Baird Financial Group, Inc. Q3 2018 Filing

Filed November 13, 2018

Portfolio Value

$16.0M

Holdings

1,324

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (1,324 positions)

#	Stock	Shares	Value	% Portfolio
1	CLIRCLEARSIGN COMBUSTION CRP	624,299	$999K	6.26%
2	EDVVNGRD EXT DUR TREAS ETF	9,300	$998K	6.25%
3	ELMEWASHINGTON REAL ESTATE INV'T T	32,934	$998K	6.25%
4	VGLTVANGRD LNG TRM GOVT ETF	13,916	$994K	6.23%
5	TLTDFLEX MSTAR D/M TILT ETF	15,150	$993K	6.22%
6	CVXChevron Corp	8,098	$990K	6.20%
7	TPICQTPI COMPOSITES INC COM	34,560	$988K	6.19%
8	OXLCLOXFORD LANE CAP CORP	93,135	$987K	6.18%
9	CALMCAL MAINE FOODS INC	21,940	$987K	6.18%
10	—NUVEEN HI INC DEC 2018	99,826	$984K	6.17%
11	KIOKKR INCOME	58,882	$972K	6.09%
12	GWWGRAINGER W W INC	2,715	$967K	6.06%
13	IGHGPROSHARES INVT GRADE ETF	12,682	$961K	6.02%
14	XLCSELECT COMMN SVC SEL ETF	19,502	$952K	5.96%
15	RODMLATTICE STRATEGIES TR HARTFORD	32,771	$952K	5.96%
16	IBMInternational Business Machines Corp	6,256	$946K	5.93%
17	ACWVISHARES CNTRY WRLD ETF	10,722	$942K	5.90%
18	CAKECHEESECAKE FACTORY INC	17,893	$939K	5.88%
19	BFHALLIANCE DATA SYS CORP	3,940	$937K	5.87%
20	PIRSPIERIS PHARMACEUTICALS INC	174,088	$933K	5.85%
21	MGVVNGD MEG CAP 300 VLU ETF	11,448	$921K	5.77%
22	RRXREGAL BELOIT	11,042	$920K	5.76%
23	IWBiShares Russell 1000 ETF	5,686	$919K	5.76%
24	HYHGPROSHS HI YLD TREAS ETF	13,435	$918K	5.75%
25	MIYBLKRK MUNIYLD MI INSD FD	73,757	$917K	5.75%
26	XLFISECTOR SPDR CONS STPLS	17,022	$910K	5.70%
27	SWKSTANLEY BLACK DECKER	6,175	$909K	5.70%
28	ECCEAGLE PT CR CO LLC	49,623	$889K	5.57%
29	LAMRLAMAR ADVERTISING NEW A	11,526	$888K	5.56%
30	VOOGVANGUARD SP 500 GRW ETF	5,561	$886K	5.55%
31	GABGABELLI EQUITY TRUST INC	135,905	$885K	5.54%
32	EFXEQUIFAX INC	6,757	$885K	5.54%
33	MTGM G I C INVT CORP WIS	67,372	$883K	5.53%
34	EPREPR PROPERTIES	12,994	$878K	5.50%
35	AMBAAMBARELLA INC	22,706	$878K	5.50%
36	DBAWDEUTSCHE EX US HEDGE ETF	31,388	$874K	5.48%
37	NKTREURNEKTAR THERAPEUTICS	15,371	$873K	5.47%
38	—USG CORP NEW	20,148	$873K	5.47%
39	SPHDINV SP500 HI DIV ETF	21,059	$873K	5.47%
40	2362120DSINCLAIR BROADCAST GROUP INC C	31,080	$871K	5.46%
41	PDCOEURPATTERSON COS INC	35,938	$866K	5.43%
42	BLVVANGUARD LONG TERM BOND	9,899	$860K	5.39%
43	—MGM GROWTH PPTYS LLC A	29,327	$860K	5.39%
44	SNAPSNAP INC CL A	102,033	$853K	5.34%
45	MIDDMIDDLEBY CORP	6,795	$853K	5.34%
46	SHOPSHOPIFY INC CL A	5,202	$850K	5.33%
47	CNCCENTENE CORP DEL	5,826	$847K	5.31%
48	MAINMAIN STREET	21,954	$846K	5.30%
