Baker Avenue Asset Management, LP Q4 2016 Filing

Filed February 13, 2017

Portfolio Value

$714.3B

Holdings

200

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (200 positions)

#StockSharesValue% PortfolioType
101
IYMISHARES U.S. BASIC MATERIALS ETF
9,964$829.0M0.12%
102
DIREXION DAILY JUNIOR GOLD MINERS INDEX BULL 3X SHARES
147,600$824.0M0.12%
103
PHYS/USPROTT PHYSICAL GOLD TRUST UNIT
86,765$815.0M0.11%
104
AMDADVANCED MICRO DEVICES INC COM
71,740$814.0M0.11%
105
BACBANK AMER CORP COM
36,080$797.0M0.11%
106
VNQVANGUARD REIT ETF
9,590$791.0M0.11%
107
OASEUROASIS PETE INC NEW COM
52,000$787.0M0.11%
108
MDLZMONDELEZ INTL INC CL A
17,700$785.0M0.11%
109
NBISYANDEX N V SHS CLASS A
37,715$759.0M0.11%
110
MCDERMOTT INTL INC COM
102,164$755.0M0.11%
111
TWXCHFTIME WARNER INC COM NEW
7,792$752.0M0.11%
112
BABAALIBABA GROUP HLDG LTD SPONSORED ADS
8,525$749.0M0.10%
113
SNEURSANCHEZ ENERGY CORP COM
80,920$731.0M0.10%
114
VCSHVANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
9,070$720.0M0.10%
115
TFISPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF
15,055$714.0M0.10%
116
XYLXYLEM INC COM
14,411$714.0M0.10%
117
UPSUNITED PARCEL SERVICE INC CL B
6,107$700.0M0.10%
118
AFLAFLAC INC COM
9,847$685.0M0.10%
119
AVGOBROADCOM LTD SHS
3,803$672.0M0.09%
120
CBS CORP NEW CL B
10,550$671.0M0.09%
121
ALAIR LEASE CORP CL A
19,525$670.0M0.09%
122
MUMICRON TECHNOLOGY INC COM
30,219$662.0M0.09%
123
TRVCCITIGROUP INC COM NEW
11,100$660.0M0.09%
124
ABJAABB LTD SPONSORED ADR
31,300$659.0M0.09%
125
GLNGGOLAR LNG LTD BERMUDA SHS
28,705$658.0M0.09%
126
POWERSHARES DB OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY PORTFOLIO
37,450$647.0M0.09%
127
CAMPEURCALAMP CORP COM
43,930$637.0M0.09%
128
JDJD COM INC SPON ADR CL A
25,000$636.0M0.09%
129
NTRSNORTHERN TR CORP COM
7,060$629.0M0.09%
130
ON DECK CAP INC COM
135,802$629.0M0.09%
131
FITBIT INC CL A
84,500$619.0M0.09%
132
CPE3EURCALLON PETE CO DEL COM
39,500$607.0M0.08%
133
WHOLE FOODS MKT INC COM
19,263$593.0M0.08%
134
COSTCOSTCO WHSL CORP NEW COM
3,504$561.0M0.08%
135
CIENCIENA CORP COM NEW
22,765$556.0M0.08%
136
ZAYOEURZAYO GROUP HLDGS INC COM
16,850$554.0M0.08%
137
PSXPHILLIPS 66 COM
6,301$544.0M0.08%
138
GOOGLALPHABET INC CAP STK CL A
671$532.0M0.07%
139
9990302DAPACHE CORP COM
8,370$531.0M0.07%
140
EUFNISHARES MSCI EUROPE FINANCIAL SECTOR INDEX FUND
28,000$531.0M0.07%
141
POWERSHARES HIGH YIELD EQUITY DIVIDEND ACHIEVERS PORTFOLIO
30,991$525.0M0.07%
142
VODVODAFONE GROUP PLC NEW SPNSR ADR
21,239$519.0M0.07%
143
EAELECTRONIC ARTS INC COM
6,500$512.0M0.07%
144
SHOPSHOPIFY INC CL A
11,735$503.0M0.07%
145
FMCF M C CORP COM NEW
8,840$500.0M0.07%
146
TDIVFIRST TRUST NASDAQ TECHNOLOGY DIVIDEND INDEX FUND
16,823$498.0M0.07%
147
EMLPFIRST TRUST NORTH AMERICAN ENERGY INFRASTRUCTURE FUND
19,624$495.0M0.07%
148
IUSBISHARES CORE TOTAL USD BOND MARKET ETF
9,740$490.0M0.07%
149
