CAPSTONE INVESTMENT ADVISORS, LLC Q3 2022 Filing

Filed November 10, 2022

Portfolio Value

$16.6B

Holdings

864

Report Date

Q3 2022

Filing Type

13F-HR

All Holdings (864 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	—FINNOVATE ACQUISITION CORP	250,000	$2.5M	0.02%
502	—COUNTER PRESS ACQUISITION CO	250,000	$2.5M	0.02%
503	AALAMERICAN AIRLS GROUP INC	209,199	$2.5M	0.02%	Put
504	COPCONOCOPHILLIPS	24,500	$2.5M	0.02%	Put
505	GENNORTONLIFELOCK INC	124,259	$2.5M	0.02%	Put
506	IVZINVESCO LTD	182,554	$2.5M	0.02%	Put
507	PCGPG&E CORP	200,000	$2.5M	0.02%	Call
508	—PROGRESS ACQUISITION CORP	250,000	$2.5M	0.02%
509	—TAILWIND INTERNATNAL ACQ COR	250,000	$2.5M	0.01%
510	TWOU2U INC	3,600,000	$2.5M	0.01%
511	—GORES HOLDINGS VII INC	250,000	$2.5M	0.01%
512	OKEONEOK INC NEW	47,866	$2.5M	0.01%	Put
513	KRKROGER CO	55,800	$2.4M	0.01%	Put
514	ONEM 3 06/15/251LIFE HEALTHCARE INC	2,500,000	$2.4M	0.01%
515	CNKCINEMARK HLDGS INC	200,000	$2.4M	0.01%	Put
516	KMIKINDER MORGAN INC DEL	144,000	$2.4M	0.01%	Put
517	DXCDXC TECHNOLOGY CO	97,054	$2.4M	0.01%	Put
518	HALHALLIBURTON CO	96,400	$2.4M	0.01%	Put
519	GNRCGENERAC HLDGS INC	13,201	$2.4M	0.01%	Put
520	FASTFASTENAL CO	51,014	$2.3M	0.01%	Put
521	HRLHORMEL FOODS CORP	51,312	$2.3M	0.01%	Put
522	OSH 0 03/15/26OAK STR HEALTH INC	3,000,000	$2.3M	0.01%
523	COUP 0.375 06/15/26COUPA SOFTWARE INC	3,000,000	$2.3M	0.01%
524	—ACCRETION ACQUISITION CORP	230,600	$2.3M	0.01%
525	GLPIGAMING & LEISURE PPTYS INC	51,423	$2.3M	0.01%
526	OMCOMNICOM GROUP INC	36,038	$2.3M	0.01%	Put
527	7HPHP INC	90,883	$2.3M	0.01%	Put
528	TAPMOLSON COORS BEVERAGE CO	46,400	$2.2M	0.01%	Put
529	GRPN 1.125 03/15/26GROUPON INC	3,500,000	$2.2M	0.01%
530	PUCKGOAL ACQUISITIONS CORP	224,942	$2.2M	0.01%
531	WBDWARNER BROS DISCOVERY INC	192,504	$2.2M	0.01%	Put
532	CBOECBOE GLOBAL MKTS INC	18,758	$2.2M	0.01%	Put
533	HASHASBRO INC	32,518	$2.2M	0.01%	Put
534	VTRSVIATRIS INC	255,647	$2.2M	0.01%	Put
535	PTCPTC INC	20,787	$2.2M	0.01%	Put
536	TSCOTRACTOR SUPPLY CO	11,642	$2.2M	0.01%	Put
537	TTWOTAKE-TWO INTERACTIVE SOFTWAR	19,798	$2.2M	0.01%	Put
538	PPLPPL CORP	84,700	$2.1M	0.01%	Put
539	GDXVANECK ETF TRUST	87,560	$2.1M	0.01%
540	BABAALIBABA GROUP HLDG LTD	26,314	$2.1M	0.01%
541	HOLXHOLOGIC INC	32,470	$2.1M	0.01%	Put
542	IQVIQVIA HLDGS INC	11,513	$2.1M	0.01%	Put
543	FFIVF5 INC	14,402	$2.1M	0.01%	Put
544	RFREGIONS FINANCIAL CORP NEW	102,502	$2.1M	0.01%	Put
545	PDDPINDUODUO INC	32,696	$2.0M	0.01%	Put
546	FVAVFORTRESS VALUE ACQUISI CORP	207,128	$2.0M	0.01%
547	CHTRCHARTER COMMUNICATIONS INC N	6,674	$2.0M	0.01%	Put
548	IRMIRON MTN INC DEL	45,649	$2.0M	0.01%	Put
549	KNBEKNOWBE4 INC	96,075	$2.0M	0.01%
