CAPSTONE INVESTMENT ADVISORS, LLC Q4 2017 Filing

Filed February 14, 2018

Portfolio Value

$3.5T

Holdings

401

Report Date

Q4 2017

Filing Type

13F-HR

All Holdings (401 positions)

#StockSharesValue% PortfolioType
101
EZUISHARES INC
98,526$4.3B0.12%
102
DISCKUSDDISCOVERY COMMUNICATNS NEW
200,000$4.2B0.12%Call
103
TDTORONTO DOMINION BK ONT
69,600$4.1B0.12%Put
104
IAUUSDISHARES GOLD TRUST
325,000$4.1B0.11%
105
NAVNAVISTAR INTL CORP NEW
94,300$4.0B0.11%Put
106
MMM3M CO
16,416$3.9B0.11%Put
107
BROADSOFT INC
2,500,000$3.7B0.10%
108
AQLTISHARES TR
37,229$3.7B0.10%
109
XLYSELECT SECTOR SPDR TR
35,617$3.5B0.10%
110
FMUSDISHARES INC
104,614$3.5B0.10%
111
AEROJET ROCKETDYNE HLDGS INC
2,500,000$3.5B0.10%
112
BABAALIBABA GROUP HLDG LTD
20,000$3.4B0.10%Put
113
CAVIUM INC
40,000$3.4B0.09%
114
BRK/BBERKSHIRE HATHAWAY INC DEL
16,800$3.3B0.09%Put
115
EWIISHARES INC
104,618$3.2B0.09%
116
XLUSELECT SECTOR SPDR TR
59,756$3.1B0.09%
117
GOOGLALPHABET INC
2,900$3.1B0.09%Put
118
CLEVELAND CLIFFS INC
2,500,000$2.7B0.08%
119
IJHISHARES TR
14,041$2.7B0.08%
120
RITE AID CORP
1,350,000$2.7B0.08%Call
121
AMYRIS INC
4,000,000$2.6B0.07%
122
BNDVANGUARD BD INDEX FD INC
32,057$2.6B0.07%
123
AGGISHARES TR
23,913$2.6B0.07%
124
LQDISHARES TR
21,508$2.6B0.07%
125
EWQISHARES INC
81,598$2.5B0.07%
126
DEPOMED INC
3,000,000$2.5B0.07%
127
MRVLMARVELL TECHNOLOGY GROUP LTD
114,000$2.4B0.07%Call
128
MCDERMOTT INTL INC
365,307$2.4B0.07%Call
129
CURRENCYSHARES CDN DLR TR
30,000$2.4B0.07%
130
STTSPDR SERIES TRUST
63,796$2.3B0.07%
131
GOGOGOGO INC
200,000$2.3B0.06%
132
FXECURRENCYSHARES EURO TR
19,000$2.2B0.06%
133
GEGENERAL ELECTRIC CO
125,807$2.2B0.06%Put
134
HALHALLIBURTON CO
43,316$2.1B0.06%Call
135
DELLDELL TECHNOLOGIES INC
25,000$2.0B0.06%
136
PARSLEY ENERGY INC
68,189$2.0B0.06%
137
BHCVALEANT PHARMACEUTICALS INTL
94,300$2.0B0.06%Put
138
EWWISHARES INC
39,461$1.9B0.05%
139
TEVATEVA PHARMACEUTICAL INDS LTD
99,900$1.9B0.05%Call
140
ORCLORACLE CORP
39,000$1.8B0.05%Put
141
CXOEURCONCHO RES INC
12,059$1.8B0.05%
142
UNPUNION PAC CORP
13,500$1.8B0.05%Put
143
EWTISHARES INC
48,438$1.8B0.05%
144
EWPISHARES INC
50,963$1.7B0.05%
145
CACCCREDIT ACCEP CORP MICH
5,000$1.6B0.05%Put
146
EWJISHARES INC
25,531$1.5B0.04%
147
EWZISHARES INC
37,010$1.5B0.04%
148
INTCINTEL CORP
30,000$1.4B0.04%
149
CREDIT SUISSE NASSAU BRH
10,126$1.4B0.04%
150
