BANK OF AMERICA CORP /DE/ Q1 2018 Filing

Filed May 15, 2018

Portfolio Value

$585.3M

Holdings

6,438

Report Date

Q1 2018

Filing Type

13F-HR

All Holdings (6,438 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	—BANK AMER CORP	55,454	$1.0M	0.17%
3802	HRTGHERITAGE INS HLDGS INC	66,453	$1.0M	0.17%
3803	SPBOSPDR SERIES TRUST	31,873	$1.0M	0.17%
3804	NVRNVR INC	15,850	$1.0M	0.17%
3805	—FORESTAR GROUP INC	1,010,000	$1.0M	0.17%
3806	—NUVEEN SELECT TAX FREE INCM	70,339	$1.0M	0.17%
3807	—IBIO INC	4,000	$1.0M	0.17%
3808	GSPBARCLAYS BK PLC	12,337	$1.0M	0.17%
3809	—BARCLAYS BK PLC	3,230	$1.0M	0.17%
3810	—BARCLAYS BK PLC	3,500	$1.0M	0.17%
3811	ANTHANTHERA PHARMACEUTICALS INC	2,860	$1.0M	0.17%
3812	—SONOMA PHARMACEUTICALS INC	2,250	$1.0M	0.17%
3813	—CITIGROUP INC	23,500	$1.0M	0.17%
3814	—SENESTECH INC	2,683	$1.0M	0.17%
3815	—TANZANIAN ROYALTY EXPL CORP	3,500	$1.0M	0.17%
3816	—NEOVASC INC	18,500	$1.0M	0.17%
3817	—CEL SCI CORP	43,281	$1.0M	0.17%
3818	—GNC HLDGS INC	258,432	$998K	0.17%	Put
3819	CNCEEURCONCERT PHARMACEUTICALS INC	43,330	$993K	0.17%
3820	—SALIENT MIDSTREAM & MLP FD	109,115	$993K	0.17%
3821	LILALIBERTY LATIN AMERICA LTD	51,980	$993K	0.17%
3822	SHLDEURSEARS HLDGS CORP	371,135	$991K	0.17%	Call
3823	PC6APETROCHINA CO LTD	14,196	$990K	0.17%
3824	SPHYSPDR SER TR	38,517	$989K	0.17%
3825	—POWERSHARES ETF TRUST	37,613	$988K	0.17%
3826	XHITXINVESCO HIGH INCOME 2023 TAR	100,083	$987K	0.17%
3827	GDENGOLDEN ENTMT INC	42,416	$986K	0.17%
3828	ETBEATON VANCE TAX MNGED BUY WR	63,228	$986K	0.17%
3829	MTORMERITOR INC	47,999	$986K	0.17%
3830	DVYAISHARES INC	21,288	$984K	0.17%
3831	—EXTRACTION OIL AND GAS INC	85,875	$984K	0.17%
3832	PMMPUTNAM MANAGED MUN INCOM TR	137,463	$981K	0.17%
3833	—NUVEEN CONNECTICUT QLTY MUN	85,135	$979K	0.17%
3834	XEJACCURAY INC	195,116	$976K	0.17%
3835	ASGLIBERTY ALL-STAR GROWTH FD I	161,371	$975K	0.17%
3836	—J ALEXANDERS HLDGS INC	84,920	$973K	0.17%
3837	—EPIZYME INC	54,714	$972K	0.17%
3838	—PANDORA MEDIA INC	1,067,000	$972K	0.17%
3839	PVACUSDPENN VA CORP NEW	27,669	$969K	0.17%
3840	ISZEISHARES TR	34,827	$967K	0.17%
3841	LOCOEL POLLO LOCO HLDGS INC	101,753	$967K	0.17%
3842	ECPGENCORE CAP GROUP INC	21,302	$963K	0.16%
3843	OMEROMEROS CORP	86,221	$963K	0.16%
3844	CTSCTS CORP	35,378	$963K	0.16%
3845	—TRIPLE-S MGMT CORP	36,835	$963K	0.16%
3846	RPDRAPID7 INC	37,503	$958K	0.16%
3847	NZACSPDR INDEX SHS FDS	10,731	$958K	0.16%
3848	FSTAFIDELITY	30,168	$957K	0.16%
3849	—CLAYMORE EXCHANGE TRADED FD	49,454	$956K	0.16%
3850	RMRRMR GROUP INC	13,645	$954K	0.16%
