Baker Avenue Asset Management, LP Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$1.4B

Holdings

250

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (250 positions)

#	Stock	Shares	Value	% Portfolio
1	VTIVANGUARD TOTAL STOCK MARKET INDEX FUND	587,656	$96.2M	6.97%
2	IVVISHARES S&P 500 INDEX	241,095	$77.9M	5.65%
3	BNDVANGUARD TOTAL BOND MARKET ETF	737,534	$61.8M	4.48%
4	VVVANGUARD LARGE CAP	411,189	$60.8M	4.41%
5	AGGISHARES AGGREGATE BOND ETF	528,824	$59.4M	4.31%
6	SPABSPDR PORTFOLIO AGGREGATE BOND ETF	1,588,196	$46.7M	3.38%
7	IVEISHARES S&P 500 VALUE ETF	305,482	$39.7M	2.88%
8	SDYSPDR SER TR S&P DIVID ETF	306,031	$32.9M	2.39%
9	IWFISHARES RUSSELL 1000 GROWTH ETF	175,220	$30.8M	2.23%
10	VEUVANGUARD FTSE ALL-WORLD EX-US	570,276	$30.7M	2.22%
11	QUALISHARES EDGE MSCI USA QUALITY FACTOR ETF	255,707	$25.8M	1.87%
12	VWOVANGUARD FTSE EMERGING MARKETS ETF	546,643	$24.3M	1.76%
13	MSFTMICROSOFT	152,535	$24.1M	1.74%
14	VEAVANGUARD FTSE DEVELOPED MARKETS ETF	497,060	$21.9M	1.59%
15	IWMISHARES RUSSELL 2000 ETF	123,154	$20.4M	1.48%
16	IWVISHARES TRUST RUSSELL 3000 INDEX FD	107,180	$20.2M	1.46%
17	XLYCONSUMER DISCRETIONARY SEL SECTOR SPDR FD	138,140	$17.3M	1.26%
18	EFGISHARES MSCI EAFE GROWTH ETF	188,197	$16.3M	1.18%
19	RSPGUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT	129,258	$15.0M	1.08%
20	DGROISHARES CORE DIVIDEND GROWTH ETF	333,780	$14.0M	1.02%
21	EFAISHARES MSCI EAFE ETF	199,819	$13.9M	1.01%
22	SCHWCHARLES SCHWAB CORP	291,355	$13.9M	1.00%
23	IBBISHARES NASDAQ BIOTECHNOLOGY	109,298	$13.2M	0.95%
24	AAPLAPPLE INC	43,637	$12.8M	0.93%
25	EFVISHARES MSCI EAFE VALUE INDEX ETF	240,985	$12.0M	0.87%
26	VBVANGUARD SMALL CAP ETF	71,395	$11.8M	0.86%
27	XLCCOMMUNICATION SERVICES SELECT SECTOR SPDRA FUND	213,915	$11.5M	0.83%
28	RSPMINVESCO S&P 500 EQUAL WEIGHT MATERIALS ETF	98,054	$11.4M	0.82%
29	SSDSIMPSON MANUFACTURING CO INC	136,000	$10.9M	0.79%
30	SCZISHARES MSCI EAFE SMALL CAP ETF	173,607	$10.8M	0.78%
31	JPSTJPMORGAN ULTRA-SHORT INCOME ETF	205,000	$10.3M	0.75%
32	IBMINTL BUSINESS MACHINES	74,735	$10.0M	0.73%
33	VNQVANGUARD REIT INDEX ETF	106,084	$9.8M	0.71%
34	CWBSPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF	173,053	$9.6M	0.70%
35	XLVHEALTH CARE SELECT SECTOR SPDR	92,619	$9.4M	0.68%
36	FLOTISHARES MSCI FLOATING RATE NOT E FUNDING ETF	183,520	$9.3M	0.68%
37	ABBVABBVIE INC COM	104,926	$9.3M	0.67%
38	EMBISHARES JP MORGAN USD EMERGING MARKETS BOND ETF	79,095	$9.1M	0.66%
39	PGFPOWERSHARES FINANCIAL PREFERRED ETF	477,116	$9.0M	0.65%
40	XLFFINANCIAL SELECT SECTOR SPDR	277,819	$8.6M	0.62%
41	HYGISHARES IBOXX HIGH YIELD CORPORATE BOND ETF	92,139	$8.1M	0.59%
42	AMGNAMGEN INC	33,502	$8.1M	0.59%
43	AMZNAMAZON.COM INC	4,353	$8.0M	0.58%
44	XHBSPDR S&P HOMEBUILDERETF	174,726	$8.0M	0.58%
45	AMATAPPLIED MATLS INC COM	129,105	$7.9M	0.57%
46	IGVISHARES S&P NORTH AMER TECH-SOFTWARE	33,348	$7.8M	0.56%
47	XARSPDR S&P AEROSPACE & DEFENSE ETF	71,108	$7.8M	0.56%
