Caption Management, LLC Q1 2020 Filing

Filed May 15, 2020

Portfolio Value

$1.8T

Holdings

488

Report Date

Q1 2020

Filing Type

13F-HR

All Holdings (488 positions)

#	Stock	Shares	Value	% Portfolio	Type
301	—EPIZYME INC	67,500	$1.0B	0.06%
302	KEYKEYCORP	100,000	$1.0B	0.06%	Call
303	CCCHEMOURS CO	116,300	$1.0B	0.06%	Put
304	NWLNEWELL BRANDS INC	77,500	$1.0B	0.06%	Put
305	SPWHSPORTSMANS WHSE HLDGS INC	164,800	$1.0B	0.06%
306	RIORIO TINTO PLC	21,800	$993.0M	0.06%	Call
307	PSXPHILLIPS 66	18,500	$993.0M	0.06%	Call
308	TPBTURNING PT BRANDS INC	45,000	$950.0M	0.05%	Call
309	PMTPENNYMAC MTG INVT TR	89,000	$945.0M	0.05%	Put
310	BRKRBRUKER CORP	26,300	$944.0M	0.05%	Put
311	WYNEURWYNDHAM DESTINATIONS INC	43,000	$932.0M	0.05%	Call
312	—FRONTLINE LTD	96,000	$923.0M	0.05%	Call
313	STAYUSDEXTENDED STAY AMER INC	126,000	$921.0M	0.05%	Put
314	CARAEURCARA THERAPEUTICS INC	69,395	$916.0M	0.05%
315	—RADA ELECTR INDS LTD	261,000	$915.0M	0.05%	Put
316	ADVMCHFADVERUM BIOTECHNOLOGIES INC	93,000	$909.0M	0.05%	Put
317	RUBIEURRUBICON PROJ INC	163,000	$905.0M	0.05%	Call
318	AM6AMICUS THERAPEUTICS INC	97,700	$903.0M	0.05%	Put
319	PENNPENN NATL GAMING INC	71,200	$900.0M	0.05%	Put
320	—INTERSECT ENT INC	75,000	$889.0M	0.05%	Call
321	ETENERGY TRANSFER LP	188,100	$865.0M	0.05%	Put
322	WYWEYERHAEUSER CO	50,000	$847.0M	0.05%
323	NYCBEURNEW YORK CMNTY BANCORP INC	90,000	$846.0M	0.05%	Call
324	IPOAGBPVIRGIN GALACTIC HOLDINGS INC	57,000	$842.0M	0.05%	Call
325	MSFTMICROSOFT CORP	5,300	$836.0M	0.05%
326	JWNUSDNORDSTROM INC	54,400	$835.0M	0.05%	Call
327	ALSALLSTATE CORP	9,000	$825.0M	0.05%
328	LRCXEURLAM RESEARCH CORP	3,400	$816.0M	0.05%
329	EX9EXELIXIS INC	47,300	$814.0M	0.05%	Put
330	CVETUSDCOVETRUS INC	100,000	$814.0M	0.05%	Call
331	—MILLENDO THERAPEUTICS INC	150,046	$792.0M	0.04%	Call
332	ADNTADIENT PLC	87,400	$791.0M	0.04%	Call
333	BMYBRISTOL-MYERS SQUIBB CO	14,000	$781.0M	0.04%
334	TWOEURTWO HBRS INVT CORP	200,000	$762.0M	0.04%	Call
335	RWTREDWOOD TR INC	150,000	$759.0M	0.04%	Call
336	VNDAVANDA PHARMACEUTICALS INC	72,000	$746.0M	0.04%	Put
337	UISUNISYS CORP	60,000	$741.0M	0.04%	Call
338	VTE1ASURE SOFTWARE INC	123,779	$737.0M	0.04%	Put
339	PBVPRESTIGE CONSMR HEALTHCARE I	20,000	$733.0M	0.04%	Call
340	—CRESTWOOD EQUITY PARTNERS LP	172,500	$731.0M	0.04%	Call
341	MRO*MARATHON OIL CORP	215,900	$710.0M	0.04%	Put
342	IM8NINSMED INC	43,800	$702.0M	0.04%	Put
343	BPOPPOPULAR INC	20,000	$700.0M	0.04%	Put
344	TRGPTARGA RES CORP	100,000	$692.0M	0.04%	Put
345	JBLUJETBLUE AWYS CORP	76,200	$682.0M	0.04%	Put
346	LXLEXINFINTECH HLDGS LTD	76,344	$677.0M	0.04%	Put
347	GBYSANGAMO THERAPEUTICS INC	105,000	$670.0M	0.04%	Put
348	VBTXVERITEX HLDGS INC	47,505	$665.0M	0.04%	Put
349	SDCCQSMILEDIRECTCLUB INC	140,000	$655.0M	0.04%	Call