IWVISHARES TR
8,591$1.4B0.04%
151
ECO STIM ENERGY SOLUTIONS IN
1,048,951$1.3B0.04%
152
KOCOCA COLA CO
28,451$1.3B0.04%Put
153
KMIKINDER MORGAN INC DEL
68,525$1.2B0.03%Put
154
EMBJEMBRAER S A
50,000$1.2B0.03%Call
155
VSTVISTRA ENERGY CORP
65,200$1.2B0.03%
156
CPE3EURCALLON PETE CO DEL
98,068$1.2B0.03%
157
METMETLIFE INC
21,659$1.1B0.03%
158
WBC1EURWABCO HLDGS INC
7,362$1.1B0.03%
159
IQVIQVIA HLDGS INC
10,600$1.0B0.03%
160
RCLROYAL CARIBBEAN CRUISES LTD
8,047$959.0M0.03%
161
WMTWAL-MART STORES INC
9,563$944.0M0.03%
162
CELGCELGENE CORP
9,000$937.0M0.03%Put
163
MTNVAIL RESORTS INC
4,400$934.0M0.03%
164
POSTPOST HLDGS INC
11,393$902.0M0.03%
165
ELFE L F BEAUTY INC
40,000$892.0M0.03%
166
FRCBFIRST REP BK SAN FRANCISCO C
10,274$890.0M0.03%
167
ETNEATON CORP PLC
11,203$885.0M0.02%
168
GNC HLDGS INC
2,000,000$881.0M0.02%
169
GMGENERAL MTRS CO
21,000$860.0M0.02%
170
AGOASSURED GUARANTY LTD
24,773$839.0M0.02%
171
NATIONAL INSTRS CORP
20,099$836.0M0.02%
172
SRESEMPRA ENERGY
7,700$823.0M0.02%
173
ACORDA THERAPEUTICS INC
38,200$818.0M0.02%Put
174
CZREURCAESARS ENTMT CORP
64,485$815.0M0.02%
175
CVXCHEVRON CORP NEW
6,385$798.0M0.02%Put
176
IVZINVESCO LTD
21,856$798.0M0.02%
177
CMCSACOMCAST CORP NEW
19,640$785.0M0.02%Put
178
ANAUTONATION INC
15,000$769.0M0.02%
179
DGDOLLAR GEN CORP NEW
8,200$762.0M0.02%
180
ICLRICON PLC
6,750$757.0M0.02%
181
PTCPTC INC
12,259$744.0M0.02%
182
TTWOTAKE-TWO INTERACTIVE SOFTWAR
6,777$743.0M0.02%
183
EXLSEXLSERVICE HOLDINGS INC
12,311$742.0M0.02%
184
GRA1EURGRACE W R & CO DEL NEW
10,500$736.0M0.02%
185
PTENPATTERSON UTI ENERGY INC
31,944$734.0M0.02%Call
186
AFWALIGN TECHNOLOGY INC
3,299$733.0M0.02%
187
IGTINTERNATIONAL GAME TECHNOLOG
27,622$732.0M0.02%
188
SNPSSYNOPSYS INC
8,500$724.0M0.02%
189
EWSISHARES INC
27,810$721.0M0.02%
190
SPLKCHFSPLUNK INC
8,500$704.0M0.02%
191
AABAUSDALTABA INC
10,034$700.0M0.02%
192
MEDICINES CO
25,000$683.0M0.02%Put
193
AWMSKYWORKS SOLUTIONS INC
7,200$683.0M0.02%
194
BARCLAYS BK PLC
104,351$682.0M0.02%
195
EGBNEAGLE BANCORP INC MD
11,723$678.0M0.02%
196
KHCKRAFT HEINZ CO
8,700$676.0M0.02%
197
HRLHORMEL FOODS CORP
18,514$673.0M0.02%
198
HIIHUNTINGTON INGALLS INDS INC
2,811$662.0M0.02%
199
NUANEURNUANCE COMMUNICATIONS INC
40,000$654.0M0.02%
200
JECUSDJACOBS ENGR GROUP INC DEL
9,800$646.0M0.02%
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