550	DDDUPONT DE NEMOURS INC	39,616	$2.0M	0.01%	Put
551	—TURNING PT BRANDS INC	2,250,000	$2.0M	0.01%
552	—COLONNADE ACQUISITION CORP I	200,000	$2.0M	0.01%
553	—CONSILIUM ACQUISITN CORP I L	200,000	$2.0M	0.01%
554	EVRGEVERGY INC	33,159	$2.0M	0.01%	Put
555	ESPR 4 11/15/25ESPERION THERAPEUTICS INC NE	3,500,000	$2.0M	0.01%
556	MDAIROSECLIFF ACQUISITION CORP I	200,000	$2.0M	0.01%
557	—FUSION ACQUISITION CORP II	200,000	$2.0M	0.01%
558	—BITE ACQUISITION CORP	200,000	$2.0M	0.01%
559	—ANZU SPECIAL ACQUISITIN CORP	200,000	$2.0M	0.01%
560	—DIGITAL TRANSFORMATN OPT COR	200,000	$2.0M	0.01%
561	MRO*MARATHON OIL CORP	87,000	$2.0M	0.01%	Put
562	—PINE TECHNOLOGY ACQUISITN CO	200,000	$2.0M	0.01%
563	—GOLDEN ARROW MERGER CORP	200,000	$2.0M	0.01%
564	BKRBAKER HUGHES COMPANY	93,000	$1.9M	0.01%	Put
565	KMXCARMAX INC	29,411	$1.9M	0.01%	Put
566	ULTAULTA BEAUTY INC	4,700	$1.9M	0.01%	Put
567	AWNADVANCE AUTO PARTS INC	12,053	$1.9M	0.01%	Put
568	NWLNEWELL BRANDS INC	134,615	$1.9M	0.01%	Put
569	RLRALPH LAUREN CORP	21,878	$1.9M	0.01%	Put
570	TFXTELEFLEX INCORPORATED	9,179	$1.8M	0.01%	Put
571	DVNDEVON ENERGY CORP NEW	30,600	$1.8M	0.01%	Put
572	AMDADVANCED MICRO DEVICES INC	28,800	$1.8M	0.01%	Put
573	—AFRICAN GOLD ACQUISITION COR	184,010	$1.8M	0.01%
574	PENNPENN ENTERTAINMENT INC	65,318	$1.8M	0.01%	Put
575	CPBCAMPBELL SOUP CO	37,900	$1.8M	0.01%	Put
576	—ACCELERATE ACQUISITION CORP	181,700	$1.8M	0.01%
577	FOUR 0 12/15/25SHIFT4 PMTS INC	2,000,000	$1.8M	0.01%
578	BMBLBUMBLE INC	82,200	$1.8M	0.01%	Call
579	JWNUSDNORDSTROM INC	104,539	$1.7M	0.01%	Put
580	NIONIO INC	109,200	$1.7M	0.01%
581	DVADAVITA INC	20,518	$1.7M	0.01%	Put
582	CCLCARNIVAL CORP	238,786	$1.7M	0.01%	Put
583	DISHDISH NETWORK CORPORATION	121,302	$1.7M	0.01%	Put
584	TREE 0.5 07/15/25LENDINGTREE INC	2,335,000	$1.7M	0.01%
585	—COLLIERS INTL GROUP INC	1,000,000	$1.7M	0.01%
586	IPINTERNATIONAL PAPER CO	52,610	$1.7M	0.01%	Put
587	CAHCARDINAL HEALTH INC	24,800	$1.7M	0.01%	Put
588	CHRWC H ROBINSON WORLDWIDE INC	17,000	$1.6M	0.01%	Put
589	—DISRUPTIVE ACQUISITION CORP	164,000	$1.6M	0.01%
590	ALKALASKA AIR GROUP INC	41,120	$1.6M	0.01%	Put
591	ZMZOOM VIDEO COMMUNICATIONS IN	21,715	$1.6M	0.01%
592	ZIONZIONS BANCORPORATION N A	31,033	$1.6M	0.01%	Put
593	TPRTAPESTRY INC	55,426	$1.6M	0.01%	Put
594	T7DTRANSDIGM GROUP INC	3,000	$1.6M	0.01%	Put
595	ITWILLINOIS TOOL WKS INC	8,700	$1.6M	0.01%	Put
596	—TCW SPECIAL PURPOSE ACQU COR	159,800	$1.6M	0.01%
597	JNPJUNIPER NETWORKS INC	59,888	$1.6M	0.01%	Put
598	QRVOQORVO INC	19,566	$1.6M	0.01%	Put
599	BYND 0 03/15/27BEYOND MEAT INC	5,000,000	$1.5M	0.01%
600	—L CATTERTON ASIA ACQUISITION	155,000	$1.5M	0.01%

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