CAPSTONE INVESTMENT ADVISORS, LLC Q2 2016 Filing

Filed August 15, 2016

Portfolio Value

$5.2B

Holdings

591

Report Date

Q2 2016

Filing Type

13F-HR

All Holdings (591 positions)

#StockSharesValue% PortfolioType
1
EFAISHARES TR
13,137,133$733.3B14004.88%Put
2
EEMISHARES TR
12,897,300$443.1B8463.32%Put
3
FXIISHARES TR
7,476,502$255.8B4886.15%Put
4
JPMJPMORGAN CHASE & CO
3,902,000$242.5B4630.70%Put
5
POWERSHARES QQQ TRUST
1,968,300$211.7B4042.49%Put
6
BUDANHEUSER BUSCH INBEV SA/NV
1,297,221$170.8B3262.26%Put
7
DXJWISDOMTREE TR
4,046,209$156.9B2996.70%Put
8
E M C CORP MASS
4,327,800$117.6B2245.67%Put
9
HYGISHARES TR
1,339,600$113.5B2166.95%Put
10
HBC2HSBC HLDGS PLC
3,542,927$110.9B2118.51%Put
11
CSCOCISCO SYS INC
3,789,690$108.7B2076.44%Put
12
GDXVANECK VECTORS ETF TR
3,834,214$106.2B2029.08%Put
13
TAT&T INC
1,921,400$83.0B1585.58%Put
14
LINKEDIN CORP
380,924$72.1B1376.92%Call
15
MSFTMICROSOFT CORP
1,168,270$59.8B1141.67%Put
16
LINKEDIN CORP
56,600,000$55.9B1067.81%
17
JETBLUE AIRWAYS CORP
16,502,000$55.9B1066.90%
18
VALSPAR CORP
510,820$55.2B1053.89%
19
STARWOOD HOTELS&RESORTS WRLD
698,887$51.7B987.03%
20
CTRIP COM INTL LTD
38,000,000$46.5B888.56%
21
AAPLAPPLE INC
470,869$45.0B859.68%Put
22
WHITING PETE CORP NEW
47,493,000$45.0B859.53%
23
EWWISHARES
791,298$39.9B761.17%Put
24
BKNGPRICELINE GRP INC
30,588$38.2B729.26%Put
25
IBMINTERNATIONAL BUSINESS MACHS
241,565$36.7B700.19%Put
26
CEMEX SAB DE CV
32,500,000$33.4B637.15%
27
WHITING PETE CORP NEW
35,017,000$31.6B604.23%
28
XMESPDR SERIES TRUST
1,276,628$31.2B595.12%Put
29
DOUBLE EAGLE ACQUISITION COR
3,000,000$29.4B560.91%
30
VIRGIN AMER INC
518,151$29.1B556.23%
31
ITC HLDGS CORP
600,000$28.1B536.50%
32
DOW CHEM CO
550,000$27.3B522.14%Call
33
AXIALL CORP
830,744$27.1B517.37%Call
34
BGCP 4.5 07/15/16BGC PARTNERS INC
26,910,000$26.9B513.87%
35
SPYSPDR S&P 500 ETF TR
125,000$26.2B500.06%Put
36
TESLA MTRS INC
15,000,000$25.6B488.91%
37
BOULEVARD ACQUISITION
2,625,000$25.6B488.78%
38
RITE AID CORP
3,385,500$25.4B484.23%Put
39
MARKETO INC
718,461$25.0B477.74%Put
40
XOMEXXON MOBIL CORP
262,775$24.6B470.39%Put
41
NFLXNETFLIX INC
267,626$24.5B467.54%Put
42
ST JUDE MED INC
313,026$24.4B466.30%Call
43
WESCO INTL INC
13,000,000$23.2B442.75%
44
BIDUNBAIDU INC
139,200$23.0B439.03%Put
45
INGMINGRAM MICRO INC
658,460$22.9B437.35%Put
46
HUMHUMANA INC
122,504$22.0B420.83%Put
47
WHITING PETE CORP NEW
2,346,100$21.7B414.45%Put
48
HLFHERBALIFE LTD
344,467$20.2B385.04%
49
SYNGENTA AG
