Baker Avenue Asset Management, LP Q3 2017 Filing

Filed November 14, 2017

Portfolio Value

$888.0B

Holdings

221

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (221 positions)

#StockSharesValue% PortfolioType
101
GRPNCHFGROUPON INC COM
245,286$1.3B0.14%
102
RFREGIONS FINL CORP NEW COM
80,503$1.2B0.14%
103
AFLAFLAC INC COM
15,058$1.2B0.14%
104
CATCATERPILLAR INC DEL COM
9,760$1.2B0.14%
105
MALLINCKRODT PUB LTD CO SHS
32,176$1.2B0.14%
106
DJPIPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN
51,330$1.2B0.13%
107
XLKTECHNOLOGY SELECT SECTOR SPDR FUND
19,592$1.2B0.13%
108
EEMISHARES MSCI EMERGING MARKETS ETF
25,358$1.1B0.13%
109
ABJAABB LTD SPONSORED ADR
45,763$1.1B0.13%
110
TRVCCITIGROUP INC COM NEW
15,503$1.1B0.13%
111
XYLXYLEM INC COM
17,732$1.1B0.13%
112
CAMPEURCALAMP CORP COM
46,698$1.1B0.12%
113
NVDANVIDIA CORP COM
6,065$1.1B0.12%
114
UNHUNITEDHEALTH GROUP INC COM
5,523$1.1B0.12%
115
FLSFLOWSERVE CORP COM
25,197$1.1B0.12%
116
AVGOBROADCOM LTD SHS
4,377$1.1B0.12%
117
VBRVANGUARD SMALL-CAP VALUE INDEX FUND
8,227$1.1B0.12%
118
POWERSHARES DWA MOMENTUM PORTFOLIO
21,270$1.0B0.12%
119
WFRDWEATHERFORD INTL PLC ORD SHS
220,100$1.0B0.11%
120
FTITECHNIPFMC PLC COM
35,924$1.0B0.11%
121
DYHTARGET CORP COM
16,658$983.0M0.11%
122
GUGGENHEIM S&P 500 TOP 50 ETF
5,442$968.0M0.11%
123
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
5,223$957.0M0.11%
124
ECLECOLAB INC COM
7,433$956.0M0.11%
125
SNEURSANCHEZ ENERGY CORP COM
197,611$952.0M0.11%
126
NBISYANDEX N V SHS CLASS A
28,760$948.0M0.11%
127
COSTCOSTCO WHSL CORP NEW COM
5,742$943.0M0.11%
128
USX1UNITED STATES STL CORP NEW COM
36,432$935.0M0.11%
129
GLOBGLOBANT S A COM
23,310$934.0M0.11%
130
VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND
9,842$933.0M0.11%
131
RRCRANGE RES CORP COM
47,575$931.0M0.10%
132
DLSWISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND
12,470$922.0M0.10%
133
MCDERMOTT INTL INC COM
121,752$885.0M0.10%
134
IRINGERSOLL-RAND PLC SHS
9,899$883.0M0.10%
135
VMCVULCAN MATLS CO COM
7,299$873.0M0.10%
136
NTRSNORTHERN TR CORP COM
9,457$869.0M0.10%
137
IGIBISHARES INTERMEDIATE CREDIT BOND ETF
7,850$865.0M0.10%
138
ALAIR LEASE CORP CL A
20,297$865.0M0.10%
139
POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY PORTFOLIO
50,088$844.0M0.10%
140
ISTBISHARES CORE 1-5 YEAR USD BOND ETF
16,620$835.0M0.09%
141
SRLNSPDR BLACKSTONE/ GSO SENIOR LOAN ETF
17,140$813.0M0.09%
142
URBNURBAN OUTFITTERS INC COM
33,520$801.0M0.09%
143
IFFINTERNATIONAL FLAVORS&FRAGRANC COM
5,596$800.0M0.09%
144
GOOGLALPHABET INC CAP STK CL A
820$798.0M0.09%
145
CTRPUSDCTRIP COM INTL LTD AMERICAN DEP SHS
14,939$788.0M0.09%
146
TAT&T INC COM
20,025$784.0M0.09%
147
MOSMOSAIC CO NEW COM
35,525$767.0M0.09%
148
ENVISION HEALTHCARE CORP COM
17,018$765.0M0.09%
149
FLT1EURFLEETCOR TECHNOLOGIES INC COM
4,918$761.0M0.09%
150
MDLZMONDELEZ INTL INC CL A
18,557$755.0M0.09%
151
CGNXCOGNEX CORP COM