350	DCHAMERICAN AXLE & MFG HLDGS IN	180,400	$652.0M	0.04%	Put
351	ADIANALOG DEVICES INC	7,200	$646.0M	0.04%
352	GLDDGREAT LAKES DREDGE & DOCK CO	75,000	$623.0M	0.04%	Put
353	NGLNGL ENERGY PARTNERS LP	229,300	$596.0M	0.03%	Put
354	EAFEURGRAFTECH INTL LTD	72,500	$588.0M	0.03%	Put
355	RIGTRANSOCEAN LTD	500,000	$580.0M	0.03%	Call
356	TBPHTHERAVANCE BIOPHARMA INC	25,000	$578.0M	0.03%	Put
357	NXSTNEXSTAR MEDIA GROUP INC	10,000	$578.0M	0.03%	Put
358	SG7SAGE THERAPEUTICS INC	20,000	$574.0M	0.03%	Call
359	GOGOGOGO INC	269,023	$570.0M	0.03%	Put
360	CYHCOMMUNITY HEALTH SYS INC NEW	170,000	$568.0M	0.03%
361	2362120DSINCLAIR BROADCAST GROUP INC	35,000	$563.0M	0.03%
362	SKYSKYLINE CHAMPION CORPORATION	35,900	$563.0M	0.03%	Call
363	—CYRUSONE INC	9,000	$556.0M	0.03%	Call
364	JXC1J2 GLOBAL INC	7,400	$554.0M	0.03%
365	CEIXEURCNX RESOURCES CORPORATION	150,000	$553.0M	0.03%	Call
366	RHRH	5,400	$542.0M	0.03%	Put
367	FLRFLUOR CORP NEW	78,100	$539.0M	0.03%	Put
368	CHRSCOHERUS BIOSCIENCES INC	32,500	$528.0M	0.03%	Call
369	AGFIRST MAJESTIC SILVER CORP	84,000	$519.0M	0.03%	Put
370	TRHCEURTABULA RASA HEALTHCARE INC	9,400	$492.0M	0.03%	Put
371	CYTKCYTOKINETICS INC	41,736	$492.0M	0.03%
372	TOLTOLL BROTHERS INC	25,500	$490.0M	0.03%
373	VSTVISTRA ENERGY CORP	30,000	$480.0M	0.03%
374	WSMWILLIAMS SONOMA INC	11,000	$469.0M	0.03%
375	ZZILLOW GROUP INC	13,000	$469.0M	0.03%
376	IRWDIRONWOOD PHARMACEUTICALS INC	45,000	$454.0M	0.03%	Call
377	CSTMCONSTELLIUM SE	85,000	$444.0M	0.03%	Call
378	GU9GUESS INC	65,000	$441.0M	0.02%	Put
379	SYU1SYNOVUS FINL CORP	25,000	$440.0M	0.02%	Call
380	PBIPITNEY BOWES INC	212,500	$434.0M	0.02%	Call
381	STMSTMICROELECTRONICS N V	20,000	$428.0M	0.02%	Put
382	SONOSONOS INC	50,000	$425.0M	0.02%	Call
383	—BELLICUM PHARMACEUTICALS INC	90,000	$423.0M	0.02%	Call
384	CRBPEURCORBUS PHARMACEUTICALS HLDGS	80,000	$420.0M	0.02%	Call
385	AMJEURJPMORGAN CHASE & CO	46,500	$420.0M	0.02%	Call
386	ADPTADAPTIVE BIOTECHNOLOGIES COR	15,000	$416.0M	0.02%	Call
387	NVSNNOVARTIS A G	5,000	$412.0M	0.02%
388	ODPEUROFFICE DEPOT INC	250,000	$410.0M	0.02%	Call
389	HTTQUDIAN INC	215,500	$388.0M	0.02%	Put
390	XRAYDENTSPLY SIRONA INC	10,000	$388.0M	0.02%
391	—CALIFORNIA RES CORP	383,845	$384.0M	0.02%	Put
392	SFLSFL CORPORATION LTD	40,000	$380.0M	0.02%	Call
393	—INTELSAT S A	246,448	$378.0M	0.02%	Put
394	—ATHENE HLDG LTD	15,000	$372.0M	0.02%	Put
395	—AXOVANT GENE THERAPIES LTD	150,000	$366.0M	0.02%	Put
396	EPCEDGEWELL PERS CARE CO	15,100	$364.0M	0.02%
397	APH1EURAPHRIA INC	119,000	$363.0M	0.02%	Call
398	NOG1EURNORTHERN OIL & GAS INC NEV	535,200	$355.0M	0.02%	Put
399	TPDTEMPUR SEALY INTL INC	8,000	$350.0M	0.02%
400	GEGGEO GROUP INC NEW	28,553	$347.0M	0.02%	Put

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