3851	RWTREDWOOD TR INC	61,675	$953K	0.16%
3852	CHWCALAMOS GBL DYN INCOME FUND	105,714	$951K	0.16%
3853	FFICFLUSHING FINL CORP	35,133	$948K	0.16%
3854	—MORGAN STANLEY ASIA PAC FD I	52,032	$947K	0.16%
3855	—POWERSHARES ETF TRUST	21,240	$946K	0.16%
3856	QDEFFLEXSHARES TR	21,996	$944K	0.16%
3857	GMS1EURGMS INC	30,858	$943K	0.16%
3858	RVNCEURREVANCE THERAPEUTICS INC	30,509	$940K	0.16%
3859	CNNECANNAE HLDGS INC	49,798	$939K	0.16%
3860	AAOIAPPLIED OPTOELECTRONICS INC	37,352	$937K	0.16%
3861	ASTEASTEC INDS INC	16,963	$937K	0.16%
3862	HZN1USDHORIZON GLOBAL CORP	112,998	$931K	0.16%
3863	BRK-BQUALITY CARE PPTYS INC	47,896	$931K	0.16%
3864	LENLENNAR CORP	19,437	$926K	0.16%
3865	—COLUMBIA ETF TR II	46,671	$925K	0.16%
3866	MMTMFS MULTIMARKET INCOME TR	160,184	$924K	0.16%
3867	NBTBNBT BANCORP INC	26,023	$923K	0.16%
3868	NXPNUVEEN SELECT TAX FREE INCM	65,721	$921K	0.16%
3869	—INTEGRATED DEVICE TECHNOLOGY	816,000	$919K	0.16%
3870	—CLAYMORE EXCHANGE TRD FD TR	36,203	$918K	0.16%
3871	CCUCOMPANIA CERVECERIAS UNIDAS	31,122	$916K	0.16%
3872	NPVNUVEEN VIRGINIA QLTY MUNCPL	73,939	$914K	0.16%
3873	IQLTISHARES TR	31,192	$914K	0.16%
3874	IDEVISHARES TR	15,687	$912K	0.16%
3875	—MAXAR TECHNOLOGIES LTD	19,740	$912K	0.16%
3876	XMPTVANECK VECTORS ETF TR	36,353	$912K	0.16%
3877	—HOVNANIAN ENTERPRISES INC	495,583	$907K	0.15%
3878	ISCAUSDINTERNATIONAL SPEEDWAY CORP	20,583	$907K	0.15%
3879	SBTEURSTERLING BANCORP INC	67,065	$906K	0.15%
3880	OSG1EUROVERSEAS SHIPHOLDING GROUP I	318,338	$904K	0.15%
3881	—GLOBAL X FDS	32,464	$904K	0.15%
3882	—MBT FINL CORP	83,876	$901K	0.15%
3883	—DEAN FOODS CO NEW	104,178	$898K	0.15%
3884	MHFWESTERN ASSET MUN HI INCM FD	124,952	$898K	0.15%
3885	RTHVANECK VECTORS ETF TR	9,622	$896K	0.15%
3886	—HERTZ GLOBAL HLDGS INC	45,009	$894K	0.15%
3887	GBXAGOLDMAN SACHS ETF TR	26,110	$893K	0.15%
3888	DGIIDIGI INTL INC	86,425	$890K	0.15%
3889	FBPFIRST BANCORP P R	147,480	$888K	0.15%
3890	NIJNELNET INC	16,917	$887K	0.15%
3891	—UNITED FINL BANCORP INC NEW	54,717	$887K	0.15%
3892	PAIWESTERN ASSET INVESTMENT GRA	63,978	$886K	0.15%
3893	—ASHFORD HOSPITALITY TR INC	136,790	$884K	0.15%
3894	ROUSLATTICE STRATEGIES TR	28,368	$884K	0.15%
3895	UBAUSDURSTADT BIDDLE PPTYS INC	45,716	$883K	0.15%
3896	XFEBFIRST TR ABERDEEN GLBL OPP F	77,225	$880K	0.15%
3897	SJTSAN JUAN BASIN RTY TR	111,264	$879K	0.15%
3898	NUEMNUSHARES ETF TR	29,451	$874K	0.15%
3899	TBPHTHERAVANCE BIOPHARMA INC	35,978	$872K	0.15%
3900	NTRANATERA INC	94,070	$872K	0.15%

PreviousPage 39 of 65Next