Baker Avenue Asset Management, LP Q1 2019 Filing

Filed May 15, 2019

Portfolio Value

$1.2B

Holdings

242

Report Date

Q1 2019

Filing Type

13F-HR

All Holdings (242 positions)

#	Stock	Shares	Value	% Portfolio
1	VTIVANGUARD TOTAL STOCK MARKET INDEX FUND	488,679	$70.7M	5.82%
2	SSDSIMPSON MANUFACTURING CO INC	1,121,125	$66.4M	5.47%
3	BNDVANGUARD TOTAL BOND MARKET ETF	721,125	$58.5M	4.82%
4	IVVISHARES S&P 500 INDEX	198,131	$56.4M	4.64%
5	AGGISHARES AGGREGATE BOND ETF	484,664	$52.9M	4.35%
6	SPABSPDR PORTFOLIO AGGREGATE BOND ETF	1,488,516	$42.5M	3.50%
7	IVEISHARES S&P 500 VALUE ETF	308,464	$34.8M	2.86%
8	VVVANGUARD LARGE CAP	256,472	$33.3M	2.74%
9	VWOVANGUARD FTSE EMERGING MARKETS ETF	674,359	$28.7M	2.36%
10	SDYSPDR SER TR S&P DIVID ETF	286,382	$28.5M	2.34%
11	MSFTMICROSOFT	184,168	$21.7M	1.79%
12	QUALISHARES EDGE MSCI USA QUALITY FACTOR ETF	234,602	$20.8M	1.71%
13	VEAVANGUARD FTSE DEVELOPED MARKETS ETF	506,676	$20.7M	1.71%
14	IWVISHARES TRUST RUSSELL 3000 INDEX FD	113,481	$18.9M	1.56%
15	VEUVANGUARD FTSE ALL-WORLD EX-US	376,889	$18.9M	1.56%
16	AAPLAPPLE INC	94,963	$18.0M	1.49%
17	EFVISHARES MSCI EAFE VALUE INDEX ETF	334,507	$16.4M	1.35%
18	XLYCONSUMER DISCRETIONARY SEL SECTOR SPDR FD	139,303	$15.9M	1.31%
19	IGVISHARES S&P NORTH AMER TECH-SOFTWARE	71,927	$15.2M	1.25%
20	EFGISHARES MSCI EAFE GROWTH ETF	193,677	$15.0M	1.24%
21	EFAISHARES MSCI EAFE ETF	201,158	$13.0M	1.07%
22	MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	108,584	$12.2M	1.00%
23	IWFISHARES RUSSELL 1000 GROWTH ETF	79,846	$12.1M	1.00%
24	IWMISHARES RUSSELL 2000 ETF	78,878	$12.1M	0.99%
25	IBBISHARES NASDAQ BIOTECHNOLOGY	105,961	$11.8M	0.98%
26	SCHWCHARLES SCHWAB CORP	270,717	$11.6M	0.95%
27	DGROISHARES CORE DIVIDEND GROWTH ETF	308,868	$11.3M	0.93%
28	VBVANGUARD SMALL CAP ETF	72,888	$11.1M	0.92%
29	IBMINTL BUSINESS MACHINES	74,521	$10.5M	0.87%
30	XLCCOMMUNICATION SERVICES SELECT SECTOR SPDRA FUND	216,371	$10.1M	0.83%
31	XLFFINANCIAL SELECT SECTOR SPDR	373,652	$9.6M	0.79%
32	VNQVANGUARD REIT INDEX ETF	109,695	$9.5M	0.78%
33	CATCATERPILLAR INC DEL COM	66,140	$9.0M	0.74%
34	FLOTISHARES MSCI FLOATING RATE NOT E FUNDING ETF	171,367	$8.7M	0.72%
35	CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF	163,125	$8.5M	0.70%
36	AMZNAMAZON.COM INC	4,665	$8.3M	0.68%
37	EMBISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	70,799	$7.8M	0.64%
38	PGFPOWERSHARES FINANCIAL PREFERRED ETF	421,170	$7.7M	0.63%
39	XLVHEALTH CARE SELECT SECTOR SPDR	83,078	$7.6M	0.63%
40	XLEENERGY SELECT SECTOR SPDR	114,261	$7.6M	0.62%
41	SCZISHARES MSCI EAFE SMALL CAP ETF	127,680	$7.3M	0.60%
42	HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF	84,294	$7.3M	0.60%
43	XHBSPDR S&P HOMEBUILDERETF	187,485	$7.2M	0.60%
44	VTVANGUARD TOTAL WORLD STOCK ETF	97,810	$7.2M	0.59%
45	HONHONEYWELL INTL INC	44,896	$7.1M	0.59%
46	AMGNAMGEN INC	37,341	$7.1M	0.58%
47	XARSPDR S&P AEROSPACE & DEFENSE ETF	77,109	$7.1M	0.58%
