BANK OF AMERICA CORP /DE/ Q3 2018 Filing

Filed November 14, 2018

Portfolio Value

$641.8M

Holdings

6,609

Report Date

Q3 2018

Filing Type

13F-HR

All Holdings (6,609 positions)

#	Stock	Shares	Value	% Portfolio	Type
3801	CENXCENTURY ALUM CO	95,228	$1.1M	0.18%
3802	—ROWAN COMPANIES PLC	60,568	$1.1M	0.18%
3803	TWNKEURHOSTESS BRANDS INC	103,032	$1.1M	0.18%
3804	AYRAIRCASTLE LTD	52,028	$1.1M	0.18%
3805	—GREEN BANCORP INC	51,337	$1.1M	0.18%
3806	—RA PHARMACEUTICALS INC	62,389	$1.1M	0.18%
3807	IIININSTEEL INDUSTRIES INC	31,404	$1.1M	0.18%
3808	DBXDROPBOX INC	41,994	$1.1M	0.18%	Call
3809	KNCTINVESCO EXCHANGE TRADED FD T	19,408	$1.1M	0.18%
3810	IIMINVESCO VALUE MUN INCOME TR	81,235	$1.1M	0.18%
3811	GLUUGLU MOBILE INC	150,500	$1.1M	0.17%
3812	—ISRAEL CHEMICALS LTD	185,777	$1.1M	0.17%
3813	ASGLIBERTY ALL-STAR GROWTH FD I	176,169	$1.1M	0.17%
3814	—NUVEEN BUILD AMER BD OPPTNY	51,164	$1.1M	0.17%
3815	ATSG 1.125 10/15/24AIR TRANSPORT SERVICES GRP I	1,169,000	$1.1M	0.17%
3816	—TEAM INC	49,622	$1.1M	0.17%
3817	—NUVECTRA CORP	50,820	$1.1M	0.17%
3818	ISRAVANECK VECTORS ETF TR	33,479	$1.1M	0.17%
3819	LOBLIVE OAK BANCSHARES INC	41,489	$1.1M	0.17%
3820	XEJACCURAY INC	246,643	$1.1M	0.17%
3821	INVA 2.5 08/15/25INNOVIVA INC	1,000,000	$1.1M	0.17%
3822	XJEQXABERDEEN JAPAN EQUITY FD INC	131,828	$1.1M	0.17%
3823	PMMPUTNAM MANAGED MUN INCOM TR	159,493	$1.1M	0.17%
3824	—MAGICJACK VOCALTEC LTD	132,107	$1.1M	0.17%
3825	—PBF LOGISTICS LP	51,147	$1.1M	0.17%
3826	FISIFINANCIAL INSTNS INC	35,015	$1.1M	0.17%
3827	—MECHEL PAO	346,873	$1.1M	0.17%
3828	EMOCLEARBRIDGE ENERGY MLP TR FD	96,488	$1.1M	0.17%
3829	—LEGACY RESVS INC	225,115	$1.1M	0.17%
3830	PRSUVIAD CORP	18,410	$1.1M	0.17%
3831	QNSTQUINSTREET INC	80,115	$1.1M	0.17%
3832	SMPSTANDARD MTR PRODS INC	22,025	$1.1M	0.17%
3833	APPFAPPFOLIO INC	13,821	$1.1M	0.17%
3834	ICHRICHOR HOLDINGS	52,899	$1.1M	0.17%
3835	NTLAINTELLIA THERAPEUTICS INC	37,716	$1.1M	0.17%
3836	—ZAGG INC	73,066	$1.1M	0.17%
3837	—CONNECTICUT WTR SVC INC	15,542	$1.1M	0.17%
3838	—PATTERN ENERGY GROUP INC	54,179	$1.1M	0.17%
3839	PEJINVESCO EXCHANGE TRADED FD T	22,819	$1.1M	0.17%
3840	FOSLFOSSIL GROUP INC	46,204	$1.1M	0.17%
3841	—MAGELLAN HEALTH INC	14,917	$1.1M	0.17%
3842	XNCRXENCOR INC	27,466	$1.1M	0.17%
3843	PREFPRINCIPAL EXCHANGE TRADED FD	11,209	$1.1M	0.17%
3844	DSUBLACKROCK DEBT STRAT FD INC	95,402	$1.1M	0.17%
3845	GSATUSDGLOBALSTAR INC	114,072	$1.1M	0.16%
3846	VIOVVANGUARD ADMIRAL FDS INC	7,336	$1.1M	0.16%
3847	—NUVEEN DIVERSIFIED DIV INCM	96,737	$1.1M	0.16%
