CAPSTONE INVESTMENT ADVISORS, LLC Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$6.2B

Holdings

495

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (495 positions)

#StockSharesValue% PortfolioType
101
DYHTARGET CORP
159,392$14.8B238.32%Put
102
PRUPRUDENTIAL FINL INC
283,821$14.8B238.00%Put
103
AFLAFLAC INC
430,076$14.7B236.83%Put
104
AMATAPPLIED MATLS INC
317,118$14.5B233.67%Put
105
WMBWILLIAMS COS INC
1,025,411$14.5B233.35%Put
106
JCIJOHNSON CTLS INTL PLC
535,778$14.4B232.31%Put
107
STZCONSTELLATION BRANDS INC
100,122$14.4B230.84%Put
108
BMY-RBRISTOL-MYERS SQUIBB CO
3,775,203$14.3B230.71%
109
TXNTEXAS INSTRS INC
141,400$14.1B227.24%Put
110
PSXPHILLIPS 66
263,208$14.1B227.10%Put
111
REGNREGENERON PHARMACEUTICALS
28,800$14.1B226.16%Put
112
HSYHERSHEY CO
105,021$13.9B223.80%Put
113
PEPPEPSICO INC
112,700$13.5B217.69%Put
114
ICEINTERCONTINENTAL EXCHANGE IN
167,200$13.5B217.12%Put
115
EL PASO ELEC CO
197,112$13.4B215.44%
116
AIGAMERICAN INTL GROUP INC
551,317$13.4B215.02%Put
117
PXDEURPIONEER NAT RES CO
184,398$12.9B208.02%Put
118
TESLA INC
7,500,000$12.9B206.72%
119
GPNGLOBAL PMTS INC
88,700$12.8B205.74%Put
120
ROSTROSS STORES INC
145,254$12.6B203.17%Put
121
EOGEOG RES INC
351,467$12.6B203.04%Put
122
7HPHP INC
725,713$12.6B202.60%Put
123
RWT 4.75 08/15/23REDWOOD TR INC
19,159,000$12.5B201.33%
124
CNCCENTENE CORP DEL
209,500$12.4B200.16%Put
125
TECH DATA CORP
95,084$12.4B200.09%
126
DHRDANAHER CORPORATION
89,500$12.4B199.23%Put
127
BACVERIZON COMMUNICATIONS INC
229,700$12.3B198.49%Put
128
AMGNAMGEN INC
59,400$12.0B193.66%Put
129
BSXBOSTON SCIENTIFIC CORP
366,318$12.0B192.23%Put
130
TSLATESLA INC
22,500$11.8B189.61%Put
131
CTXSEURCITRIX SYS INC
83,100$11.8B189.17%Put
132
SRESEMPRA ENERGY
104,016$11.8B189.00%Put
133
NIO INC
20,500,000$11.1B178.85%
134
NVDANVIDIA CORP
42,000$11.1B178.05%Put
135
NEMNEWMONT CORP
239,000$10.8B174.04%Put
136
RWT 5.625 07/15/24REDWOOD TR INC
19,249,000$10.7B171.52%
137
HIGHARTFORD FINL SVCS GROUP INC
300,971$10.6B170.58%Put
138
METMETLIFE INC
345,362$10.6B169.80%Put
139
AFWALIGN TECHNOLOGY INC
60,087$10.5B168.11%Put
140
CRMSALESFORCE COM INC
72,400$10.4B167.64%Put
141
ABBVABBVIE INC
135,200$10.3B165.66%Put
142
ISTAR INC
10,429,000$10.2B164.60%
143
FISFIDELITY NATL INFORMATION SV
82,500$10.0B161.38%Put
144
BWABORGWARNER INC
411,123$10.0B161.13%
145
LHXL3HARRIS TECHNOLOGIES INC
55,300$10.0B160.19%Put
146
TJXTJX COS INC NEW
207,600$9.9B159.62%Put
147
MOALTRIA GROUP INC
256,200$9.9B159.33%Put
148
UTXZUNITED TECHNOLOGIES CORP
104,668$9.9B158.78%
149
STTSTATE STR CORP