48	VMWEURVMWARE INC CL A CLASS A	38,730	$7.0M	0.58%
49	QCOMQUALCOMM INC	120,435	$6.9M	0.57%
50	BABAALIBABA GROUP HLDG LTD SPONSORED ADS	37,077	$6.8M	0.56%
51	AMATAPPLIED MATLS INC COM	168,646	$6.7M	0.55%
52	RSPMINVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF	63,078	$6.7M	0.55%
53	FVDFIRST TRUST VALUE LINE DIVIDEND INDEX FUND	201,313	$6.5M	0.54%
54	EWJISHARES MSCI JAPAN ETF	114,896	$6.3M	0.52%
55	IWDISHARES RUSSELL 1000 VALUE ETF	50,223	$6.2M	0.51%
56	IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX	26,247	$6.1M	0.50%
57	NOCNORTHROP GRUMMAN CORP COM	21,755	$5.9M	0.48%
58	DISDISNEY WALT CO COM DISNEY	51,651	$5.7M	0.47%
59	NOBLPROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	83,549	$5.7M	0.47%
60	BSVVANGUARD SHORT TERM BOND	67,423	$5.4M	0.44%
61	—ALLERGAN PLC SHS	35,802	$5.2M	0.43%
62	JPMJPMORGAN CHASE & CO COM	51,160	$5.2M	0.43%
63	ISTBISHARES CORE 1-5 YEAR USD BOND ETF	98,317	$4.9M	0.40%
64	DGRWWISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND	110,557	$4.8M	0.39%
65	STZCONSTELLATION BRANDS INC CL A	27,007	$4.7M	0.39%
66	GMGENERAL MOTORS CORP	126,789	$4.7M	0.39%
67	XOMEXXON MOBIL CORP COM	57,612	$4.7M	0.38%
68	ACWIISHARES TR MSCI ACWIINDEX FD	63,250	$4.6M	0.38%
69	SJNKSPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF	162,602	$4.4M	0.36%
70	STIPISHARES 0-5 YR TIPS BOND ETF	44,335	$4.4M	0.36%
71	UPSUNITED PARCEL SERVICE INC	38,424	$4.3M	0.35%
72	ETNEATON CORP PLC SHS	52,166	$4.2M	0.35%
73	SONYSONY CORP SPONSORED ADR	96,227	$4.1M	0.33%
74	GOOGALPHABET INC CAP STK CL C	3,170	$3.7M	0.31%
75	GLWCORNING INC COM	111,709	$3.7M	0.30%
76	FTIFMC TECHNOLOGIES INC	153,080	$3.6M	0.30%
77	GOOGLGOOGLE INC	2,925	$3.4M	0.28%
78	AXPAMERICAN EXPRESS CO COM	31,089	$3.4M	0.28%
79	DLSWISDOMTREE INTL SMALLCAP DIVIDEND	50,426	$3.3M	0.27%
80	GLNGGOLAR LNG LTD SHS ISIN BMG9456A1009	152,490	$3.2M	0.26%
81	WYWEYERHAEUSER CO	114,508	$3.0M	0.25%
82	DYHTARGET CORP COM	36,695	$2.9M	0.24%
83	XLBMATERIALS SELECT SECTOR SPDR	52,141	$2.9M	0.24%
84	URIUNITED RENTALS INC	22,924	$2.6M	0.22%
85	CVXCHEVRON CORP NEW COM	20,228	$2.5M	0.21%
86	LYBLYONDELLBASELL	27,795	$2.3M	0.19%
87	XLKTECHNOLOGY SELECT SECTOR SPDR	30,376	$2.2M	0.19%
88	AVGOAVAGO TECHNOLOGIES LTD	7,463	$2.2M	0.18%
89	MRKMERCK & CO INC	26,888	$2.2M	0.18%
90	NDQPOWERSHARES QQQ TR	11,878	$2.1M	0.18%
91	SPWRQSUNPOWER CORP	322,729	$2.1M	0.17%
92	XBISPDR BIOTECH ETF	22,695	$2.1M	0.17%
93	TDIVFIRST TR EXCHANGE TRADED FD VI NASD TECH DIV	52,511	$2.0M	0.17%
94	LOWLOWES COS INC COM	17,216	$1.9M	0.16%
95	HESHESS CORP COM	30,658	$1.8M	0.15%
96	IRINGERSOLL-RAND PLC SHS	16,894	$1.8M	0.15%
97	ONON SEMICONDUCTOR CORP COM	84,590	$1.7M	0.14%
98	PGPROCTER AND GAMBLE CO COM	16,519	$1.7M	0.14%
99	DRIDARDEN RESTAURANTS INC	14,058	$1.7M	0.14%
100	MRVLMARVELL TECHNOLOGY GROUP LTD	85,702	$1.7M	0.14%

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