3848	—MORGAN STANLEY EMER MKTS FD	67,466	$1.1M	0.16%
3849	GONGERON CORP	594,699	$1.0M	0.16%	Call
3850	NWSNEWS CORP NEW	76,929	$1.0M	0.16%
3851	FULFULLER H B CO	20,239	$1.0M	0.16%
3852	—SHUTTERFLY INC	15,839	$1.0M	0.16%
3853	CTRNCITI TRENDS INC	36,263	$1.0M	0.16%
3854	USAPUNIVERSAL STAINLESS & ALLOY	40,836	$1.0M	0.16%
3855	ZUOUSDZUORA INC	45,121	$1.0M	0.16%
3856	MDXGMIMEDX GROUP INC	168,461	$1.0M	0.16%
3857	—ESSENDANT INC	81,106	$1.0M	0.16%
3858	FRBAFIRST BANK WILLIAMSTOWN NJ	79,085	$1.0M	0.16%
3859	NIJNELNET INC	18,164	$1.0M	0.16%
3860	AZZAZZ INC	20,481	$1.0M	0.16%
3861	UPLDUPLAND SOFTWARE INC	31,981	$1.0M	0.16%
3862	LSCCLATTICE SEMICONDUCTOR CORP	129,131	$1.0M	0.16%
3863	BNYBLACKROCK N Y MUN INCOME TR	85,119	$1.0M	0.16%
3864	JPMJPMORGAN CHASE & CO	14,225	$1.0M	0.16%
3865	—NUVEEN CONNECTICUT QLTY MUN	90,751	$1.0M	0.16%
3866	—SPARTAN MTRS INC	69,804	$1.0M	0.16%
3867	TXTERNIUM SA	33,819	$1.0M	0.16%
3868	ZSZSCALER INC	25,106	$1.0M	0.16%
3869	MUJBLACKROCK MUNIHLDGS NJ QLTY	81,463	$1.0M	0.16%
3870	CUTREURCUTERA INC	31,421	$1.0M	0.16%
3871	—LA JOLLA PHARMACEUTICAL CO	50,593	$1.0M	0.16%
3872	TALOTALOS ENERGY INC	31,012	$1.0M	0.16%
3873	—HOEGH LNG PARTNERS LP	55,416	$1.0M	0.16%
3874	EFSCENTERPRISE FINL SVCS CORP	19,081	$1.0M	0.16%
3875	CWCOCONSOLIDATED WATER CO INC	73,020	$1.0M	0.16%
3876	—BASIC ENERGY SVCS INC NEW	100,923	$1.0M	0.16%
3877	ITICINVESTORS TITLE CO	6,000	$1.0M	0.16%
3878	CHWCALAMOS GBL DYN INCOME FUND	110,922	$1.0M	0.16%
3879	FROFRONTLINE LTD	172,716	$1.0M	0.16%
3880	—ALLEGIANCE BANCSHARES INC	24,036	$1.0M	0.16%
3881	—MBT FINL CORP	88,777	$1.0M	0.16%
3882	—AMPIO PHARMACEUTICALS INC	6,263	$1.0M	0.16%
3883	CBTXEURCBTX INC	28,194	$1.0M	0.16%
3884	NQUSDLINK MOTION INC	3,437	$1.0M	0.16%
3885	XFEBFIRST TR ABERDEEN GLBL OPP F	104,118	$1.0M	0.16%
3886	—DITECH HLDG CORP	6,249	$1.0M	0.16%
3887	—TANZANIAN ROYALTY EXPL CORP	3,500	$1.0M	0.16%
3888	—CYTORI THERAPEUTICS INC	2,592	$1.0M	0.16%
3889	—ENSYNC INC	2,651	$1.0M	0.16%
3890	—SOLIGENIX INC	2,966	$1.0M	0.16%
3891	LAC1EURLITHIUM AMERS CORP NEW	207,368	$995K	0.16%
3892	SMBKSMARTFINANCIAL INC	42,164	$993K	0.15%
3893	—VIRTUS INVT PARTNERS INC	10,000	$993K	0.15%
3894	ARCARC DOCUMENT SOLUTIONS INC	348,864	$991K	0.15%
3895	BMIBP PRUDHOE BAY RTY TR	28,732	$989K	0.15%
3896	PFLPIMCO INCOME STRATEGY FUND	83,520	$987K	0.15%
3897	NXPNUVEEN SELECT TAX FREE INCM	70,979	$987K	0.15%
3898	—BANK AMER CORP	55,359	$986K	0.15%
3899	FSTAFIDELITY	30,244	$984K	0.15%
3900	IBUYAMPLIFY ETF TR	18,921	$982K	0.15%

PreviousPage 39 of 67Next