BANK OF AMERICA CORP /DE/ Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$456.2M

Holdings

6,485

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (6,485 positions)

#	Stock	Shares	Value	% Portfolio	Type
3701	—EXACTECH INC	29,666	$802K	0.18%
3702	—TRUSTCO BK CORP N Y	112,982	$801K	0.18%
3703	—RPM INTL INC	668,000	$800K	0.18%
3704	—POWERSHARES DB G10 CURCY HAR	32,057	$798K	0.17%
3705	ELDWISDOMTREE TR	20,933	$797K	0.17%
3706	—COLUMBIA PIPELINE PARTNERS L	49,342	$796K	0.17%	Put
3707	DTFDTF TAX-FREE INCOME INC	48,797	$795K	0.17%
3708	NFBKNORTHFIELD BANCORP INC DEL	49,428	$795K	0.17%
3709	TSQTOWNSQUARE MEDIA INC	85,014	$794K	0.17%
3710	WTBAWEST BANCORPORATION INC	40,500	$794K	0.17%
3711	—VICTORY PORTFOLIOS II	30,104	$789K	0.17%
3712	NAZNUVEEN ARIZ PREM INCOME MUN	46,295	$788K	0.17%
3713	HASIHANNON ARMSTRONG SUST INFR C	33,712	$788K	0.17%
3714	—IXYS CORP	65,482	$788K	0.17%
3715	—CIENA CORP	791,000	$787K	0.17%
3716	MMTMSPDR SER TR	8,528	$786K	0.17%
3717	—MBT FINL CORP	86,543	$784K	0.17%
3718	—ALLEGIANCE BANCSHARES INC	29,041	$784K	0.17%
3719	FSTAFIDELITY	24,547	$784K	0.17%
3720	CDLVICTORY PORTFOLIOS II	20,191	$780K	0.17%
3721	—KERYX BIOPHARMACEUTICALS INC	146,614	$779K	0.17%	Put
3722	VVXVECTRUS INC	51,016	$777K	0.17%
3723	TRTOOTSIE ROLL INDS INC	21,075	$776K	0.17%
3724	PAIWESTERN ASSET INCOME FD	50,439	$775K	0.17%
3725	—CLAYMORE EXCHANGE TRD FD TR	30,952	$774K	0.17%
3726	—VIACOM INC NEW	18,047	$773K	0.17%
3727	—CRAY INC	32,815	$772K	0.17%
3728	HRTXHERON THERAPEUTICS INC	44,647	$769K	0.17%
3729	PVG1EURPRETIUM RES INC	74,870	$769K	0.17%
3730	—KCAP FINL INC	165,826	$769K	0.17%
3731	RGNXREGENXBIO INC	54,738	$767K	0.17%
3732	—POWERSHARES ACT MANG COMM FD	43,911	$766K	0.17%
3733	—MICRON TECHNOLOGY INC	449,000	$762K	0.17%
3734	FLNFIRST TR EXCH TRD ALPHA FD I	42,262	$762K	0.17%
3735	GIFIGULF ISLAND FABRICATION INC	82,894	$762K	0.17%
3736	—NANOMETRICS INC	34,078	$762K	0.17%
3737	—FLEXSHARES TR	21,163	$760K	0.17%
3738	—CARDINAL FINL CORP	29,062	$758K	0.17%
3739	—EATON VANCE NJ MUNI INCOME T	54,463	$757K	0.17%
3740	—ORTHOFIX INTL N V	17,704	$757K	0.17%
3741	VTNINVESCO TR INVT GRADE NY MUN	49,126	$756K	0.17%
3742	RFICOHEN & STEERS TOTAL RETURN	57,382	$756K	0.17%
3743	—INTERDIGITAL INC	619,000	$755K	0.17%
3744	OMEROMEROS CORP	67,648	$755K	0.17%
3745	VGMINVESCO TR INVT GRADE MUNS	53,434	$753K	0.17%
3746	ACTGACACIA RESH CORP	115,429	$752K	0.16%
3747	ENZLISHARES	16,054	$752K	0.16%
3748	—CINCINNATI BELL INC NEW	14,976	$751K	0.16%
3749	—APOLLO ED GROUP INC	94,076	$748K	0.16%
