BASSWOOD CAPITAL MANAGEMENT, L.L.C. Q3 2016 Filing

Filed November 14, 2016

Portfolio Value

$2.1B

Holdings

159

Report Date

Q3 2016

Filing Type

13F-HR

All Holdings (159 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	TEXTEREX CORPORATION	155,437	$4.0M	0.19%
102	TCBKTRICO BANCSHARES	137,982	$3.7M	0.18%
103	FNBFNB CORPORATION	299,316	$3.7M	0.18%
104	—FIRST SOUTH BANCORP INC VA	369,084	$3.7M	0.18%
105	METMETLIFE INC	80,239	$3.6M	0.17%
106	LIONFIDELITY SOUTHERN CORP	192,010	$3.5M	0.17%
107	BLKCHFBLACKROCK INC.	9,719	$3.5M	0.17%
108	HLIHOULIHAN LOKEY INC	135,508	$3.4M	0.16%
109	—SUSSEX BANCORP	207,573	$3.4M	0.16%
110	BLDRBUILDERS FIRSTSOURCE, INC.	293,220	$3.4M	0.16%
111	—WCI CMNTYS INC	141,607	$3.4M	0.16%
112	—SUFFOLK BANCORP	92,163	$3.2M	0.15%
113	SSBUSDSOUTH STATE CORP.	42,350	$3.2M	0.15%
114	VLYVALLEY NATIONAL BANCORP	326,307	$3.2M	0.15%
115	AAPLAPPLE INC.	25,994	$2.9M	0.14%
116	KMIKINDER MORGAN INC.	126,163	$2.9M	0.14%
117	—PREMIER FINANCIAL BANCORP INC.	168,756	$2.9M	0.14%
118	—CAROLINA BK HLDGS INC GREENS	147,291	$2.9M	0.14%
119	CVLGCOVENANT TRANSPORTATION GROUP INC.	147,248	$2.8M	0.14%
120	WEAWESTERN ALLIANCE BANCORP	75,297	$2.8M	0.13%
121	WTWWILLIS TOWERS WATSON PLC	21,132	$2.8M	0.13%
122	—PROVIDENT BANCORP INC	179,355	$2.8M	0.13%
123	—DELPHI AUTOMOTIVE PLC	39,210	$2.8M	0.13%
124	DALDELTA AIR LINES INC	69,944	$2.8M	0.13%
125	BUSEFIRST BUSEY CORP	117,193	$2.6M	0.13%
126	BOTJBANK OF THE JAMES FINANCIAL GP	215,374	$2.6M	0.12%
127	TPHTRI POINTE GROUP, INC.	195,799	$2.6M	0.12%
128	RVSBRIVERVIEW BANCORP, INC.	426,062	$2.3M	0.11%
129	EGBNEAGLE BANCORP, INC. MD	46,014	$2.3M	0.11%
130	SFSTSOUTHERN FIRST BANCSHARES IN	81,017	$2.2M	0.11%
131	—FCB FINL HLDGS INC	53,788	$2.1M	0.10%
132	BPOPPOPULAR, INC.	53,325	$2.0M	0.10%
133	RYROYAL BK CDA MONTREAL QUE	32,456	$2.0M	0.10%
134	LENLENNAR CORP.	47,378	$2.0M	0.10%
135	—SUNSHINE BANCORP INC.	134,206	$2.0M	0.09%
136	BFINUSDBANKFINANCIAL CORPORATION	138,923	$1.8M	0.08%
137	—SUNTRUST BANKS	39,695	$1.7M	0.08%
138	FBNCFIRST BANCORP	78,755	$1.6M	0.07%
139	—FIDELITY NATIONAL FINANCIAL	111,383	$1.4M	0.07%
140	XLFSELECT SECTOR SPDR TR	63,132	$1.2M	0.06%	Put
141	TSBKTIMBERLAND BANCORP, INC.	71,096	$1.1M	0.05%
142	HFWAHERITAGE FINL CORP WASH	60,466	$1.1M	0.05%
143	NYCBEURNEW YORK CMNTY BANCORP INC	73,265	$1.0M	0.05%
144	—SPX FLOW INC	32,072	$992K	0.05%
145	—BANCORP OF NEW JERSEY INC.	72,041	$819K	0.04%
146	JECUSDJACOBS ENGR GROUP INC DEL	13,780	$713K	0.03%
147	KBESPDR SERIES TRUST	20,179	$674K	0.03%
148	—1ST CONSTITUTION BANCORP	49,033	$674K	0.03%
149	SPXCSPX CORP	32,072	$646K	0.03%
150	BLDTOPBUILD CORP.	19,396	$644K	0.03%
151	FRFIRST INDUSTRIAL REALTY TRUS	21,003	$593K	0.03%
152	—FELCOR LODGING TRUST INC	69,095	$444K	0.02%
153	—MARLIN BUSINESS SVCS CORP	20,065	$389K	0.02%
154	SPYSPDR S&P 500 ETF TR	1,324	$286K	0.01%	Put
155	—J ALEXANDERS HLDGS INC	19,238	$195K	0.01%
156	—COUSINS PROPERTIES INC.	14,659	$153K	0.01%
157	DOEURDIAMOND OFFSHORE DRILLING, INC.	8,417	$148K	0.01%
158	—ENSCO PLC	7,986	$68K	0.00%
159	—FIRST NIAGARA FINL GP INC	387	$4K	0.00%

PreviousPage 2 of 2