49	XBGYXBLACKROCK INTL GRWINCME	148,035	$845K	5.29%
50	TWLOTWILIO INC A	10,086	$845K	5.29%
51	TDIVFT VI NASDAQ TECH DV ETF	21,662	$834K	5.23%
52	CBRECBRE GROUP INC CL A	18,741	$833K	5.22%
53	FTSFORTIS INC	25,494	$831K	5.21%
54	BBNBLACKROCK BUILD AMER BD	39,109	$829K	5.19%
55	Tatt Inc.	24,576	$825K	5.17%
56	OMEROMEROS CORP	59,120	$825K	5.17%
57	EELVINV SP E/M L/VLTY ETF	32,894	$820K	5.14%
58	DISCAUSDDISCOVERY COMMS NEW A	25,230	$818K	5.13%
59	TIPiShares Tips Bond	7,375	$816K	5.11%
60	CAGCONAGRA INC	24,384	$816K	5.11%
61	TECHBIO TECHNE CORP	3,971	$809K	5.07%
62	TSCOTRACTOR SUPPLY CO	8,918	$805K	5.04%
63	JPSTJP ULTRA SHT INCM ETF	15,979	$802K	5.02%
64	MBWMMERCANTILE BK CORP	24,309	$799K	5.01%
65	—ISHS IBONDS DEC 2020 ETF	31,738	$793K	4.97%
66	CFGCITIZENS FINL GRP INC	20,660	$793K	4.97%
67	LEGLEGGETT PLATT INC	18,123	$791K	4.96%
68	DHSWSDMTR EQ INCM ETF	10,894	$786K	4.92%
69	FCVTFIRST TR EXCHANGE TRADED FD SS	25,231	$777K	4.87%
70	BSCOINV BULLETSHS 2024 ETF	38,670	$776K	4.86%
71	BGHBARINGS GLOBAL SHORT DURATIOCO	40,019	$776K	4.86%
72	TTEKTETRA TECH INC NEW	11,260	$767K	4.81%
73	PDBCINV OPTIMUM YLD K1 ETF	40,019	$765K	4.79%
74	DSIISHRS KLD400 SCL ETF	7,115	$762K	4.77%
75	VMIVALMONT INDS INC	5,469	$762K	4.77%
76	VAREURVARIAN MED SYS INC	6,721	$760K	4.76%
77	—ALDER BIOPHARMACEUTICALS INC	50,775	$755K	4.73%
78	CBAYUSDCYMABAY THERAPEUTICS INC	69,032	$755K	4.73%
79	BSXBOSTON SCIENTIFIC CORP	19,353	$754K	4.72%
80	CSXCSX Corporation	10,187	$754K	4.72%
81	IWFiShares Russell 1000 Growth ETF	4,812	$751K	4.71%
82	XFOFXCOHEN STEERS OPPTY FD	57,200	$749K	4.69%
83	XJPIXNUVEEN PFD INC TERM FD	33,348	$748K	4.69%
84	MCHIISHS MSCI CHINA INDX ETF	12,492	$748K	4.69%
85	GEGeneral Electric Co	65,830	$743K	4.66%
86	CSMPRSH CS 130 30 ETF	10,270	$743K	4.66%
87	MASMASCO CORP	20,429	$741K	4.64%
88	PFEPfizer Inc	16,781	$740K	4.64%
89	SJR/BEURSHAW COMM INC CL B	37,778	$739K	4.63%
90	ARIAPOLLO COML REAL EST FIN INCCO	39,568	$739K	4.63%
91	JRSNUVEEN REAL ESTATE INC	75,386	$735K	4.61%
92	SUBISHS SP SHT NTL MUN ETF	6,924	$724K	4.54%
93	WDCWESTERN DIGITAL CORPORATION	12,453	$723K	4.53%
94	ROBOEXCH ROBO STOX GLB ETF	17,125	$721K	4.52%
95	URBNURBAN OUTFITTERS INC COM	18,000	$721K	4.52%
96	MODMODINE MFG CO	48,087	$714K	4.47%
97	DXCDXC TECHNOLOGY CO	7,588	$712K	4.46%
98	PSLV/USPROTT PHYSICAL SILVER	134,019	$706K	4.42%
99	SUSUNCOR ENERGY INC	17,763	$706K	4.42%
100	MPTMEDICAL PROPERTIES TRUST	47,930	$705K	4.42%

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