CAPSTONE INVESTMENT ADVISORS, LLC Q2 2021 Filing

Filed August 16, 2021

Portfolio Value

$44.0B

Holdings

858

Report Date

Q2 2021

Filing Type

13F-HR

All Holdings (858 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	ALKALASKA AIR GROUP INC	81,776	$4.9M	0.01%	Put
502	DVADAVITA INC	40,900	$4.9M	0.01%	Put
503	TAPMOLSON COORS BEVERAGE CO	91,500	$4.9M	0.01%	Put
504	EMNEASTMAN CHEM CO	41,500	$4.8M	0.01%	Put
505	—THERAVANCE BIOPHARMA INC	5,000,000	$4.8M	0.01%
506	ABMDEURABIOMED INC	15,100	$4.7M	0.01%	Put
507	—NIELSEN HLDGS PLC	190,456	$4.7M	0.01%	Put
508	GWWGRAINGER W W INC	10,700	$4.7M	0.01%	Put
509	IBKRINTERACTIVE BROKERS GROUP IN	71,247	$4.7M	0.01%
510	OKTAOKTA INC	19,100	$4.7M	0.01%	Put
511	PEGPUBLIC SVC ENTERPRISE GRP IN	77,600	$4.6M	0.01%	Put
512	HWMHOWMET AEROSPACE INC	133,400	$4.6M	0.01%	Put
513	COOCOOPER COS INC	11,100	$4.4M	0.01%	Put
514	—SOARING EAGLE ACQUISITION CO	437,537	$4.4M	0.01%
515	—INTREXON CORP	5,000,000	$4.4M	0.01%
516	JNPJUNIPER NETWORKS INC	157,500	$4.3M	0.01%	Put
517	IRINGERSOLL RAND INC	88,100	$4.3M	0.01%	Put
518	BXPBOSTON PROPERTIES INC	36,700	$4.2M	0.01%	Put
519	LDOSLEIDOS HOLDINGS INC	41,200	$4.2M	0.01%	Put
520	—TABULA RASA HEALTHCARE INC	4,000,000	$4.1M	0.01%
521	EDUNEW ORIENTAL ED & TECHNOLOGY	500,000	$4.1M	0.01%	Call
522	HSTHOST HOTELS & RESORTS INC	237,477	$4.1M	0.01%	Put
523	DISCAUSDDISCOVERY INC	131,973	$4.0M	0.01%	Put
524	CMACOMERICA INC	56,400	$4.0M	0.01%	Put
525	PKGPACKAGING CORP AMER	29,589	$4.0M	0.01%	Put
526	FFIVF5 NETWORKS INC	21,200	$4.0M	0.01%	Put
527	WGO 1.5 04/01/25WINNEBAGO INDS INC	3,000,000	$3.9M	0.01%
528	LEGLEGGETT & PLATT INC	73,800	$3.8M	0.01%	Put
529	TRMBTRIMBLE INC	46,700	$3.8M	0.01%	Put
530	LWLAMB WESTON HLDGS INC	47,300	$3.8M	0.01%	Put
531	—FERRO CORP	175,768	$3.8M	0.01%
532	—PINE TECHNOLOGY ACQUISITN CO	385,000	$3.7M	0.01%
533	AOMRANGEL OAK MTG INC	208,079	$3.7M	0.01%
534	—HELIX ENERGY SOLUTIONS GRP I	3,000,000	$3.7M	0.01%
535	MHKMOHAWK INDS INC	19,100	$3.7M	0.01%	Put
536	FBINFORTUNE BRANDS HOME & SEC IN	36,700	$3.7M	0.01%	Put
537	1ZRATLANTIC COASTAL ACQUISTN CO	370,000	$3.6M	0.01%
538	RJFRAYMOND JAMES FINL INC	27,000	$3.5M	0.01%	Put
539	MRSHMARSH & MCLENNAN COS INC	24,900	$3.5M	0.01%	Put
540	DPZDOMINOS PIZZA INC	7,500	$3.5M	0.01%	Put
541	SIVBEURSVB FINANCIAL GROUP	6,200	$3.5M	0.01%	Put
542	NTRSNORTHERN TR CORP	29,600	$3.4M	0.01%	Put
543	PRGOPERRIGO CO PLC	74,400	$3.4M	0.01%	Put
544	—PROPERTY SOLUTIONS ACQUISITI	350,000	$3.4M	0.01%
545	BF/BBROWN FORMAN CORP	45,300	$3.4M	0.01%	Put
546	—TAILWIND INTERNATNAL ACQ COR	350,000	$3.4M	0.01%
547	—ROTOR ACQUISITION CORP	333,519	$3.3M	0.01%