BSXBOSTON SCIENTIFIC CORP COM
22,445$485.0M0.07%
150
IRINGERSOLL-RAND PLC SHS
6,435$483.0M0.07%
151
XRAYDENTSPLY SIRONA INC COM
8,365$483.0M0.07%
152
JCIJOHNSON CTLS INTL PLC SHS
11,704$482.0M0.07%
153
FDLFIRST TRUST MORNINGSTAR DIVIDEND LEADERS INDEX FUND
17,129$475.0M0.07%
154
NOBLPROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF
8,729$471.0M0.07%
155
MSIMOTOROLA SOLUTIONS INC COM NEW
5,615$465.0M0.07%
156
IVWISHARES S&P 500 GROWTH ETF
3,782$461.0M0.06%
157
EXASEXACT SCIENCES CORP COM
34,456$460.0M0.06%
158
SEESEALED AIR CORP NEW COM
9,961$452.0M0.06%
159
PTCPTC INC COM
9,000$416.0M0.06%
160
5TCTRUECAR INC COM
33,160$415.0M0.06%
161
LQDISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF
3,507$411.0M0.06%
162
BXUSDBLACKSTONE GROUP L P COM UNIT LTD
15,000$405.0M0.06%
163
MRVLMARVELL TECHNOLOGY GROUP LTD ORD
28,600$397.0M0.06%
164
MRSHMARSH & MCLENNAN COS INC COM
5,860$396.0M0.06%
165
FCXFREEPORT-MCMORAN INC CL B
29,703$392.0M0.05%
166
AXASEURABRAXAS PETE CORP COM
144,100$370.0M0.05%
167
MHKMOHAWK INDS INC COM
1,800$359.0M0.05%
168
IYCISHARES U.S. CONSUMER SERVICES ETF
2,375$359.0M0.05%
169
DISHDISH NETWORK CORP CL A
6,000$348.0M0.05%
170
LUMBER LIQUIDATORS HLDGS INC COM
20,000$315.0M0.04%
171
FVDFIRST TRUST VALUE LINE DIVIDEND INDEX FUND
10,721$301.0M0.04%
172
VIGVANGUARD DIVIDEND APPRECIATION INDEX FUND
3,280$279.0M0.04%
173
IJJISHARES S&P MID-CAP 400 VALUE ETF
1,920$279.0M0.04%
174
IGIBISHARES INTERMEDIATE CREDIT BOND ETF
2,540$275.0M0.04%
175
BONDPIMCO TOTAL RETURN ACTIVE EXCHANGE-TRADED FUND
2,630$274.0M0.04%
176
KYNKAYNE ANDERSON MLP INVT CO COM
13,940$273.0M0.04%
177
WFCWELLS FARGO & CO NEW COM
4,804$265.0M0.04%
178
LMTLOCKHEED MARTIN CORP COM
1,051$263.0M0.04%
179
VDEVANGUARD ENERGY INDEX FUND
2,420$253.0M0.04%
180
EXIISHARES GLOBAL INDUSTRIALS ETF
3,340$252.0M0.04%
181
BSVVANGUARD SHORT-TERM BOND INDEX FUND
3,060$243.0M0.03%
182
PANDORA MEDIA INC COM
18,531$242.0M0.03%
183
PANWPALO ALTO NETWORKS INC COM
1,921$240.0M0.03%
184
FFORD MTR CO DEL COM PAR $0.01
19,767$240.0M0.03%
185
IAUUSDISHARES COMEX GOLD TRUST
21,690$240.0M0.03%
186
CLCOLGATE PALMOLIVE CO COM
3,586$235.0M0.03%
187
BRK/BBERKSHIRE HATHAWAY INC DEL CL B NEW
1,439$235.0M0.03%
188
MOALTRIA GROUP INC COM
3,411$231.0M0.03%
189
ABBVABBVIE INC COM
3,639$228.0M0.03%
190
MCDMCDONALDS CORP COM
1,860$226.0M0.03%
191
POT1EURPOTASH CORP SASK INC COM
12,471$226.0M0.03%
192
GRMNGARMIN LTD SHS
4,511$219.0M0.03%
193
STERICYCLE INC DEP PFD A 1/10
3,440$218.0M0.03%
194
PAYXPAYCHEX INC COM
3,435$209.0M0.03%
195
GILDGILEAD SCIENCES INC COM
2,910$208.0M0.03%
196
FNXFIRST TRUST MID CAP CORE ALPHADEX FUND
3,660$206.0M0.03%
197
INVENSENSE INC COM
10,755$138.0M0.02%
198
MTGMGIC INVT CORP WIS COM
12,985$132.0M0.02%
199
BAZAARVOICE INC COM
25,000$121.0M0.02%
200
INTEL CORP 2.95 12/15/2035
50,000$68.0M0.01%
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