CAPSTONE INVESTMENT ADVISORS, LLC Q1 2021 Filing

Filed May 17, 2021

Portfolio Value

$34.1B

Holdings

901

Report Date

Q1 2021

Filing Type

13F-HR

All Holdings (901 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	1ZR0ATLANTIC COASTAL ACQUISTN CO	370,000	$3.6M	0.01%
502	VNOVORNADO RLTY TR	77,900	$3.5M	0.01%	Put
503	CINFCINCINNATI FINL CORP	34,000	$3.5M	0.01%	Put
504	DVADAVITA INC	32,500	$3.5M	0.01%	Put
505	PRGOPERRIGO CO PLC	85,525	$3.5M	0.01%	Put
506	IRMIRON MTN INC NEW	93,400	$3.5M	0.01%	Put
507	JECUSDJACOBS ENGR GROUP INC	26,700	$3.5M	0.01%	Put
508	AIZASSURANT INC	24,300	$3.4M	0.01%	Put
509	—PROPERTY SOLUTIONS ACQUISITI	350,000	$3.4M	0.01%
510	FOXAFOX CORP	93,600	$3.4M	0.01%	Put
511	FUBOFUBOTV INC	150,000	$3.3M	0.01%	Put
512	MLAB 1.375 08/15/25MESA LABS INC	3,000,000	$3.3M	0.01%
513	HYSPIMCO ETF TR	33,300	$3.3M	0.01%
514	ALKALASKA AIR GROUP INC	47,300	$3.3M	0.01%	Put
515	BYNDBEYOND MEAT INC	25,000	$3.3M	0.01%	Put
516	LEGLEGGETT & PLATT INC	71,200	$3.3M	0.01%	Put
517	PEGPUBLIC SVC ENTERPRISE GRP IN	53,900	$3.2M	0.01%	Put
518	WSTWEST PHARMACEUTICAL SVSC INC	11,400	$3.2M	0.01%	Put
519	GWWGRAINGER W W INC	8,000	$3.2M	0.01%	Put
520	FRTEURFEDERAL RLTY INVT TR	31,200	$3.2M	0.01%	Put
521	ODFLOLD DOMINION FREIGHT LINE IN	12,800	$3.1M	0.01%	Put
522	SJNKSPDR SER TR	111,600	$3.0M	0.01%
523	SNASNAP ON INC	13,200	$3.0M	0.01%	Put
524	—GX ACQUISITION CORP II	300,000	$3.0M	0.01%
525	OSH3EUROAK STR HEALTH INC	55,200	$3.0M	0.01%
526	—THE MUSIC ACQUISITION CORP	300,100	$3.0M	0.01%
527	—MISSION ADVANCEMENT CORP	300,000	$3.0M	0.01%
528	MBVIM3 BRIGADE ACQUISITION II CO	300,000	$3.0M	0.01%
529	—BOA ACQUISITION CORP	300,000	$3.0M	0.01%
530	PR 3.25 04/01/28CENTENNIAL RESOURCE DEV INC	3,000,000	$2.9M	0.01%
531	DISCKUSDDISCOVERY INC	77,242	$2.9M	0.01%	Put
532	IART 0.5 08/15/25INTEGRA LIFESCIENCES HLDGS C	2,500,000	$2.8M	0.01%
533	AREALEXANDRIA REAL ESTATE EQ IN	16,600	$2.7M	0.01%	Put
534	TAPMOLSON COORS BEVERAGE CO	53,200	$2.7M	0.01%	Put
535	—INTERPRIVATE II ACQUISITION	274,686	$2.7M	0.01%
536	—PARATEK PHARMACEUTICALS INC	3,000,000	$2.7M	0.01%
537	TWOEURTWO HBRS INVT CORP	370,000	$2.7M	0.01%	Put
538	LKQ1LKQ CORP	63,300	$2.7M	0.01%	Put
539	NOVNOV INC	195,251	$2.7M	0.01%	Put
540	PWRQUANTA SVCS INC	30,400	$2.7M	0.01%	Put
541	—RMG ACQUISITION CORP III	260,000	$2.6M	0.01%
542	HAEHAEMONETICS CORP MASS	23,200	$2.6M	0.01%
543	EFXEQUIFAX INC	14,200	$2.6M	0.01%	Put
544	HSTHOST HOTELS & RESORTS INC	152,600	$2.6M	0.01%	Put
545	HN9HANESBRANDS INC	126,700	$2.5M	0.01%	Put
546	—GORES HOLDINGS VII INC	250,000	$2.5M	0.01%
547	—WARRIOR TECHNOLOGIES ACQUI C	250,000	$2.5M	0.01%