6,653$734.0M0.08%
152
HUNHUNTSMAN CORP COM
26,398$724.0M0.08%
153
MRVLMARVELL TECHNOLOGY GROUP LTD ORD
39,823$713.0M0.08%
154
HOLXHOLOGIC INC COM
19,398$712.0M0.08%
155
FTAFIRST TRUST LARGE CAP VALUE OPPORTUNITIES ALPHADEX FUND
13,650$698.0M0.08%
156
ESGDISHARES MSCI EAFE ESG SELECT ETF
10,155$673.0M0.08%
157
5TCTRUECAR INC COM
42,542$672.0M0.08%
158
MLMMARTIN MARIETTA MATLS INC COM
3,217$663.0M0.07%
159
FLOTEK INDS INC DEL COM
139,732$650.0M0.07%
160
IXUSISHARES CORE MSCI TOTAL INTERNATIONAL STOCK ETF
10,627$648.0M0.07%
161
TFISPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF
13,105$641.0M0.07%
162
SUSAISHARES MSCI USA ESG SELECT ETF
5,947$621.0M0.07%
163
WFCWELLS FARGO CO NEW COM
10,932$603.0M0.07%
164
ESGEISHARES MSCI EM ESG SELECT ETF
8,390$583.0M0.07%
165
DGROISHARES CORE DIVIDEND GROWTH ETF
17,834$579.0M0.07%
166
GTT COMMUNICATIONS INC COM
17,240$546.0M0.06%
167
AQLTISHARES CORE MSCI EAFE ETF
8,310$533.0M0.06%
168
BIVVANGUARD INTERMEDIATE-TERM BOND INDEX FUND
5,920$501.0M0.06%
169
VOOVVANGUARD S&P 500 VALUE ETF
4,740$493.0M0.06%
170
IJJISHARES S&P MID-CAP 400 VALUE ETF
3,199$489.0M0.06%
171
XLIINDUSTRIAL SELECT SECTOR SPDR FUND
6,852$486.0M0.05%
172
IAUUSDISHARES COMEX GOLD TRUST
38,872$479.0M0.05%
173
SNAPSNAP INC CL A
32,900$478.0M0.05%
174
CARAEURCARA THERAPEUTICS INC COM
34,221$468.0M0.05%
175
TDIVFIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
14,177$459.0M0.05%
176
NOBLPROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF
7,712$458.0M0.05%
177
LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
3,670$445.0M0.05%
178
PHYS/USPROTT PHYSICAL GOLD TRUST UNIT
42,525$444.0M0.05%
179
POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO
25,728$441.0M0.05%
180
FDLFIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND
14,781$429.0M0.05%
181
MANMANPOWERGROUP INC COM
3,630$428.0M0.05%
182
METAFACEBOOK INC CL A
2,461$421.0M0.05%
183
XPOXPO LOGISTICS INC COM
5,854$397.0M0.04%
184
LVLNSPDR S&P REGIONAL BANKING ETF
6,971$396.0M0.04%
185
MGMMGM RESORTS INTERNATIONAL COM
11,655$380.0M0.04%
186
IYCISHARES U.S. CONSUMER SERVICES ETF
2,267$372.0M0.04%
187
IJSISHARES S&P SMALL-CAP 600 VALUE ETF
2,470$366.0M0.04%
188
ITUBITAU UNIBANCO HLDG SA SPON ADR REP PFD
26,552$364.0M0.04%
189
DSIISHARES MSCI KLD 400 SOCIAL ETF
3,904$362.0M0.04%
190
IWCISHARES MICRO-CAP ETF
3,780$357.0M0.04%
191
CBS CORP NEW CL B
6,036$350.0M0.04%
192
MRSHMARSH & MCLENNAN COS INC COM
4,075$342.0M0.04%
193
JWNUSDNORDSTROM INC COM
7,255$342.0M0.04%
194
LOGILOGITECH INTL S A SHS
8,669$316.0M0.04%
195
CIENCIENA CORP COM NEW
13,885$305.0M0.03%
196
JCIJOHNSON CTLS INTL PLC SHS
7,400$298.0M0.03%
197
IDV*ISHARES INTERNATIONAL SELECT DIVIDEND ETF
8,580$290.0M0.03%
198
MCDMCDONALDS CORP COM
1,838$288.0M0.03%
199
PANWPALO ALTO NETWORKS INC COM
1,921$277.0M0.03%
200
KOCOCA COLA CO COM
6,100$275.0M0.03%
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