | HIGHARTFORD FINL SVCS GROUP INC | 9,772 | $595.0M | 0.05% | |
| 372 | MRSHMARSH & MCLENNAN COS INC | 5,325 | $594.0M | 0.05% | |
| 373 | IGPTINVESCO EXCHANGE TRADED FD T | 5,953 | $594.0M | 0.05% | |
| 374 | IXJISHARES TR | 8,604 | $592.0M | 0.05% | |
| 375 | HYTBLACKROCK CORPOR HI YLD FD I | 52,655 | $590.0M | 0.05% | |
| 376 | SBACSBA COMMUNICATIONS CORP NEW | 2,442 | $589.0M | 0.05% | |
| 377 | ITWILLINOIS TOOL WKS INC | 3,268 | $587.0M | 0.05% | |
| 378 | NSCNORFOLK SOUTHERN CORP | 3,021 | $587.0M | 0.05% | |
| 379 | MSCIMSCI INC | 2,274 | $587.0M | 0.05% | |
| 380 | FDRRFIDELITY COVINGTON TR | 16,582 | $585.0M | 0.05% | |
| 381 | VCITVANGUARD SCOTTSDALE FDS | 6,371 | $582.0M | 0.05% | |
| 382 | HYZDWISDOMTREE TR | 25,094 | $582.0M | 0.05% | |
| 383 | 7HPHP INC | 28,163 | $581.0M | 0.05% | |
| 384 | VOCVOC ENERGY TR | 124,907 | $579.0M | 0.05% | |
| 385 | TRVTRAVELERS COMPANIES INC | 4,214 | $578.0M | 0.05% | |
| 386 | PPGPPG INDS INC | 4,322 | $578.0M | 0.05% | |
| 387 | IQVIQVIA HLDGS INC | 3,737 | $578.0M | 0.05% | |
| 388 | PBWINVESCO EXCHANGE TRADED FD T | 16,832 | $577.0M | 0.05% | |
| 389 | PANWPALO ALTO NETWORKS INC | 2,488 | $577.0M | 0.05% | |
| 390 | ELVANTHEM INC | 1,898 | $574.0M | 0.05% | |
| 391 | VVVANGUARD INDEX FDS | 3,881 | $574.0M | 0.05% | |
| 392 | PEOEXELON CORP | 12,538 | $572.0M | 0.05% | |
| 393 | QQQPROSHARES TR | 28,440 | $570.0M | 0.05% | |
| 394 | LYVLIVE NATION ENTERTAINMENT IN | 7,953 | $569.0M | 0.05% | |
| 395 | —PIMCO DYNMIC CREDIT AND MRT | 22,472 | $567.0M | 0.05% | |
| 396 | FDDFIRST TR HIGH INCOME L/S FD | 35,992 | $567.0M | 0.05% | |
| 397 | GMGENERAL MTRS CO | 15,362 | $563.0M | 0.05% | |
| 398 | IWOISHARES TR | 2,626 | $563.0M | 0.05% | |
| 399 | —ALLIANZGI DIVERS INC & CNV F | 22,758 | $560.0M | 0.05% | |
| 400 | JCIJOHNSON CTLS INTL PLC | 13,628 | $556.0M | 0.05% |