CAPSTONE INVESTMENT ADVISORS, LLC Q4 2023 Filing

Filed February 12, 2024

Portfolio Value

$33.2B

Holdings

1,189

Report Date

Q4 2023

Filing Type

13F-HR

All Holdings (1,189 positions)

#	Stock	Shares	Value	% Portfolio	Type
501	JCIJOHNSON CTLS INTL PLC	54,992	$3.2M	0.01%	Put
502	LYVLIVE NATION ENTERTAINMENT IN	33,800	$3.2M	0.01%	Put
503	—ARES ACQUISITION CORP II	300,000	$3.1M	0.01%
504	OMER 5.25 02/15/26OMEROS CORP	5,160,000	$3.1M	0.01%
505	NDAQNASDAQ INC	53,016	$3.1M	0.01%	Put
506	ZBHZIMMER BIOMET HOLDINGS INC	25,080	$3.1M	0.01%	Put
507	—AGRICULTURE & NAT SOL ACQ CO	300,226	$3.0M	0.01%
508	SBACSBA COMMUNICATIONS CORP NEW	12,000	$3.0M	0.01%	Put
509	ENV 2.625 12/01/27ENVESTNET INC	3,000,000	$3.0M	0.01%
510	VFCV F CORP	157,801	$3.0M	0.01%	Put
511	CARTMAPLEBEAR INC	125,000	$2.9M	0.01%
512	GNRCGENERAC HLDGS INC	22,624	$2.9M	0.01%	Put
513	A4SAMERIPRISE FINL INC	7,675	$2.9M	0.01%	Put
514	WSTWEST PHARMACEUTICAL SVSC INC	8,258	$2.9M	0.01%	Put
515	GPCGENUINE PARTS CO	20,953	$2.9M	0.01%	Put
516	JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP	4,000,000	$2.9M	0.01%
517	PHMPULTE GROUP INC	27,839	$2.9M	0.01%	Put
518	—MITEK SYS INC	3,000,000	$2.8M	0.01%
519	APTVAPTIV PLC	31,318	$2.8M	0.01%	Put
520	ROLROLLINS INC	64,074	$2.8M	0.01%	Put
521	WINGWINGSTOP INC	10,825	$2.8M	0.01%
522	XRTSPDR SER TR	38,229	$2.8M	0.01%	Put
523	NTAPNETAPP INC	31,300	$2.8M	0.01%	Put
524	RHPRYMAN HOSPITALITY PPTYS INC	25,000	$2.8M	0.01%
525	CDLXCARDLYTICS INC	298,000	$2.7M	0.01%	Put
526	CITCINTAS CORP	4,545	$2.7M	0.01%	Put
527	TELTE CONNECTIVITY LTD	19,462	$2.7M	0.01%	Put
528	SJMSMUCKER J M CO	21,568	$2.7M	0.01%	Put
529	T77LENDINGTREE INC NEW	89,800	$2.7M	0.01%	Put
530	KWEBKRANESHARES TR	100,000	$2.7M	0.01%	Call
531	GLWCORNING INC	88,463	$2.7M	0.01%	Put
532	PKNREVVITY INC	24,300	$2.7M	0.01%	Put
533	LNCLINCOLN NATL CORP IND	98,082	$2.6M	0.01%	Put
534	JNPJUNIPER NETWORKS INC	89,427	$2.6M	0.01%	Put
535	HASHASBRO INC	51,565	$2.6M	0.01%	Put
536	POST 2.5 08/15/27POST HLDGS INC	2,583,000	$2.6M	0.01%
537	EFXEQUIFAX INC	10,600	$2.6M	0.01%	Put
538	WABWABTEC	20,626	$2.6M	0.01%	Put
539	ULTAULTA BEAUTY INC	5,338	$2.6M	0.01%	Put
540	GENGEN DIGITAL INC	113,013	$2.6M	0.01%	Put
541	WATWATERS CORP	7,700	$2.5M	0.01%	Put
542	MSCIMSCI INC	4,466	$2.5M	0.01%	Put
543	IPINTERNATIONAL PAPER CO	67,900	$2.5M	0.01%	Put
544	SEDGSOLAREDGE TECHNOLOGIES INC	26,008	$2.4M	0.01%	Put
545	CNMD 2.25 06/15/27CONMED CORP	2,415,000	$2.4M	0.01%
546	FFIVF5 INC	13,400	$2.4M	0.01%	Put
547	IFFINTERNATIONAL FLAVORS&FRAGRA	29,148	$2.4M	0.01%	Put
548	SPAQUSDFISKER INC	1,333,703	$2.3M	0.01%	Put
549	HGHAMILTON INSURANCE GROUP LTD	155,211	$2.3M	0.01%
