CAPSTONE INVESTMENT ADVISORS, LLC Q2 2018 Filing

Filed August 13, 2018

Portfolio Value

$6.5B

Holdings

358

Report Date

Q2 2018

Filing Type

13F-HR

All Holdings (358 positions)

#StockSharesValue% PortfolioType
201
OCLARO INC
326,342$2.9B44.72%
202
MCXMCCORMICK & CO INC
25,019$2.9B44.56%Put
203
GNWGENWORTH FINL INC
642,518$2.9B44.36%
204
CMECME GROUP INC
17,210$2.8B43.29%Put
205
ILG INC
84,785$2.8B42.97%
206
USBUS BANCORP DEL
55,806$2.8B42.84%Put
207
HALHALLIBURTON CO
61,690$2.8B42.66%Put
208
UPSUNITED PARCEL SERVICE INC
25,436$2.7B41.46%Put
209
ENBENBRIDGE INC
75,000$2.7B41.08%Put
210
SCANA CORP NEW
68,702$2.6B40.60%
211
ICONIX BRAND GROUP INC
4,000,000$2.6B40.45%
212
CAPELLA EDUCATION COMPANY
26,599$2.6B40.28%
213
BDXBECTON DICKINSON & CO
10,934$2.6B40.20%Put
214
CONNECTICUT WTR SVC INC
40,092$2.6B40.19%
215
AMATAPPLIED MATLS INC
53,716$2.5B38.06%Put
216
TRONOX LTD
125,000$2.5B37.75%
217
COBIZ FINANCIAL INC
114,476$2.5B37.73%
218
OXYOCCIDENTAL PETE CORP DEL
29,126$2.4B37.41%Put
219
APCANADARKO PETE CORP
32,868$2.4B36.94%Put
220
DKDELEK US HLDGS INC NEW
47,214$2.4B36.35%
221
RITE AID CORP
1,350,000$2.3B35.85%Call
222
NOCNORTHROP GRUMMAN CORP
7,377$2.3B34.83%Put
223
AXPAMERICAN EXPRESS CO
23,010$2.3B34.59%Put
224
GDGENERAL DYNAMICS CORP
11,696$2.2B33.45%Put
225
DHRDANAHER CORP DEL
21,104$2.1B31.96%Put
226
PARSLEY ENERGY INC
66,803$2.0B31.04%
227
ANDEAVOR
15,157$2.0B30.51%
228
EWWISHARES INC
41,200$1.9B29.80%Put
229
EWGISHARES INC
63,703$1.9B29.31%
230
SCHWSCHWAB CHARLES CORP NEW
36,819$1.9B28.88%Put
231
EOGEOG RES INC
15,111$1.9B28.86%Put
232
EWHISHARES INC
77,582$1.9B28.82%
233
WMBWILLIAMS COS INC DEL
69,200$1.9B28.79%Put
234
SPRINT CORP
341,449$1.9B28.50%
235
RSP PERMIAN INC
41,091$1.8B27.76%
236
IAUUSDISHARES GOLD TRUST
150,000$1.8B27.67%
237
WWAYFAIR INC
15,100$1.8B27.51%Put
238
STATE BK FINL CORP
53,521$1.8B27.44%
239
ZZILLOW GROUP INC
30,200$1.8B27.38%
240
DUKDUKE ENERGY CORP NEW
22,271$1.8B27.02%Put
241
TAPMOLSON COORS BREWING CO
25,000$1.7B26.10%Put
242
GMGENERAL MTRS CO
43,100$1.7B26.06%Put
243
AONAON PLC
12,323$1.7B25.93%Put
244
VLOVALERO ENERGY CORP NEW
15,079$1.7B25.64%Put
245
DYHTARGET CORP
21,768$1.7B25.43%Put
246
DERMIRA INC
2,000,000$1.7B25.38%
247
AMTAMERICAN TOWER CORP NEW
11,381$1.6B25.18%Put
248
AQLTISHARES TR
16,461$1.6B24.69%
249
GUARANTY BANCORP DEL
53,695$1.6B24.55%
