BANK OF AMERICA CORP /DE/ Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$456.2M

Holdings

6,485

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,485 positions)

#	Stock	Shares	Value	% Portfolio	Type
3001	—POWERSHARES ETF TRUST	77,445	$2.4M	0.52%
3002	JRSNUVEEN REAL ESTATE INCOME FD	200,175	$2.4M	0.52%
3003	AGREURAVANGRID INC	56,883	$2.4M	0.52%
3004	—ARES CAP CORP	2,348,000	$2.4M	0.52%
3005	ABRARBOR RLTY TR INC	319,357	$2.4M	0.52%
3006	—SPIRIT RLTY CAP INC NEW	2,086,000	$2.4M	0.52%
3007	—LEGG MASON BW GLB INC OPP FD	174,199	$2.4M	0.52%
3008	—MAGELLAN HEALTH INC	43,958	$2.4M	0.52%
3009	OTTROTTER TAIL CORP	68,118	$2.4M	0.52%
3010	SRJSPARTANNASH CO	81,464	$2.4M	0.52%
3011	—ALJ REGIONAL HLDGS INC	500,768	$2.4M	0.52%
3012	GSBDGOLDMAN SACHS BDC INC	108,088	$2.4M	0.52%
3013	MKSIMKS INSTRUMENT INC	47,292	$2.4M	0.52%
3014	—ONEBEACON INSURANCE GROUP LT	164,361	$2.3M	0.51%
3015	GOOGALPHABET INC	2,443,643	$2.3M	0.51%	Put
3016	CZREURCAESARS ENTMT CORP	314,400	$2.3M	0.51%	Put
3017	AERIEURAERIE PHARMACEUTICALS INC	61,924	$2.3M	0.51%
3018	CHRCHURCHILL DOWNS INC	15,966	$2.3M	0.51%
3019	—ON SEMICONDUCTOR CORP	1,957,000	$2.3M	0.51%
3020	STARISTAR INC	217,154	$2.3M	0.51%
3021	—GLOBAL X FDS	89,390	$2.3M	0.51%
3022	—ALLIANZGI EQUITY & CONV INCO	124,064	$2.3M	0.51%
3023	—ROCKWELL MED INC	345,355	$2.3M	0.51%
3024	—POWERSHARES ETF TRUST	89,254	$2.3M	0.51%
3025	PGTIUSDPGT INC	216,345	$2.3M	0.51%
3026	—RENTECH INC	787,382	$2.3M	0.50%
3027	—POWERSHARES ETF TRUST	592,472	$2.3M	0.50%
3028	AMAGAMAG PHARMACEUTICALS INC	93,579	$2.3M	0.50%
3029	SAIASAIA INC	76,502	$2.3M	0.50%
3030	—RYDEX ETF TRUST	26,313	$2.3M	0.50%
3031	ERIEERIE INDTY CO	22,409	$2.3M	0.50%
3032	FSSFEDERAL SIGNAL CORP	172,139	$2.3M	0.50%
3033	FOSLFOSSIL GROUP INC	82,182	$2.3M	0.50%
3034	—POWERSHARES ETF TRUST	53,869	$2.3M	0.50%
3035	—RYDEX ETF TRUST	36,254	$2.3M	0.50%
3036	JEF 3.875 11/01/29JEFFERIES GROUP INC NEW	2,242,000	$2.3M	0.50%
3037	ESBAEMPIRE ST RLTY OP L P	108,778	$2.3M	0.50%
3038	—OPUS BK IRVINE CALIF	64,092	$2.3M	0.50%
3039	—MICRON TECHNOLOGY INC	2,549,000	$2.3M	0.50%
3040	HSKAEURHESKA CORP	41,567	$2.3M	0.50%
3041	MHNBLACKROCK MUNIHLDGS NY QLTY	151,572	$2.3M	0.49%
3042	—BLACKROCK MUNIYIELD CALIF FD	130,874	$2.2M	0.49%
3043	WMSADVANCED DRAIN SYS INC DEL	93,116	$2.2M	0.49%
3044	—BENEFICIAL BANCORP INC	152,111	$2.2M	0.49%
3045	NGVTINGEVITY CORP	48,533	$2.2M	0.49%
3046	BAKBRASKEM S A	145,485	$2.2M	0.49%
3047	MMYTMAKEMYTRIP LIMITED MAURITIUS	94,631	$2.2M	0.49%
3048	—BLACKROCK MUNI 2018 TERM TR	146,767	$2.2M	0.49%
