BANK OF AMERICA CORP /DE/ Q4 2019 Filing

Filed February 14, 2020

Portfolio Value

$697.7M

Holdings

6,385

Report Date

Q4 2019

Filing Type

13F-HR

All Holdings (6,385 positions)

#	Stock	Shares	Value	% Portfolio	Type
3401	AGZDWISDOMTREE TR	46,896	$2.3M	0.32%
3402	SMLVSPDR SERIES TRUST	22,485	$2.3M	0.32%
3403	GNLGLOBAL NET LEASE INC	110,833	$2.2M	0.32%
3404	DGRSWISDOMTREE TR	59,518	$2.2M	0.32%
3405	FNWBFIRST NORTHWEST BANCORP	123,365	$2.2M	0.32%
3406	VSGXVANGUARD WORLD FD	41,798	$2.2M	0.32%
3407	ZUOUSDZUORA INC	155,878	$2.2M	0.32%
3408	LNNLINDSAY CORP	23,260	$2.2M	0.32%
3409	BLKCHFBLACKROCK INC	4,416,598	$2.2M	0.32%	Put
3410	ADTNEURADTRAN INC	223,615	$2.2M	0.32%
3411	BIZDVANECK VECTORS ETF TRUST	131,879	$2.2M	0.32%
3412	GDLGDL FUND	237,395	$2.2M	0.32%
3413	IBPINSTALLED BLDG PRODS INC	32,015	$2.2M	0.32%
3414	MATMATTEL INC	162,728	$2.2M	0.32%
3415	PEOADAM NAT RES FD INC	133,908	$2.2M	0.32%
3416	HZOMARINEMAX INC	132,022	$2.2M	0.32%
3417	DMBBNY MELLON MUN BD INFRASTRUC	150,284	$2.2M	0.31%
3418	—TERADYNE INC	1,000,000	$2.2M	0.31%
3419	RINGISHARES INC	90,930	$2.2M	0.31%
3420	LITGLOBAL X FDS	79,967	$2.2M	0.31%
3421	OTTROTTER TAIL CORP	42,452	$2.2M	0.31%
3422	—FORTERRA INC	188,369	$2.2M	0.31%
3423	NWSNEWS CORP NEW	149,984	$2.2M	0.31%
3424	EWOISHARES INC	104,445	$2.2M	0.31%
3425	PQ3PROVIDENT FINL SVCS INC	87,863	$2.2M	0.31%
3426	—INDEXIQ ETF TR	99,965	$2.2M	0.31%
3427	BGXBLACKSTONE GSO LNG SHRT CR I	138,141	$2.2M	0.31%
3428	—OPUS BK IRVINE CALIF	83,519	$2.2M	0.31%
3429	XSHDINVESCO EXCHNG TRADED FD TR	86,924	$2.1M	0.31%
3430	VKTXVIKING THERAPEUTICS INC	267,879	$2.1M	0.31%
3431	—BLACKROCK MUNI N Y INTER DUR	140,139	$2.1M	0.31%
3432	9KGNEXTIER OILFIELD SOLUTIONS I	320,216	$2.1M	0.31%
3433	RGRSTURM RUGER & CO INC	45,580	$2.1M	0.31%
3434	JLSNUVEEN MORTGAGE AND INCOME F	97,449	$2.1M	0.31%
3435	PEBOPEOPLES BANCORP INC	61,712	$2.1M	0.31%
3436	PCNPIMCO CORPORATE INCOME STRAT	111,638	$2.1M	0.31%
3437	TFINTRIUMPH BANCORP INC	56,087	$2.1M	0.31%
3438	—CARDTRONICS INC	2,000,000	$2.1M	0.31%
3439	BF/ABROWN FORMAN CORP	33,840	$2.1M	0.30%
3440	TNETTRINET GROUP INC	37,398	$2.1M	0.30%
3441	CLHCLEAN HARBORS INC	24,692	$2.1M	0.30%
3442	NOAHNOAH HLDGS LTD	59,764	$2.1M	0.30%
3443	TTMCHFTATA MTRS LTD	163,195	$2.1M	0.30%
3444	VGMINVESCO TR INVT GRADE MUNS	163,769	$2.1M	0.30%
3445	CERSCERUS CORP	497,658	$2.1M	0.30%
3446	PLMRPALOMAR HLDGS INC	41,526	$2.1M	0.30%
3447	CRAICRA INTL INC	38,399	$2.1M	0.30%
3448	OPITQOFFICE PPTYS INCOME TR	64,999	$2.1M	0.30%
3449	ACCOACCO BRANDS CORP	222,868	$2.1M	0.30%