3750	—NEUBERGER BERMAN NY INT MUN	52,100	$747K	0.16%
3751	FGMFIRST TR EXCH TRD ALPHA FD I	19,928	$747K	0.16%
3752	DMRCDIGIMARC CORP NEW	19,497	$747K	0.16%
3753	—UNITED STATES NATL GAS FUND	89,061	$745K	0.16%
3754	DGICADONEGAL GROUP INC	46,010	$742K	0.16%
3755	—VANECK VECTORS ETF TR	62,850	$742K	0.16%
3756	RFPUSDRESOLUTE FST PRODS INC	156,677	$741K	0.16%
3757	—BNC BANCORP	30,333	$738K	0.16%
3758	—NUTRACEUTICAL INTL CORP	23,616	$738K	0.16%
3759	TCRTZIOPHARM ONCOLOGY INC	130,820	$737K	0.16%
3760	BB3BROOKLINE BANCORP INC DEL	60,513	$737K	0.16%
3761	HIXWESTERN ASSET HIGH INCM FD I	102,268	$734K	0.16%
3762	GOEXGLOBAL X FDS	19,075	$731K	0.16%
3763	—POWERSHARES ETF TRUST	25,371	$731K	0.16%
3764	AZOAUTOZONE INC	571,630	$729K	0.16%	Put
3765	OREUROSISKO GOLD ROYALTIES LTD	66,474	$727K	0.16%
3766	—LADENBURG THALMAN FIN SVCS I	313,861	$726K	0.16%
3767	—STONEGATE BK FT LAUDERDALE F	21,510	$726K	0.16%
3768	CMCOCOLUMBUS MCKINNON CORP N Y	40,378	$721K	0.16%
3769	THQTEKLA HEALTHCARE OPPORTUNIT	41,263	$721K	0.16%
3770	INGNINOGEN INC	12,048	$721K	0.16%
3771	ALGALAMO GROUP INC	10,912	$720K	0.16%
3772	—CVR REFNG LP	81,924	$719K	0.16%	Put
3773	—ISHARES TR	28,861	$718K	0.16%
3774	CO2ACATO CORP NEW	21,578	$710K	0.16%
3775	OSG1EUROVERSEAS SHIPHOLDING GROUP I	67,194	$710K	0.16%
3776	XVMMXDELAWARE INV MN MUN INC FD I	47,153	$707K	0.15%
3777	CRTCROSS TIMBERS RTY TR	38,607	$703K	0.15%
3778	PACBPACIFIC BIOSCIENCES CALIF IN	78,174	$701K	0.15%	Put
3779	WWEUSDWORLD WRESTLING ENTMT INC	32,923	$701K	0.15%
3780	—FIRST TR EXCNGE TRD ALPHADEX	25,785	$700K	0.15%
3781	IMTMISHARES TR	26,661	$700K	0.15%
3782	—BANK MUTUAL CORP NEW	91,002	$699K	0.15%
3783	—SUCAMPO PHARMACEUTICALS INC	56,829	$699K	0.15%
3784	—ZIONS BANCORPORATION	172,000	$697K	0.15%
3785	IIFMORGAN STANLEY INDIA INVS FD	24,442	$695K	0.15%
3786	—MCDERMOTT INTL INC	138,667	$695K	0.15%
3787	—WEST MARINE INC	84,067	$695K	0.15%
3788	FISIFINANCIAL INSTNS INC	25,655	$695K	0.15%
3789	ENVUSDENVESTNET INC	19,050	$694K	0.15%
3790	—SPARTAN MTRS INC	72,394	$694K	0.15%
3791	—FIVE PRIME THERAPEUTICS INC	13,194	$692K	0.15%
3792	PRFTUSDPERFICIENT INC	34,314	$691K	0.15%
3793	PIMPUTNAM MASTER INTER INCOME T	156,286	$691K	0.15%
3794	—PROOFPOINT INC	355,000	$691K	0.15%
3795	KAIKADANT INC	13,235	$690K	0.15%
3796	LQDHISHARES U S ETF TR	7,479	$690K	0.15%
3797	—NUVEEN HIGH INCOME DECMBR 20	67,500	$689K	0.15%
3798	USNAUSANA HEALTH SCIENCES INC	4,971	$688K	0.15%
3799	—CBS CORP NEW	12,438	$688K	0.15%
3800	—LA JOLLA PHARMACEUTICAL CO	28,862	$687K	0.15%

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