250
ELVANTHEM INC
6,632$1.6B24.23%Put
251
JA SOLAR HOLDINGS CO LTD
228,356$1.6B23.86%
252
7HPHP INC
66,075$1.5B23.02%Put
253
BOXBOX INC
60,000$1.5B23.00%Call
254
ATVIEURACTIVISION BLIZZARD INC
19,600$1.5B22.96%Put
255
TJXTJX COS INC NEW
15,485$1.5B22.62%Put
256
EHI CAR SVCS LTD
113,016$1.5B22.48%
257
SLVISHARES SILVER TRUST
95,921$1.5B22.30%
258
AAALCOA CORP
30,623$1.4B22.04%
259
UALUNITED CONTL HLDGS INC
20,600$1.4B22.04%
260
EBAEBAY INC
39,563$1.4B22.01%Put
261
SENS 5.25 02/01/23SENSEONICS HLDGS INC
1,000,000$1.4B21.94%
262
DEDEERE & CO
10,162$1.4B21.81%Put
263
PLDPROLOGIS INC
20,952$1.4B21.12%Put
264
LLYLILLY ELI & CO
16,106$1.4B21.08%Put
265
TELTE CONNECTIVITY LTD
15,114$1.4B20.90%Put
266
EWYISHARES INC
19,908$1.3B20.69%
267
SYKSTRYKER CORP
7,952$1.3B20.59%Put
268
CLCOLGATE PALMOLIVE CO
20,653$1.3B20.55%Put
269
CLRUSDCONTINENTAL RESOURCES INC
19,700$1.3B19.58%
270
FIRST CONN BANCORP INC MD
41,668$1.3B19.57%
271
EWIISHARES INC
43,797$1.3B19.41%
272
XLYSELECT SECTOR SPDR TR
11,575$1.3B19.41%
273
DVNDEVON ENERGY CORP NEW
28,300$1.2B19.09%
274
EMREMERSON ELEC CO
17,632$1.2B18.71%Put
275
LILIS ENERGY INC
224,634$1.2B17.92%
276
LUVSOUTHWEST AIRLS CO
22,819$1.2B17.82%Put
277
ROPROPER TECHNOLOGIES INC
4,127$1.1B17.48%Put
278
DALDELTA AIR LINES INC DEL
22,701$1.1B17.26%Put
279
ISRGINTUITIVE SURGICAL INC
2,349$1.1B17.25%Put
280
ADIANALOG DEVICES INC
11,679$1.1B17.20%Put
281
LRCXEURLAM RESEARCH CORP
6,442$1.1B17.09%Put
282
PXDEURPIONEER NAT RES CO
5,879$1.1B17.08%Put
283
CSXCSX CORP
16,998$1.1B16.63%Put
284
KMBKIMBERLY CLARK CORP
9,742$1.0B15.74%Put
285
CHARTER FINL CORP MD
42,132$1.0B15.61%
286
XLISELECT SECTOR SPDR TR
14,101$1.0B15.50%Put
287
RRCRANGE RES CORP
60,000$1.0B15.41%
288
KHCKRAFT HEINZ CO
15,900$999.0M15.33%Put
289
RHT1EURRED HAT INC
7,430$998.0M15.31%Put
290
WMWASTE MGMT INC DEL
11,930$971.0M14.90%Put
291
NEWFIELD EXPL CO
31,412$950.0M14.58%
292
IDERA PHARMACEUTICALS INC
707,128$933.0M14.32%
293
GOPRO INC
1,000,000$928.0M14.24%
294
SOSOUTHERN CO
19,845$919.0M14.10%Put
295
SPGSIMON PPTY GROUP INC NEW
5,202$886.0M13.60%Put
296
MDBMONGODB INC
17,600$873.0M13.40%
297
MCOMOODYS CORP
5,100$870.0M13.35%Put
298
EWSISHARES INC
36,269$870.0M13.35%
299
WPX ENERGY INC
48,000$865.0M13.27%
300
8CWCROWN CASTLE INTL CORP NEW
8,002$863.0M13.24%Put
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