3450	ISMDNORTHERN LTS FD TR IV	73,798	$2.1M	0.30%
3451	—PACIRA BIOSCIENCES	2,001,000	$2.1M	0.30%
3452	LBAIUSDLAKELAND BANCORP INC	119,538	$2.1M	0.30%
3453	—PQ GROUP HLDGS INC	120,760	$2.1M	0.30%
3454	DJCODAILY JOURNAL CORP	7,145	$2.1M	0.30%
3455	SORSOURCE CAP INC	53,498	$2.1M	0.30%
3456	DCODUCOMMUN INC DEL	40,777	$2.1M	0.30%
3457	APPNAPPIAN CORP	53,732	$2.1M	0.29%
3458	TMPTOMPKINS FINANCIAL CORPORATI	22,398	$2.0M	0.29%
3459	FNDASCHWAB STRATEGIC TR	50,726	$2.0M	0.29%
3460	—PLANTRONICS INC NEW	74,529	$2.0M	0.29%
3461	SPMDSPDR SERIES TRUST	56,245	$2.0M	0.29%
3462	GFLWVICTORY PORTFOLIOS II	51,443	$2.0M	0.29%
3463	—MARRIOTT VACTINS WORLDWID CO	1,909,000	$2.0M	0.29%
3464	—INVESCO EXCHNG TRADED FD TR	198,967	$2.0M	0.29%
3465	—SCHULTZE SPL PURP ACQUSTN CO	200,000	$2.0M	0.29%
3466	—ZYNERBA PHARMACEUTICALS INC	335,091	$2.0M	0.29%	Call
3467	STBAS & T BANCORP INC	50,134	$2.0M	0.29%
3468	TDAYGANNETT CO INC NEW	316,100	$2.0M	0.29%
3469	LEGRFIRST TR EXCHANGE TRADED FD	62,993	$2.0M	0.29%
3470	—INSTRUCTURE INC	41,693	$2.0M	0.29%
3471	GFLWVICTORY PORTFOLIOS II	59,155	$2.0M	0.29%
3472	ETJEATON VANCE RISK MNGD DIV EQ	214,921	$2.0M	0.29%
3473	CALFPACER FDS TR	73,872	$2.0M	0.29%
3474	—PROTEON THERAPEUTICS INC	4,999	$2.0M	0.29%
3475	—PACIFIC COAST OIL TR	4,675	$2.0M	0.29%
3476	—DIFFUSION PHARMACEUTICALS IN	5,416	$2.0M	0.29%
3477	GNPXGENPREX INC	4,779	$2.0M	0.29%
3478	JOBGEE GROUP INC	4,645	$2.0M	0.29%
3479	—IFRESH INC	5,379	$2.0M	0.29%
3480	—ORGANOVO HLDGS INC	5,969	$2.0M	0.29%
3481	—SIERRA ONCOLOGY INC	5,100	$2.0M	0.29%
3482	—GLOBAL EAGLE ENTMT INC	5,000	$2.0M	0.29%
3483	—NATIONAL HOLDINGS CORP	20,000	$2.0M	0.29%
3484	—CRESCENT ACQUISITION CORP	200,000	$2.0M	0.29%
3485	IBKRINTERACTIVE BROKERS GROUP IN	42,782	$2.0M	0.29%
3486	—TORTOISE ACQUISITION CORP	200,000	$2.0M	0.29%
3487	DIEMFRANKLIN TEMPLETON ETF TR	66,658	$2.0M	0.28%
3488	XFEBFIRST TR ENERGY INFRASTRCTR	117,881	$2.0M	0.28%
3489	FXFINVESCO CURNCYSHS SWISS FRAN	20,809	$2.0M	0.28%
3490	CSBVICTORY PORTFOLIOS II	42,116	$2.0M	0.28%
3491	PMXPIMCO MUN INCOME FD III	156,688	$2.0M	0.28%
3492	TGTXTG THERAPEUTICS INC	176,831	$2.0M	0.28%	Put
3493	HNGRUSDHANGER INC	70,665	$2.0M	0.28%
3494	—VOXELJET AG	950,464	$1.9M	0.28%
3495	NBTBNBT BANCORP INC	47,749	$1.9M	0.28%
3496	GPOR1EURGULFPORT ENERGY CORP	635,396	$1.9M	0.28%
3497	ISRGINTUITIVE SURGICAL INC	810,970	$1.9M	0.28%	Call
3498	TDTTFLEXSHARES TR	77,845	$1.9M	0.28%
3499	AIVIWISDOMTREE TR	44,912	$1.9M	0.27%
3500	MEOHMETHANEX CORP	49,537	$1.9M	0.27%

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