CAPSTONE INVESTMENT ADVISORS, LLC Q1 2022 Filing

Filed May 13, 2022

Portfolio Value

$36.4B

Holdings

1,155

Report Date

Q1 2022

Filing Type

13F-HR

All Holdings (1,155 positions)

#	Stock	Shares	Value	% Portfolio	Type
701	EMNEASTMAN CHEM CO	30,430	$3.4M	0.01%	Put
702	AIZASSURANT INC	18,689	$3.4M	0.01%	Put
703	—INTERSECT ENT INC	120,855	$3.4M	0.01%
704	PNWPINNACLE WEST CAP CORP	43,001	$3.4M	0.01%	Put
705	ZBRAZEBRA TECHNOLOGIES CORPORATI	8,109	$3.4M	0.01%	Put
706	ATMPBARCLAYS BANK PLC	130,000	$3.3M	0.01%	Put
707	SBSWSIBANYE STILLWATER LTD	204,763	$3.3M	0.01%
708	—TRISTATE CAP HLDGS INC	99,887	$3.3M	0.01%
709	TDYTELEDYNE TECHNOLOGIES INC	7,000	$3.3M	0.01%	Put
710	NWLNEWELL BRANDS INC	154,350	$3.3M	0.01%	Put
711	AKXANSYS INC	10,400	$3.3M	0.01%	Put
712	RFAIRF ACQUISITION CORP	325,000	$3.3M	0.01%
713	IBBISHARES TR	25,003	$3.3M	0.01%	Call
714	OGNORGANON & CO	92,790	$3.2M	0.01%	Put
715	RLRALPH LAUREN CORP	28,507	$3.2M	0.01%	Put
716	—SPREE ACQUISITION CORP 1 LTD	325,000	$3.2M	0.01%
717	GHGUARDANT HEALTH INC	48,305	$3.2M	0.01%	Put
718	RSPINVESCO EXCHANGE TRADED FD T	20,203	$3.2M	0.01%
719	BIDUNBAIDU INC	24,044	$3.2M	0.01%
720	PCARPACCAR INC	36,000	$3.2M	0.01%	Put
721	—PRECIGEN INC	4,000,000	$3.1M	0.01%
722	—DHC ACQUISITION CORP	320,000	$3.1M	0.01%
723	TPRTAPESTRY INC	83,410	$3.1M	0.01%	Put
724	TDWDTAILWIND ACQUISITION CORP	309,255	$3.1M	0.01%
725	BABAALIBABA GROUP HLDG LTD	28,066	$3.1M	0.01%	Put
726	—CLEAN EARTH ACQUISITIONS COR	300,000	$3.0M	0.01%
727	—INNOVATIVE INTL ACQUSITIN CO	12,500	$3.0M	0.01%
728	—SEMPER PARATUS ACQUISITION C	12,500	$3.0M	0.01%
729	—IBERE PHARMACEUTICALS	12,500	$3.0M	0.01%
730	—GLASS HOUSES ACQUISITION COR	10,000	$3.0M	0.01%
731	—STRATIM CLOUD ACQUISITION CO	16,666	$3.0M	0.01%
732	—ANTHEMIS DIGITAL ACQUISITION	12,500	$3.0M	0.01%
733	—PERCEPTION CAPITAL CORP II	12,500	$3.0M	0.01%
734	—FAST ACQUISITION CORP II	10,000	$3.0M	0.01%
735	TELTE CONNECTIVITY LTD	22,902	$3.0M	0.01%	Put
736	HAIAFHEALTHCARE AI ACQUISITION CO	17,500	$3.0M	0.01%
737	BYND 0 03/15/27BEYOND MEAT INC	5,000,000	$3.0M	0.01%
738	JOYY 1.375 06/15/26JOYY INC	3,500,000	$3.0M	0.01%
739	—FAR PEAK ACQUISITION CORP	300,000	$3.0M	0.01%
740	ATSG 1.125 10/15/24AIR TRANS SVCS GROUP INC	2,500,000	$3.0M	0.01%
741	—ROC ENERGY ACQUISITION CORP	300,000	$3.0M	0.01%
742	—TURNING PT BRANDS INC	3,000,000	$3.0M	0.01%
743	—MISSION ADVANCEMENT CORP	300,000	$2.9M	0.01%
744	—GX ACQUISITION CORP II	300,000	$2.9M	0.01%
745	—THE MUSIC ACQUISITION CORP	300,100	$2.9M	0.01%
746	LUMNLUMEN TECHNOLOGIES INC	255,996	$2.9M	0.01%	Put
747	SMHVANECK ETF TRUST	10,501	$2.8M	0.01%	Put
748	—BYTE ACQUISITION CORP	289,200	$2.8M	0.01%