548	FQIDIGITAL RLTY TR INC	17,500	$2.5M	0.01%	Put
549	CMACOMERICA INC	34,359	$2.5M	0.01%	Put
550	—INTERCEPT PHARMACEUTICALS IN	3,000,000	$2.5M	0.01%
551	—CARDTRONICS PLC	63,093	$2.4M	0.01%
552	—PROGRESS ACQUISITION CORP	250,000	$2.4M	0.01%
553	XYLXYLEM INC	23,100	$2.4M	0.01%	Put
554	IPHIINPHI CORP	13,500	$2.4M	0.01%	Put
555	RLRALPH LAUREN CORP	19,400	$2.4M	0.01%	Put
556	TFXTELEFLEX INCORPORATED	5,700	$2.4M	0.01%	Put
557	PNRPENTAIR PLC	38,000	$2.4M	0.01%	Put
558	JDJD.COM INC	27,835	$2.3M	0.01%	Put
559	CBBCINCINNATI BELL INC NEW	151,151	$2.3M	0.01%
560	PENNPENN NATL GAMING INC	22,100	$2.3M	0.01%	Put
561	CLFCLEVELAND-CLIFFS INC NEW	115,000	$2.3M	0.01%	Put
562	UHSUNIVERSAL HLTH SVCS INC	17,100	$2.3M	0.01%	Put
563	DTEDTE ENERGY CO	17,000	$2.3M	0.01%	Put
564	PUCKUGOAL ACQUISITIONS CORP	225,000	$2.3M	0.01%
565	HIIHUNTINGTON INGALLS INDS INC	10,700	$2.2M	0.01%	Put
566	VNET21VIANET GROUP INC	67,900	$2.2M	0.01%	Put
567	IRINGERSOLL RAND INC	44,400	$2.2M	0.01%	Put
568	NTRSNORTHERN TR CORP	20,700	$2.2M	0.01%	Put
569	HFCUSDHOLLYFRONTIER CORP	59,800	$2.1M	0.01%	Put
570	—FALCON CAPITAL ACQUISITN COR	212,800	$2.1M	0.01%
571	—ASCENDANT DIGITAL ACQUISITIO	208,700	$2.1M	0.01%
572	—FORTRESS VALUE ACQUISI CORP	207,128	$2.1M	0.01%
573	9EOAANZU SPECIAL ACQUISITIN CORP	200,000	$2.0M	0.01%
574	—GOLDEN ARROW MERGER CORP	200,000	$2.0M	0.01%
575	BWABORGWARNER INC	42,800	$2.0M	0.01%	Put
576	—ROSECLIFF ACQUISITION CORP I	200,000	$2.0M	0.01%
577	—TAILWIND INTERNATNAL ACQ COR	200,000	$2.0M	0.01%
578	—DIGITAL TRANSFORMATN OPT COR	200,000	$2.0M	0.01%
579	—BITE ACQUISITION CORP	200,000	$2.0M	0.01%
580	—MAGELLAN HEALTH INC	20,889	$1.9M	0.01%
581	—ASTREA ACQUISITION CORP	200,000	$1.9M	0.01%
582	—TAILWIND TWO ACQUISITION COR	192,700	$1.9M	0.01%
583	RMERESMED INC	9,700	$1.9M	0.01%	Put
584	FBINFORTUNE BRANDS HOME & SEC IN	19,600	$1.9M	0.01%	Put
585	IBBISHARES TR	12,403	$1.9M	0.01%	Call
586	PGENPRECIGEN INC	267,941	$1.8M	0.01%	Put
587	—FLEXION THERAPEUTICS INC	2,000,000	$1.8M	0.01%
588	IEXIDEX CORP	8,700	$1.8M	0.01%	Put
589	RSGREPUBLIC SVCS INC	18,300	$1.8M	0.01%	Put
590	—ACCELERATE ACQUISITION CORP	181,700	$1.8M	0.01%
591	TYLTYLER TECHNOLOGIES INC	4,200	$1.8M	0.01%	Put
592	BBBYEURBED BATH & BEYOND INC	60,600	$1.8M	0.01%	Put
593	POOLPOOL CORP	5,100	$1.8M	0.01%	Put
594	BOXBOX INC	75,000	$1.7M	0.01%	Put
595	—CUBIC CORP	23,069	$1.7M	0.01%
596	GNRCGENERAC HLDGS INC	5,200	$1.7M	0.00%	Put
597	ZMZOOM VIDEO COMMUNICATIONS IN	5,202	$1.7M	0.00%	Put
598	PDDPINDUODUO INC	12,482	$1.7M	0.00%	Put
599	—ISTAR INC	93,700	$1.7M	0.00%	Put
600	—BOINGO WIRELESS INC	116,591	$1.6M	0.00%

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