548	RHIROBERT HALF INTL INC	37,100	$3.3M	0.01%	Put
549	—OMEROS CORP	2,945,000	$3.3M	0.01%
550	—CF FIN ACQUISITION CORP III	323,300	$3.2M	0.01%
551	DREUSDDUKE REALTY CORP	67,600	$3.2M	0.01%	Put
552	BWABORGWARNER INC	64,900	$3.1M	0.01%	Put
553	RMERESMED INC	12,700	$3.1M	0.01%	Put
554	TELTE CONNECTIVITY LTD	23,000	$3.1M	0.01%	Put
555	TDWDTAILWIND ACQUISITION CORP	309,255	$3.1M	0.01%
556	HN9HANESBRANDS INC	165,000	$3.1M	0.01%	Put
557	REGREGENCY CTRS CORP	47,200	$3.0M	0.01%	Put
558	IGLBISHARES TR	42,900	$3.0M	0.01%
559	NOVNOV INC	195,261	$3.0M	0.01%	Put
560	—AERIE PHARMACEUTICALS INC	3,000,000	$3.0M	0.01%
561	—NORTHERN GENESIS ACQUISITION	300,000	$3.0M	0.01%
562	VREX 4 06/01/25VAREX IMAGING CORP	2,000,000	$3.0M	0.01%
563	DOCHEALTHPEAK PROPERTIES INC	89,000	$3.0M	0.01%	Put
564	PMTPENNYMAC MTG INVT TR	139,800	$2.9M	0.01%	Put
565	MBVIM3 BRIGADE ACQUISITION II CO	300,000	$2.9M	0.01%
566	BIDUNBAIDU INC	14,298	$2.9M	0.01%
567	—MISSION ADVANCEMENT CORP	300,000	$2.9M	0.01%
568	—THE MUSIC ACQUISITION CORP	300,100	$2.9M	0.01%
569	—BOA ACQUISITION CORP	300,000	$2.9M	0.01%
570	—GX ACQUISITION CORP II	300,000	$2.9M	0.01%
571	UNMUNUM GROUP	101,528	$2.9M	0.01%	Put
572	CMSCMS ENERGY CORP	48,500	$2.9M	0.01%	Put
573	—TAILWIND TWO ACQUISITION COR	292,700	$2.8M	0.01%
574	DISCKUSDDISCOVERY INC	97,399	$2.8M	0.01%	Put
575	—BYTE ACQUISITION CORP	289,200	$2.8M	0.01%
576	LLOEWS CORP	50,600	$2.8M	0.01%	Put
577	—SOLITON INC	122,646	$2.8M	0.01%
578	SNASNAP ON INC	12,300	$2.7M	0.01%	Put
579	AIZASSURANT INC	17,500	$2.7M	0.01%	Put
580	CBBCINCINNATI BELL INC NEW	176,785	$2.7M	0.01%
581	—Z-WORK ACQUISITION CORP	278,668	$2.7M	0.01%
582	—ASCENDANT DIGITAL ACQUISITIO	268,700	$2.7M	0.01%
583	SLG2EURSL GREEN RLTY CORP	33,400	$2.7M	0.01%	Put
584	—INTERPRIVATE II ACQUISITION	274,686	$2.7M	0.01%
585	TFXTELEFLEX INCORPORATED	6,600	$2.7M	0.01%	Put
586	—MAGELLAN HEALTH INC	27,909	$2.6M	0.01%
587	UHSUNIVERSAL HLTH SVCS INC	17,700	$2.6M	0.01%	Put
588	PRAHPRA HEALTH SCIENCES INC	15,567	$2.6M	0.01%
589	FQIDIGITAL RLTY TR INC	17,000	$2.6M	0.01%	Put
590	—RMG ACQUISITION CORP III	260,000	$2.5M	0.01%
591	—LEGATO MERGER CORP	251,500	$2.5M	0.01%
592	PWRQUANTA SVCS INC	27,800	$2.5M	0.01%	Put
593	—GORES HOLDINGS VII INC	250,000	$2.5M	0.01%
594	CAKE 0.375 06/15/26CHEESECAKE FACTORY INC	2,500,000	$2.5M	0.01%
595	—PROGRESS ACQUISITION CORP	250,000	$2.4M	0.01%
596	XYZSQUARE INC	9,952	$2.4M	0.01%	Put
597	—WARRIOR TECHNOLOGIES ACQUI C	250,000	$2.4M	0.01%
598	CRLCHARLES RIV LABS INTL INC	6,400	$2.4M	0.01%	Put
599	CWBSPDR SER TR	27,200	$2.4M	0.01%
600	IQIQIYI INC	148,934	$2.3M	0.01%

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