749	ALKALASKA AIR GROUP INC	48,654	$2.8M	0.01%	Put
750	AJGGALLAGHER ARTHUR J & CO	15,900	$2.8M	0.01%	Put
751	FQIDIGITAL RLTY TR INC	19,548	$2.8M	0.01%	Put
752	—OMEROS CORP	2,945,000	$2.7M	0.01%
753	—Z-WORK ACQUISITION CORP	278,668	$2.7M	0.01%
754	EXASEXACT SCIENCES CORP	38,800	$2.7M	0.01%	Put
755	—INTERPRIVATE II ACQUISITION	274,686	$2.7M	0.01%
756	—KEYARCH ACQUISITION CORP	275,000	$2.7M	0.01%
757	WSTWEST PHARMACEUTICAL SVSC INC	6,300	$2.6M	0.01%	Put
758	—GORES GUGGENHEIM INC	227,241	$2.6M	0.01%
759	SNASNAP ON INC	12,501	$2.6M	0.01%	Put
760	WATWATERS CORP	8,253	$2.6M	0.01%	Put
761	—RMG ACQUISITION CORP III	260,000	$2.5M	0.01%
762	BKIEURBLACK KNIGHT INC	43,587	$2.5M	0.01%	Call
763	—COUNTER PRESS ACQUISITION CO	250,000	$2.5M	0.01%
764	DVADAVITA INC	22,270	$2.5M	0.01%	Put
765	RIVNRIVIAN AUTOMOTIVE INC	50,000	$2.5M	0.01%	Call
766	COOCOOPER COS INC	6,000	$2.5M	0.01%	Put
767	—ONYX ACQUISITION CO I	250,000	$2.5M	0.01%
768	—FINNOVATE ACQUISITION CORP	250,000	$2.5M	0.01%
769	—PROGRESS ACQUISITION CORP	250,000	$2.5M	0.01%
770	—TAILWIND INTERNATNAL ACQ COR	250,000	$2.4M	0.01%
771	—GORES HOLDINGS VII INC	250,000	$2.4M	0.01%
772	AREALEXANDRIA REAL ESTATE EQ IN	11,900	$2.4M	0.01%	Put
773	COINCOINBASE GLOBAL INC	12,500	$2.4M	0.01%	Call
774	BF/BBROWN FORMAN CORP	35,400	$2.4M	0.01%	Put
775	—WARRIOR TECHNOLOGIES ACQUI C	235,511	$2.3M	0.01%
776	—COLLIERS INTL GROUP INC	1,000,000	$2.3M	0.01%
777	AVBAVALONBAY CMNTYS INC	9,300	$2.3M	0.01%	Put
778	AFRMAFFIRM HLDGS INC	49,318	$2.3M	0.01%	Put
779	YUMCYUM CHINA HLDGS INC	54,900	$2.3M	0.01%	Put
780	LWLAMB WESTON HLDGS INC	37,803	$2.3M	0.01%	Put
781	—ACCRETION ACQUISITION CORP	230,600	$2.3M	0.01%
782	—TABULA RASA HEALTHCARE INC	3,000,000	$2.2M	0.01%
783	ESSESSEX PPTY TR INC	6,500	$2.2M	0.01%	Put
784	ESEVERSOURCE ENERGY	25,060	$2.2M	0.01%	Put
785	GPCGENUINE PARTS CO	17,430	$2.2M	0.01%	Put
786	PUCKGOAL ACQUISITIONS CORP	224,942	$2.2M	0.01%
787	ORLYOREILLY AUTOMOTIVE INC	3,201	$2.2M	0.01%	Put
788	GRABGRAB HOLDINGS LIMITED	625,000	$2.2M	0.01%
789	ODFLOLD DOMINION FREIGHT LINE IN	7,300	$2.2M	0.01%	Put
790	RSGREPUBLIC SVCS INC	15,800	$2.1M	0.01%	Put
791	WECWEC ENERGY GROUP INC	20,801	$2.1M	0.01%	Put
792	CMGCHIPOTLE MEXICAN GRILL INC	1,300	$2.1M	0.01%	Put
793	FVAVFORTRESS VALUE ACQUISI CORP	207,128	$2.0M	0.01%
794	SEALTD 2.375 12/01/25SEA LTD	1,269,000	$2.0M	0.01%
795	—MDH ACQUISITION CORP	12,600	$2.0M	0.01%
796	—FAST RADIUS INC	12,500	$2.0M	0.01%
797	CRTAFCARTICA ACQUISITION CORP	10,000	$2.0M	0.01%
798	IQ 2 04/01/25IQIYI INC	2,500,000	$2.0M	0.01%
799	NTRSNORTHERN TR CORP	17,000	$2.0M	0.01%	Put
800	—FUSION ACQUISITION CORP II	200,000	$2.0M	0.01%

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