235,400$18.1B345.22%Call
50
AMERICAN RLTY CAP PPTYS INC
18,000,000$17.8B340.16%
51
EXAMWORKS GROUP INC
500,000$17.4B332.78%
52
EXECHESAPEAKE ENERGY CORP
18,700,000$17.3B331.01%
53
QUINPARIO ACQUISITION CORP 2
1,750,000$17.3B330.53%
54
PACE HLDGS CORP
1,750,000$17.2B329.19%
55
AMZNAMAZON COM INC
23,162$16.6B316.53%Put
56
SNDK 1.5 08/15/17SANDISK CORP
10,000,000$16.4B312.52%
57
DISDISNEY WALT CO
160,668$15.7B300.13%Put
58
MICRON TECHNOLOGY INC
10,000,000$15.4B293.92%
59
GORES HLDGS INC
1,500,000$14.6B279.02%
60
WHITING PETE CORP NEW
17,751,000$14.1B270.03%
61
PRIVATEBANCORP INC
300,000$13.2B252.27%
62
ALLERGAN PLC
56,475$13.0B249.21%Call
63
PGPROCTER & GAMBLE CO
152,500$12.9B246.56%Put
64
TERRAPIN 3 ACQUISITION CORP
1,250,000$12.4B237.77%
65
ALON USA ENERGY INC
14,250,000$12.4B235.90%
66
WRUSDWESTAR ENERGY INC
217,725$12.2B233.23%
67
AMERICAN RLTY CAP PPTYS INC
12,240,000$12.2B232.69%
68
XPO LOGISTICS INC
7,500,000$12.2B232.61%
69
TESLA MTRS INC
13,500,000$12.0B229.35%
70
EXELIXIS INC
8,043,000$11.9B227.06%
71
SANDISK CORP
10,000,000$10.8B206.93%
72
CTRIP COM INTL LTD
10,000,000$10.8B205.95%
73
STARWOOD PPTY TR INC
10,500,000$10.6B202.17%
74
VMWEURVMWARE INC
175,000$10.0B191.23%Call
75
EWYISHARES
191,100$9.9B190.01%Put
76
BROOKDALE SR LIVING INC
10,000,000$9.8B187.54%
77
GLOBAL PARTNER ACQUISITION C
1,000,000$9.8B187.16%
78
HENNESSY CAP ACQUISITION COR
1,000,000$9.8B187.12%
79
STWD 4.55 03/01/18STARWOOD PPTY TR INC
9,000,000$9.4B179.10%
80
COLUMBIA PIPELINE GROUP INC
362,042$9.2B176.22%Call
81
INCONTACT INC
600,000$8.3B158.71%
82
IRONWOOD PHARMACEUTICALS INC
7,500,000$7.8B148.03%
83
PRGOPERRIGO CO PLC
85,000$7.7B147.17%Call
84
QIHOO 360 TECHNOLOGY CO LTD
104,900$7.7B147.11%Call
85
MENTOR GRAPHICS CORP
7,000,000$7.6B145.09%
86
QLIK TECHNOLOGIES INC
251,000$7.4B141.78%Put
87
MEDICINES CO
6,000,000$7.1B135.33%
88
ISTAR INC
6,900,000$7.0B133.15%
89
AIGAMERICAN INTL GROUP INC
130,413$6.9B131.72%
90
CRMSALESFORCE COM INC
84,338$6.7B127.90%
91
WHITING PETE CORP NEW
6,798,000$6.6B126.60%
92
FIRSTMERIT CORP
325,464$6.6B125.99%
93
PXDEURPIONEER NAT RES CO
43,310$6.5B125.05%
94
CVSCVS HEALTH CORP
67,041$6.4B122.57%
95
CLOVIS ONCOLOGY INC
9,074,000$6.4B122.04%
96
CELATOR PHARMACEUTICALS INC
207,700$6.3B119.69%Put
97
AETNA INC NEW
50,000$6.1B116.61%Call
98
DEPOMED INC
5,000,000$6.0B114.97%
99
DEMANDWARE INC
80,200$6.0B114.70%Call
100
TOLTOLL BROTHERS INC
222,790$6.0B114.49%
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