184,675$9.8B158.20%Put
150
SLVISHARES SILVER TRUST
750,000$9.8B157.41%Call
151
ADMARCHER DANIELS MIDLAND CO
277,559$9.8B157.04%Put
152
AVGOBROADCOM INC
41,100$9.7B156.72%Put
153
DHID R HORTON INC
285,094$9.7B155.87%Put
154
DWDMORGAN STANLEY
284,133$9.7B155.35%Put
155
T7DTRANSDIGM GROUP INC
30,099$9.6B155.00%Put
156
W 1.125 11/01/24WAYFAIR INC
14,000,000$9.6B154.48%
157
HPEHEWLETT PACKARD ENTERPRISE C
987,768$9.6B154.23%Put
158
FORESCOUT TECHNOLOGIES INC
300,058$9.5B152.44%
159
VENVENTAS INC
353,172$9.5B152.22%Put
160
INTREXON CORP
17,500,000$9.4B150.71%
161
TIFEURTIFFANY & CO NEW
70,479$9.1B146.78%Put
162
IYRISHARES TR
128,000$8.9B143.21%Put
163
TRVTRAVELERS COMPANIES INC
89,501$8.9B143.00%Put
164
TMUST MOBILE US INC
105,900$8.9B142.89%Put
165
ETRAE TRADE FINANCIAL CORP
258,200$8.9B142.50%Put
166
JNJJOHNSON & JOHNSON
67,300$8.8B141.92%Put
167
WDCWESTERN DIGITAL CORP.
211,725$8.8B141.70%Put
168
MFA FINL INC
14,500,000$8.8B141.64%
169
NKENIKE INC
105,600$8.7B140.51%Put
170
HCAHCA HEALTHCARE INC
96,672$8.7B139.69%Put
171
GILDGILEAD SCIENCES INC
115,100$8.6B138.39%Put
172
WMWASTE MGMT INC DEL
92,300$8.5B137.39%Put
173
GEGENERAL ELECTRIC CO
1,068,900$8.5B136.49%Put
174
WAYFAIR INC
11,000,000$8.4B135.77%
175
TSNTYSON FOODS INC
145,413$8.4B135.33%Put
176
GISGENERAL MLS INC
159,400$8.4B135.28%Put
177
AG8AGILENT TECHNOLOGIES INC
116,300$8.3B133.95%Put
178
KOCOCA COLA CO
185,900$8.2B132.29%Put
179
RFREGIONS FINANCIAL CORP NEW
915,605$8.2B132.08%Put
180
GLWCORNING INC
397,698$8.2B131.37%Put
181
WYNNWYNN RESORTS LTD
135,118$8.1B130.80%Put
182
BKNGBOOKING HLDGS INC
6,000$8.1B129.81%Put
183
BBYBEST BUY INC
141,413$8.1B129.64%Put
184
HLF 2.625 03/15/24HERBALIFE LTD
10,000,000$8.1B129.51%
185
SWKSTANLEY BLACK & DECKER INC
80,030$8.0B128.71%Put
186
LYBLYONDELLBASELL INDUSTRIES N
161,165$8.0B128.62%Put
187
LOGMEURLOGMEIN INC
95,344$7.9B127.69%
188
DDOMINION ENERGY INC
108,100$7.8B125.50%Put
189
ITWILLINOIS TOOL WKS INC
54,400$7.7B124.35%Put
190
GENNORTONLIFELOCK INC
407,100$7.6B122.50%Put
191
URIUNITED RENTALS INC
73,832$7.6B122.19%Put
192
WBC1EURWABCO HLDGS INC
56,196$7.6B122.05%
193
IBMINTERNATIONAL BUSINESS MACHS
68,400$7.6B122.03%Put
194
DOWDOW INC
253,308$7.4B119.12%Put
195
BKBANK NEW YORK MELLON CORP
218,652$7.4B118.43%Put
196
SYYSYSCO CORP
160,965$7.3B118.12%Put
197
MCOMOODYS CORP
34,400$7.3B117.01%Put
198
GSGOLDMAN SACHS GROUP INC
46,911$7.3B116.63%Put
199
TILRAY INC
22,500,000$7.2B116.16%
200
DUKDUKE ENERGY CORP NEW
87,900$7.1B114.34%Put
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