3049	—CALLIDUS SOFTWARE INC	121,550	$2.2M	0.49%
3050	UTLUNITIL CORP	57,039	$2.2M	0.49%
3051	VSATVIASAT INC	29,838	$2.2M	0.49%
3052	TWOU2U INC	58,108	$2.2M	0.49%
3053	IOSPINNOSPEC INC	36,579	$2.2M	0.49%
3054	—POWERSHARES ETF TR II	80,280	$2.2M	0.49%
3055	—NEWMONT MINING CORP	2,040,000	$2.2M	0.49%
3056	—FIRST CONN BANCORP INC MD	124,826	$2.2M	0.49%
3057	—MACQUARIE INFRASTRUCTURE COR	1,894,000	$2.2M	0.49%
3058	—FRANKLIN FINL NETWORK INC	59,191	$2.2M	0.49%
3059	BUSEFIRST BUSEY CORP	97,858	$2.2M	0.48%
3060	—TRINITY INDS INC	1,836,000	$2.2M	0.48%
3061	PCTYPAYLOCITY HLDG CORP	49,531	$2.2M	0.48%
3062	—CASCADE BANCORP	363,643	$2.2M	0.48%
3063	PROPROS HOLDINGS INC	97,150	$2.2M	0.48%
3064	OPPJWISDOMTREE TR	70,412	$2.2M	0.48%
3065	SFNCSIMMONS 1ST NATL CORP	43,924	$2.2M	0.48%
3066	PPTPUTNAM PREMIER INCOME TR	447,412	$2.2M	0.48%
3067	IRDMIRIDIUM COMMUNICATIONS INC	269,264	$2.2M	0.48%
3068	—INTERSECT ENT INC	137,798	$2.2M	0.48%
3069	UNLUNITED STS 12 MONTH NAT GAS	215,000	$2.2M	0.48%
3070	KBIAKB FINANCIAL GROUP INC	63,569	$2.2M	0.48%
3071	GECBLE 4.5 11/15/29GENERAL CABLE CORP DEL NEW	3,247,000	$2.2M	0.48%
3072	FTAIEURFORTRESS TRANS INFRST INVS L	173,598	$2.2M	0.48%
3073	—ISHARES INC	149,010	$2.2M	0.48%
3074	—CONNECTICUT WTR SVC INC	43,568	$2.2M	0.47%
3075	—DIGITALGLOBE INC	78,350	$2.2M	0.47%
3076	—INTEL CORP	1,554,660	$2.1M	0.47%
3077	EVFEATON VANCE SR INCOME TR	332,215	$2.1M	0.47%
3078	CORNTEUCRIUM COMMODITY TR	114,471	$2.1M	0.47%	Put
3079	SCSANTANDER CONSUMER USA HDG I	175,679	$2.1M	0.47%	Put
3080	JOUTJOHNSON OUTDOORS INC	58,261	$2.1M	0.46%
3081	DIODDIODES INC	99,165	$2.1M	0.46%
3082	TOWNTOWNEBANK PORTSMOUTH VA	87,674	$2.1M	0.46%
3083	—POWERSHARES ETF TRUST	80,959	$2.1M	0.46%
3084	—NCI BUILDING SYS INC	144,348	$2.1M	0.46%
3085	XEFRXEATON VANCE SR FLTNG RTE TR	148,923	$2.1M	0.46%
3086	EUSAISHARES	45,504	$2.1M	0.46%
3087	HOLX 0 03/01/42 2012HOLOGIC INC	1,539,000	$2.1M	0.46%
3088	—GUGGENHEIM ENHANCED EQUITY S	130,574	$2.1M	0.46%
3089	—PATHEON N V	70,537	$2.1M	0.46%
3090	—BMC STK HLDGS INC	117,826	$2.1M	0.46%
3091	OLEDUNIVERSAL DISPLAY CORP	37,625	$2.1M	0.46%
3092	RMBS*RAMBUS INC DEL	167,038	$2.1M	0.46%
3093	SBRSABINE ROYALTY TR	56,680	$2.1M	0.46%
3094	OFLXOMEGA FLEX INC	53,769	$2.1M	0.45%
3095	SILGLOBAL X FDS	46,577	$2.1M	0.45%
3096	NEWTNEWTEK BUSINESS SVCS CORP	144,807	$2.1M	0.45%
3097	WDIVSPDR INDEX SHS FDS	32,478	$2.1M	0.45%
3098	NBTBNBT BANCORP INC	62,773	$2.1M	0.45%
3099	—BLACKROCK MUNI N Y INTER DUR	133,887	$2.1M	0.45%
3100	BOKFBOK FINL CORP	29,785	$2.1M	0.45%

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