CAPSTONE INVESTMENT ADVISORS, LLC Q4 2022 Filing

Filed February 10, 2023

Portfolio Value

$13.7B

Holdings

763

Report Date

Q4 2022

Filing Type

13F-HR

All Holdings (763 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	—KEYARCH ACQUISITION CORP	275,000	$2.0M	0.01%
502	—ACCRETION ACQUISITION CORP	230,600	$2.0M	0.01%
503	CMBTEURONAV NV	170,000	$2.0M	0.01%
504	PUCKGOAL ACQUISITIONS CORP	224,942	$2.0M	0.01%
505	—RMG ACQUISITION CORP III	260,000	$2.0M	0.01%
506	JBLUJETBLUE AWYS CORP	344,640	$2.0M	0.01%
507	NEE 6.926 09/01/25NEXTERA ENERGY INC	50,000	$2.0M	0.01%
508	RDFN 0 10/15/25REDFIN CORP	4,000,000	$2.0M	0.01%
509	SIVBEURSVB FINANCIAL GROUP	10,000	$2.0M	0.01%	Call
510	MRO*MARATHON OIL CORP	110,400	$2.0M	0.01%	Put
511	ZTOZTO EXPRESS CAYMAN INC	78,100	$2.0M	0.01%
512	AJRDEURAEROJET ROCKETDYNE HLDGS INC	50,000	$2.0M	0.01%	Call
513	—TAILWIND INTERNATNAL ACQ COR	250,000	$2.0M	0.01%
514	—COLONNADE ACQUISITION CORP I	200,000	$2.0M	0.01%
515	—FINNOVATE ACQUISITION CORP	250,000	$2.0M	0.01%
516	7HPHP INC	72,437	$1.9M	0.01%	Put
517	TSNTYSON FOODS INC	32,113	$1.9M	0.01%	Put
518	MCOMOODYS CORP	9,359	$1.9M	0.01%	Put
519	TSCOTRACTOR SUPPLY CO	11,500	$1.9M	0.01%	Put
520	ULTAULTA BEAUTY INC	4,700	$1.9M	0.01%	Put
521	APTVAPTIV PLC	23,128	$1.8M	0.01%	Put
522	JNPJUNIPER NETWORKS INC	66,567	$1.8M	0.01%	Put
523	COFCAPITAL ONE FINL CORP	25,653	$1.8M	0.01%	Put
524	MOSMOSAIC CO NEW	41,400	$1.8M	0.01%	Put
525	RFREGIONS FINANCIAL CORP NEW	103,510	$1.8M	0.01%	Put
526	DISHDISH NETWORK CORPORATION	134,241	$1.8M	0.01%	Put
527	EVRGEVERGY INC	34,669	$1.8M	0.01%	Put
528	LYBLYONDELLBASELL INDUSTRIES N	22,311	$1.8M	0.01%	Put
529	ETSYETSY INC	14,708	$1.8M	0.01%	Put
530	APAAPA CORPORATION	40,600	$1.7M	0.01%	Put
531	CHRWC H ROBINSON WORLDWIDE INC	18,365	$1.7M	0.01%	Put
532	BALLBALL CORP	32,444	$1.7M	0.01%	Put
533	RLRALPH LAUREN CORP	15,110	$1.6M	0.01%	Put
534	GRMNGARMIN LTD	17,034	$1.6M	0.01%	Put
535	HOLXHOLOGIC INC	33,420	$1.5M	0.01%	Put
536	SEDGSOLAREDGE TECHNOLOGIES INC	5,300	$1.5M	0.01%	Put
537	HWMHOWMET AEROSPACE INC	45,500	$1.5M	0.01%	Put
538	IRMIRON MTN INC DEL	39,553	$1.5M	0.01%	Put
539	CBOECBOE GLOBAL MKTS INC	19,081	$1.5M	0.01%	Put
540	SOFISOFI TECHNOLOGIES INC	329,923	$1.5M	0.01%	Put
541	TTWOTAKE-TWO INTERACTIVE SOFTWAR	13,991	$1.5M	0.01%	Put
542	NCLHNORWEGIAN CRUISE LINE HLDG L	115,402	$1.4M	0.01%	Put
543	LWLAMB WESTON HLDGS INC	16,600	$1.4M	0.01%	Put
544	CHDCHURCH & DWIGHT CO INC	17,304	$1.4M	0.01%	Put
545	CPBCAMPBELL SOUP CO	40,100	$1.4M	0.01%	Put
546	DVNDEVON ENERGY CORP NEW	33,463	$1.4M	0.01%	Put
547	OGNORGANON & CO	47,236	$1.3M	0.01%	Put
548	LVSLAS VEGAS SANDS CORP	35,600	$1.3M	0.01%	Put
