Baker Avenue Asset Management, LP Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$696.9B

Holdings

188

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (188 positions)

#StockSharesValue% PortfolioType
101
MUMICRON TECHNOLOGY INC COM
49,719$884.0M0.13%
102
RHT1EURRED HAT INC COM
10,700$865.0M0.12%
103
SEESEALED AIR CORP NEW COM
18,800$861.0M0.12%
104
VNQVANGUARD REIT ETF
9,590$832.0M0.12%
105
POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY PORTFOLIO
47,335$826.0M0.12%
106
RFREGIONS FINL CORP NEW COM
82,285$812.0M0.12%
107
AMDADVANCED MICRO DEVICES INC COM
115,905$801.0M0.11%
108
ONON SEMICONDUCTOR CORP COM
64,550$795.0M0.11%
109
CPE3EURCALLON PETE CO DEL COM
50,500$793.0M0.11%
110
ON DECK CAP INC COM
135,802$774.0M0.11%
111
FITBIT INC CL A
52,000$772.0M0.11%
112
VBRVANGUARD SMALL-CAP VALUE INDEX FUND
6,800$752.0M0.11%
113
SELECT COMFORT CORP COM
33,710$728.0M0.10%
114
XYLXYLEM INC COM
13,790$723.0M0.10%
115
BACBANK AMER CORP COM
45,800$717.0M0.10%
116
AQLTISHARES CORE MSCI EAFE ETF
12,962$715.0M0.10%
117
VCSHVANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
8,330$671.0M0.10%
118
AFLAFLAC INC COM
9,256$665.0M0.10%
119
BKBANK NEW YORK MELLON CORP COM
16,430$655.0M0.09%
120
NBISYANDEX N V SHS CLASS A
30,375$639.0M0.09%
121
DISDISNEY WALT CO COM DISNEY
6,740$626.0M0.09%
122
MCDERMOTT INTL INC COM
121,920$611.0M0.09%
123
TFISPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF
12,100$606.0M0.09%
124
AVGOBROADCOM LTD SHS
3,475$600.0M0.09%
125
GOOGLALPHABET INC CAP STK CL A
742$597.0M0.09%
126
IYCISHARES U.S. CONSUMER SERVICES ETF
4,046$595.0M0.09%
127
TWXCHFTIME WARNER INC COM NEW
7,377$587.0M0.08%
128
PTCPTC INC COM
13,215$586.0M0.08%
129
EXASEXACT SCIENCES CORP COM
30,131$560.0M0.08%
130
EAELECTRONIC ARTS INC COM
6,513$556.0M0.08%
131
COSTCOSTCO WHSL CORP NEW COM
3,533$539.0M0.08%
132
SHOPSHOPIFY INC CL A
12,420$533.0M0.08%
133
EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND
20,020$507.0M0.07%
134
TDIVFIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
16,912$496.0M0.07%
135
WHOLE FOODS MKT INC COM
17,423$494.0M0.07%
136
POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO
30,986$492.0M0.07%
137
MELLANOX TECHNOLOGIES LTD SHS
11,345$491.0M0.07%
138
9990302DAPACHE CORP COM
7,640$488.0M0.07%
139
CAMPEURCALAMP CORP COM
34,925$487.0M0.07%
140
VRTXVERTEX PHARMACEUTICALS INC COM
5,570$486.0M0.07%
141
BSXBOSTON SCIENTIFIC CORP COM
20,225$481.0M0.07%
142
BROCADE COMMUNICATIONS SYS INC COM NEW
51,700$477.0M0.07%
143
EXIISHARES GLOBAL INDUSTRIALS ETF
6,422$474.0M0.07%
144
NOBLPROSHARES S&P 500 ARISTOCRATS ETF
8,727$474.0M0.07%
145
PSXPHILLIPS 66 COM
5,870$473.0M0.07%
146
CVLTCOMMVAULT SYSTEMS INC COM
8,910$473.0M0.07%
147
ALAIR LEASE CORP CL A
16,422$469.0M0.07%
148
FDLFIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND
17,126$467.0M0.07%
149
IVWISHARES S&P 500 GROWTH ETF
3,747$456.0M0.07%
150
INTEGRATED DEVICE TECHNOLOGY COM
19,700$455.0M0.07%
151
NTRSNORTHERN TR CORP COM
6,465$440.0M0.06%
152
FCXFREEPORT-MCMORAN INC CL B
39,703$431.0M0.06%
153
LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
3,385$417.0M0.06%
154
TRVCCITIGROUP INC COM NEW
8,791$415.0M0.06%
155
WFCWELLS FARGO & CO NEW COM
9,283$411.0M0.06%
156
LINKEDIN CORP COM CL A
2,092$400.0M0.06%
157
MRSHMARSH & MCLENNAN COS INC COM
5,860$394.0M0.06%
158
BXUSDBLACKSTONE GROUP L P COM UNIT LTD
15,000$383.0M0.05%
159
VDEVANGUARD ENERGY INDEX FUND
3,750$366.0M0.05%
160
BONDPIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND
3,350$362.0M0.05%
161
MHKMOHAWK INDS INC COM
1,800$361.0M0.05%
162
ITOTISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF
7,098$352.0M0.05%
163
HUBSHUBSPOT INC COM
6,100$351.0M0.05%
164
WHRWHIRLPOOL CORP COM
2,131$346.0M0.05%
165
DISHDISH NETWORK CORP CL A
6,000$329.0M0.05%
166
GILDGILEAD SCIENCES INC COM
4,041$320.0M0.05%
167
OASEUROASIS PETE INC NEW COM
27,000$310.0M0.04%
168
KYNKAYNE ANDERSON MLP INVT CO COM
14,940$308.0M0.04%
169
PANWPALO ALTO NETWORKS INC COM
1,921$306.0M0.04%
170
VIGVANGUARD DIVIDEND APPRECIATION ETF
3,545$298.0M0.04%
171
FVDFIRST TRUST VALUE LINE DIVIDEND INDEX FUND
10,720$289.0M0.04%
172
JDJD COM INC SPON ADR CL A
11,000$287.0M0.04%
173
CLCOLGATE PALMOLIVE CO COM
3,586$266.0M0.04%
174
PANDORA MEDIA INC COM
18,531$266.0M0.04%
175
IJJISHARES S&P MID-CAP 400 VALUE ETF
1,920$255.0M0.04%
176
LMTLOCKHEED MARTIN CORP COM
1,048$251.0M0.04%
177
BSVVANGUARD SHORT-TERM BOND INDEX FUND
3,060$247.0M0.04%
178
AXASEURABRAXAS PETE CORP COM
144,100$244.0M0.04%
179
ABBVABBVIE INC COM
3,704$234.0M0.03%
180
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
1,608$232.0M0.03%
181
BNDXVANGUARD TOTAL INTERNATIONAL BOND ETF
3,900$219.0M0.03%
182
GRMNGARMIN LTD SHS
4,510$217.0M0.03%
183
MRVLMARVELL TECHNOLOGY GROUP LTD ORD
16,100$214.0M0.03%
184
POT1EURPOTASH CORP SASK INC COM
12,921$211.0M0.03%
185
DBEFDEUTSCHE X-TRACKERS MSCI EAFE HEDGED EQUITY ETF
7,830$207.0M0.03%
186
TUPTUPPERWARE BRANDS CORP COM
3,110$203.0M0.03%
187
STERICYCLE INC DEP PFD A 1/10
3,040$201.0M0.03%
188
INTEL CORP 2.95% 12/15/2035
50,000$69.0M0.01%
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