550	JWNUSDNORDSTROM INC	125,200	$2.3M	0.01%	Put
551	MSIMOTOROLA SOLUTIONS INC	7,376	$2.3M	0.01%	Put
552	LHXL3HARRIS TECHNOLOGIES INC	10,900	$2.3M	0.01%	Put
553	FEFIRSTENERGY CORP	62,162	$2.3M	0.01%	Put
554	ULUNILEVER PLC	46,862	$2.3M	0.01%
555	FANGDIAMONDBACK ENERGY INC	14,500	$2.2M	0.01%	Put
556	WYWEYERHAEUSER CO MTN BE	64,000	$2.2M	0.01%	Put
557	IDXXIDEXX LABS INC	4,000	$2.2M	0.01%	Put
558	IWNISHARES TR	14,282	$2.2M	0.01%
559	TSNTYSON FOODS INC	41,180	$2.2M	0.01%	Put
560	GEHCGE HEALTHCARE TECHNOLOGIES I	28,312	$2.2M	0.01%
561	ZIONZIONS BANCORPORATION N A	49,909	$2.2M	0.01%	Put
562	SEESEALED AIR CORP NEW	59,838	$2.2M	0.01%	Put
563	MTBM & T BK CORP	15,878	$2.2M	0.01%	Put
564	EQIXEQUINIX INC	2,700	$2.2M	0.01%	Put
565	SKWDSKYWARD SPECIALTY INS GROUP	64,057	$2.2M	0.01%
566	TAPMOLSON COORS BEVERAGE CO	35,100	$2.1M	0.01%	Put
567	BGBUNGE GLOBAL SA	21,179	$2.1M	0.01%	Put
568	RFREGIONS FINANCIAL CORP NEW	109,424	$2.1M	0.01%	Put
569	HIGHARTFORD FINL SVCS GROUP INC	26,366	$2.1M	0.01%	Put
570	CLVTRIP COM GROUP LTD	58,785	$2.1M	0.01%
571	NVV1NOVAVAX INC	438,600	$2.1M	0.01%	Put
572	VERI 1.75 11/15/26VERITONE INC	8,500,000	$2.1M	0.01%
573	NTRSNORTHERN TR CORP	24,520	$2.1M	0.01%	Put
574	ZBRAZEBRA TECHNOLOGIES CORPORATI	7,559	$2.1M	0.01%	Put
575	PORPORTLAND GEN ELEC CO	47,190	$2.0M	0.01%
576	MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN	2,500,000	$2.0M	0.01%
577	TREE 0.5 07/15/25LENDINGTREE INC	2,429,000	$2.0M	0.01%
578	PDDPDD HOLDINGS INC	13,742	$2.0M	0.01%
579	CGNXCOGNEX CORP	47,848	$2.0M	0.01%
580	ASOACADEMY SPORTS & OUTDOORS IN	29,972	$2.0M	0.01%
581	IDYAIDEAYA BIOSCIENCES INC	55,239	$2.0M	0.01%
582	RDFN 0.5 04/01/27REDFIN CORP	3,000,000	$1.9M	0.01%
583	KEYKEYCORP	134,376	$1.9M	0.01%	Put
584	IRINGERSOLL RAND INC	24,571	$1.9M	0.01%	Put
585	CFGCITIZENS FINL GROUP INC	56,952	$1.9M	0.01%	Put
586	DGXQUEST DIAGNOSTICS INC	13,600	$1.9M	0.01%	Put
587	JDJD.COM INC	64,000	$1.8M	0.01%	Call
588	NTLAINTELLIA THERAPEUTICS INC	59,380	$1.8M	0.01%
589	CPNGCOUPANG INC	109,760	$1.8M	0.01%
590	RLRALPH LAUREN CORP	12,276	$1.8M	0.01%	Put
591	RMERESMED INC	10,293	$1.8M	0.01%	Put
592	TPRTAPESTRY INC	48,022	$1.8M	0.01%	Put
593	SPOT 0 03/15/26SPOTIFY USA INC	2,000,000	$1.8M	0.01%
594	FOXAFOX CORP	58,421	$1.7M	0.01%	Put
595	CPBCAMPBELL SOUP CO	39,765	$1.7M	0.01%	Put
596	BBIO 2.25 02/01/29BRIDGEBIO PHARMA INC	2,000,000	$1.7M	0.01%
597	PSAPUBLIC STORAGE	5,587	$1.7M	0.01%	Put
598	CMGCHIPOTLE MEXICAN GRILL INC	744	$1.7M	0.01%	Put
599	NRANRG ENERGY INC	32,900	$1.7M	0.01%	Put
600	HSTHOST HOTELS & RESORTS INC	85,500	$1.7M	0.01%	Put

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