549	FQIDIGITAL RLTY TR INC	12,692	$1.3M	0.01%	Put
550	0VVBPARAMOUNT GLOBAL	74,233	$1.3M	0.01%	Put
551	AJGGALLAGHER ARTHUR J & CO	6,800	$1.2M	0.01%	Put
552	CCLCARNIVAL CORP	166,810	$1.2M	0.01%	Put
553	TROWPRICE T ROWE GROUP INC	10,947	$1.2M	0.01%	Put
554	ONON SEMICONDUCTOR CORP	18,847	$1.2M	0.01%	Put
555	ODFLOLD DOMINION FREIGHT LINE IN	4,131	$1.2M	0.01%	Put
556	WBDWARNER BROS DISCOVERY INC	167,244	$1.2M	0.01%	Put
557	PVHPVH CORPORATION	16,512	$1.2M	0.01%	Put
558	EBAEBAY INC.	27,734	$1.1M	0.01%	Put
559	CZRCAESARS ENTERTAINMENT INC NE	27,299	$1.1M	0.01%	Put
560	OMCOMNICOM GROUP INC	25,700	$1.1M	0.01%	Put
561	GAPGAP INC	99,735	$1.1M	0.01%	Put
562	WECWEC ENERGY GROUP INC	11,525	$1.1M	0.01%	Put
563	TERTERADYNE INC	12,354	$1.1M	0.01%	Put
564	CTLTEURCATALENT INC	23,870	$1.1M	0.01%	Put
565	NRANRG ENERGY INC	33,759	$1.1M	0.01%	Put
566	REGNREGENERON PHARMACEUTICALS	5,154	$1.0M	0.01%	Put
567	FFIVF5 INC	7,193	$1.0M	0.01%	Put
568	BLKCHFBLACKROCK INC	45,041	$1.0M	0.01%	Put
569	LUMNLUMEN TECHNOLOGIES INC	312,013	$1.0M	0.01%	Put
570	CAHCARDINAL HEALTH INC	20,792	$1.0M	0.01%	Put
571	—AFRICAN GOLD ACQUISITION COR	184,010	$1.0M	0.01%
572	CPRICAPRI HOLDINGS LIMITED	22,500	$1.0M	0.01%	Put
573	—L CATTERTON ASIA ACQUISITION	155,000	$1.0M	0.01%
574	—COLLIERS INTL GROUP INC	1,000,000	$1.0M	0.01%
575	—BUILD ACQUISITION CORP	100,000	$1.0M	0.01%
576	—AGILE GROWTH CORP	100,000	$1.0M	0.01%
577	—INTEGRATED WELLNESS ACQ CORP	100,000	$1.0M	0.01%
578	EEFTEURONET WORLDWIDE INC	11,700	$1.0M	0.01%
579	—ELLIOTT OPPORTUNITY II CORP	135,000	$1.0M	0.01%
580	WSTWEST PHARMACEUTICAL SVSC INC	7,600	$1.0M	0.01%	Call
581	ZURAJATT ACQUISITION CORP	100,000	$1.0M	0.01%
582	CDZICADIZ INC	783,926	$1.0M	0.01%
583	HAEHAEMONETICS CORP MASS	13,703	$1.0M	0.01%
584	—BLACK MOUNTAIN ACQ CORP	125,000	$1.0M	0.01%
585	DVAX 2.5 05/15/26DYNAVAX TECHNOLOGIES CORP	1,000,000	$1.0M	0.01%
586	MBVIM3 BRIGADE ACQUISITION II CO	100,000	$1.0M	0.01%
587	SEALTD 2.375 12/01/25SEA LTD	1,519,000	$1.0M	0.01%
588	URBNURBAN OUTFITTERS INC	65,000	$1.0M	0.01%	Put
589	—PERIDOT ACQUISITION CORP II	100,000	$1.0M	0.01%
590	—MASON INDUSTRIAL TECHNOLGY I	150,000	$1.0M	0.01%
591	—FOCUS IMPACT ACQUISITION COR	120,000	$1.0M	0.01%
592	NBSTNEWBURY STREET ACQUISITN COR	100,000	$1.0M	0.01%
593	BIDUNBAIDU INC	17,375	$1.0M	0.01%
594	—TWIN RIDGE CAPITAL ACQUIS CO	150,000	$1.0M	0.01%
595	—ARROWROOT ACQUISITION CORP	100,000	$1.0M	0.01%
596	WINVINVESTCORP EUROPE ACQUISITIO	100,000	$1.0M	0.01%
597	—PEARL HOLDINGS ACQUISITN COR	100,000	$1.0M	0.01%
598	CNKCINEMARK HLDGS INC	200,000	$1.0M	0.01%	Put
599	GDXVANECK ETF TRUST	39,530	$1.0M	0.01%
600	—ESM ACQUISITION CORPORATION	105,000	$1.0M	0.01%

PreviousPage 6 of 8Next