BASSWOOD CAPITAL MANAGEMENT, L.L.C. Q4 2016 Filing

Filed February 13, 2017

Portfolio Value

$2.3B

Holdings

156

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (156 positions)

#	Stock	Shares	Value	% Portfolio	Type
101	IWBISHARES TR	31,159	$3.9M	0.17%
102	—PREMIER FINANCIAL BANCORP INC.	190,625	$3.8M	0.17%
103	—PROVIDENT BANCORP INC	212,808	$3.8M	0.17%
104	—CAROLINA BK HLDGS INC GREENS	147,291	$3.8M	0.17%
105	VLYVALLEY NATIONAL BANCORP	326,307	$3.8M	0.17%
106	XLFSELECT SECTOR SPDR TR	161,157	$3.7M	0.16%	Put
107	DALDELTA AIR LINES INC	75,274	$3.7M	0.16%
108	SSBUSDSOUTH STATE CORP.	42,350	$3.7M	0.16%
109	WEAWESTERN ALLIANCE BANCORP	75,297	$3.7M	0.16%
110	LBAIUSDLAKELAND BANCORP, INC.	185,729	$3.6M	0.16%
111	BUSEFIRST BUSEY CORPORATION	117,193	$3.6M	0.16%
112	DLPHDELPHI AUTOMOTIVE PLC	50,764	$3.4M	0.15%
113	BOTJBANK OF THE ST JAMES FINL GP	218,666	$3.3M	0.15%
114	—SUNSHINE BANCORP INC.	175,892	$3.0M	0.13%
115	SFSTSOUTHERN FIRST BANCSHARES INC	81,017	$2.9M	0.13%
116	EGBNEAGLE BANCORP, INC.	46,014	$2.8M	0.12%
117	AANUSDAARON'S INC	87,319	$2.8M	0.12%
118	—MBT FINANCIAL CORP.	236,063	$2.7M	0.12%
119	KMIKINDER MORGAN INC.	126,163	$2.6M	0.11%
120	—FCB FINANCIAL HOLDINGS INC.	53,788	$2.6M	0.11%
121	—CASCADE BANCORP	314,674	$2.6M	0.11%
122	BLKCHFBLACKROCK INC.	6,541	$2.5M	0.11%
123	KFYKORN FERRY INTL	82,020	$2.4M	0.11%
124	BPOPPOPULAR, INC.	53,325	$2.3M	0.10%
125	RYROYAL BK CDA MONTREAL QUE	32,456	$2.2M	0.10%
126	FBNCFIRST BANCORP	78,755	$2.1M	0.09%
127	—BANCORP OF NEW JERSEY INC.	150,538	$2.0M	0.09%
128	—WCI COMMUNITIES, INC.	79,972	$1.9M	0.08%
129	AAPLAPPLE INC.	16,025	$1.9M	0.08%
130	—ISLE OF CAPRI CASINOS	69,115	$1.7M	0.08%
131	—WESTERN REFINING INC	45,000	$1.7M	0.07%
132	—FNFV GROUP	111,383	$1.5M	0.07%
133	—AMERICAN RIVER BANKSHARES	99,500	$1.5M	0.07%
134	—BAY BANCORP INC	226,070	$1.5M	0.07%
135	—MARLIN BUSINESS SERVICES INC	68,283	$1.4M	0.06%
136	—METALDYNE PERFORMANCE GROUP	57,500	$1.3M	0.06%
137	—1ST CONSTITUTION BANCORP	63,152	$1.2M	0.05%
138	MTBM&T BANK CORPORATION	5,823	$911K	0.04%
139	CCBGCAPITAL CITY BANK GROUP, INC.	34,764	$712K	0.03%
140	BLDTOPBUILD CORP.	19,396	$691K	0.03%
141	FRFIRST INDUSTRIAL REALTY TRUST	21,003	$589K	0.03%
142	FBSSFAUQUIER BANKSHARES, INC.	21,623	$356K	0.02%
143	OSBCOLD SECOND BANCORP, INC.	22,864	$253K	0.01%
144	OPOFOLD POINT FINANCIAL CORPORATION	9,903	$248K	0.01%
145	SPYSPDR S&P 500 ETF TR	1,069	$239K	0.01%	Put
146	—J. ALEXANDER'S HOLDINGS, INC.	19,238	$207K	0.01%
147	DOEURDIAMOND OFFSHORE DRILLING, INC.	8,417	$149K	0.01%
148	—TWO RIVER BANCORP	10,000	$149K	0.01%
149	—DNB FINANCIAL CORP	4,390	$125K	0.01%
150	—COUSINS PPTYS INC	14,659	$125K	0.01%
151	WMWASTE MANAGEMENT INC	1,198	$85K	0.00%
152	CSXCSX CORP.	2,328	$84K	0.00%
153	—SWIFT TRANSPORTATION CO.	3,466	$84K	0.00%
154	DWDMORGAN STANLEY	1,960	$83K	0.00%
155	TPHTRI POINTE GROUP, INC.	7,029	$81K	0.00%
156	—ENSCO PLC	7,986	$78K	0.00%

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