48	FVDFIRST TRUST VALUE LINE DIVIDEND INDEX FUND	200,138	$7.2M	0.52%
49	COPCONOCOPHILLIPS COM	110,824	$7.2M	0.52%
50	VTVANGUARD TOTAL WORLD STOCK ETF	87,409	$7.1M	0.51%
51	HONHONEYWELL INTL INC	39,953	$7.1M	0.51%
52	IWDISHARES RUSSELL 1000 VALUE ETF	50,737	$6.9M	0.50%
53	EWJISHARES MSCI JAPAN ETF	114,228	$6.8M	0.49%
54	SPLVPOWERSHARES SP500 LOW VOLATILITY ETF	114,214	$6.7M	0.48%
55	MRSHMARSH & MCLENNAN COS INC COM	58,988	$6.6M	0.48%
56	DGRWWISDOMTREE U.S. QUALITY DIVIDEND GROWTH FUND	131,818	$6.4M	0.46%
57	NOBLPROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF	83,706	$6.3M	0.46%
58	DISDISNEY WALT CO COM DISNEY	42,873	$6.2M	0.45%
59	AXPAMERICAN EXPRESS CO COM	48,614	$6.1M	0.44%
60	XLEENERGY SELECT SECTOR SPDR	99,219	$6.0M	0.43%
61	BSVVANGUARD SHORT TERM BOND	73,604	$5.9M	0.43%
62	LINLINDE PLC SHS	26,878	$5.7M	0.41%
63	ISTBISHARES CORE 1-5 YEAR USD BOND ETF	110,916	$5.6M	0.41%
64	GLWCORNING INC COM	187,572	$5.5M	0.40%
65	STZCONSTELLATION BRANDS INC CL A	28,631	$5.4M	0.39%
66	JPMJPMORGAN CHASE & CO COM	38,698	$5.4M	0.39%
67	IJRISHARES S&P SMALLCAP 600 ETF	62,404	$5.2M	0.38%
68	SCHZSCHWAB US AGGREGATE BOND ETF	95,125	$5.1M	0.37%
69	SJNKSPDR BARCLAYS CAPITAL SHORT TERM HIGH YIELD BOND ETF	188,148	$5.1M	0.37%
70	ACWIISHARES TR MSCI ACWIINDEX FD	62,255	$4.9M	0.36%
71	STIPISHARES 0-5 YR TIPS BOND ETF	48,968	$4.9M	0.36%
72	IHIISHARES TR DOW JONES US MEDICAL DEVICES INDEX	18,583	$4.9M	0.36%
73	NOCNORTHROP GRUMMAN CORP COM	13,794	$4.7M	0.34%
74	GOOGLGOOGLE INC	3,487	$4.7M	0.34%
75	GMGENERAL MOTORS CORP	126,215	$4.6M	0.33%
76	UPSUNITED PARCEL SERVICE INC	38,240	$4.5M	0.32%
77	SONYSONY CORP SPONSORED ADR	65,142	$4.4M	0.32%
78	SCHESCHWAB EMERGING MARKETS EQUITY ETF	151,500	$4.1M	0.30%
79	ETNEATON CORP PLC SHS	42,877	$4.1M	0.29%
80	WYWEYERHAEUSER CO	134,113	$4.0M	0.29%
81	BACBANK AMER CORP COM	110,755	$3.9M	0.28%
82	BABAALIBABA GROUP HLDG LTD SPONSORED ADS	18,126	$3.8M	0.28%
83	GOOGALPHABET INC CAP STK CL C	2,686	$3.6M	0.26%
84	URIUNITED RENTALS INC	21,466	$3.6M	0.26%
85	IJSISHARES S&P SMALLCAP 600 VALUE ETF	21,850	$3.5M	0.25%
86	COSTCOSTCO WHOLESALE CORP	10,544	$3.1M	0.22%
87	AGGYWISDOMTREE YIELD ENHANCED U.S. AGGREGATE BOND FUND	59,000	$3.1M	0.22%
88	ZGZILLOW INC	66,580	$3.0M	0.22%
89	DLSWISDOMTREE INTL SMALLCAP DIVIDEND	42,763	$3.0M	0.22%
90	XLBMATERIALS SELECT SECTOR SPDR	47,619	$2.9M	0.21%
91	ERICERICSSON ADR B SEK 10	330,445	$2.9M	0.21%
92	SCHDSCHWAB US DIVIDEND EQUITY ETF	43,600	$2.5M	0.18%
93	XOMEXXON MOBIL CORP COM	35,894	$2.5M	0.18%
94	SPYSPDR S&P 500 ETF	7,656	$2.5M	0.18%
95	IXCISHARES S&P GLOBAL ENERGY	79,043	$2.4M	0.18%
96	HDHOME DEPOT	11,078	$2.4M	0.18%
97	UBERUBER TECHNOLOGIES INC COM	80,401	$2.4M	0.17%
98	SPWRQSUNPOWER CORP	301,724	$2.4M	0.17%
99	MTUMISHARES EDGE MSCI USA MOMENTUM FACTOR ETF	18,523	$2.3M	0.17%
100	IRINGERSOLL-RAND PLC SHS	17,249	$2.3M	0.17%

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