Caption Management, LLC Q2 2019 Filing

Filed August 13, 2019

Portfolio Value

$2.0T

Holdings

403

Report Date

Q2 2019

Filing Type

13F-HR

All Holdings (403 positions)

#StockSharesValue% PortfolioType
301
ENCANA CORP
135,000$691.0M0.03%Put
302
FRPTFRESHPET INC
15,000$683.0M0.03%Call
303
TXRHTEXAS ROADHOUSE INC
12,500$671.0M0.03%
304
BUNGE LIMITED
12,000$669.0M0.03%Call
305
DELLDELL TECHNOLOGIES INC
13,000$661.0M0.03%
306
MERCMERCER INTL INC
42,100$651.0M0.03%Call
307
PAASPAN AMERICAN SILVER CORP
50,000$645.0M0.03%
308
DHRB & G FOODS INC NEW
29,800$620.0M0.03%Put
309
FLEXION THERAPEUTICS INC
50,000$615.0M0.03%Call
310
EYENATIONAL VISION HLDGS INC
20,000$614.0M0.03%
311
CCKCROWN HOLDINGS INC
10,000$612.0M0.03%
312
ATSG*AIR TRANSPORT SERVICES GRP I
25,000$610.0M0.03%Put
313
EPIZYME INC
48,500$608.0M0.03%Put
314
RAVERAVE RESTAURANT GROUP INC
192,500$592.0M0.03%Call
315
ARNAEURARENA PHARMACEUTICALS INC
10,000$587.0M0.03%
316
NXPINXP SEMICONDUCTORS N V
6,000$585.0M0.03%
317
ICHRICHOR HOLDINGS
23,600$558.0M0.03%Call
318
HBBHAMILTON BEACH BRANDS HLDG C
29,276$558.0M0.03%
319
VICIVICI PPTYS INC
25,300$558.0M0.03%Call
320
PAAPLAINS ALL AMERN PIPELINE L
22,500$548.0M0.03%Put
321
7SUSUMMIT MATLS INC
28,000$539.0M0.03%
322
TAKTAKEDA PHARMACEUTICAL CO LTD
30,000$531.0M0.03%
323
CLWCLEARWATER PAPER CORP
28,200$521.0M0.03%
324
DIPLOMAT PHARMACY INC
85,000$518.0M0.03%Put
325
HALOHALOZYME THERAPEUTICS INC
30,000$516.0M0.03%Call
326
VRAYQVIEWRAY INC
58,000$510.0M0.03%Put
327
AVEO PHARMACEUTICALS INC
748,200$503.0M0.03%Call
328
ISBCUSDINVESTORS BANCORP INC NEW
45,000$502.0M0.03%Call
329
PAGPPLAINS GP HLDGS L P
20,000$499.0M0.03%Call
330
THCTENET HEALTHCARE CORP
24,000$496.0M0.02%
331
SVMKUSDSVMK INC
30,000$495.0M0.02%
332
IAA-WUSDIAA INC
12,500$485.0M0.02%Call
333
HRTXHERON THERAPEUTICS INC
25,000$465.0M0.02%
334
C&J ENERGY SVCS INC NEW
37,500$442.0M0.02%Call
335
MOMENTA PHARMACEUTICALS INC
35,000$436.0M0.02%Put
336
THOTHOR INDS INC
7,300$427.0M0.02%
337
WSBFWATERSTONE FINL INC MD
25,000$426.0M0.02%Call
338
CHS1USDCHICOS FAS INC
120,000$404.0M0.02%Put
339
NWLNEWELL BRANDS INC
25,000$385.0M0.02%Call
340
ENDURANCE INTL GROUP HLDGS I
80,000$383.0M0.02%
341
IMGNEURIMMUNOGEN INC
170,000$369.0M0.02%Call
342
CPSCOOPER STD HLDGS INC
8,000$366.0M0.02%
343
VYXNCR CORP NEW
11,500$357.0M0.02%Call
344
AKBAAKEBIA THERAPEUTICS INC
73,500$356.0M0.02%
345
EAFEURGRAFTECH INTL LTD
30,000$345.0M0.02%Call
346
CYTKCYTOKINETICS INC
30,000$337.0M0.02%
347
CCXIEURCHEMOCENTRYX INC
36,000$335.0M0.02%Put
348
DBDEUTSCHE BANK AG
42,500$324.0M0.02%Call
349
RXNEURREXNORD CORP NEW
10,400$315.0M0.02%
350
BF/BBROWN FORMAN CORP
5,200$288.0M0.01%Put
351
RESONANT INC
121,000$288.0M0.01%Put
352
PARSLEY ENERGY INC
15,000$285.0M0.01%
353
STNESTONECO LTD
9,300$275.0M0.01%
354
JDJD COM INC
9,000$273.0M0.01%
355
CSANCOSAN LTD
20,000$267.0M0.01%Call
356
GOOSCANADA GOOSE HOLDINGS INC
6,800$263.0M0.01%
357
NEUROTROPE INC
32,525$260.0M0.01%Call
358
MHKMOHAWK INDS INC
1,600$235.0M0.01%Call
359
EPDENTERPRISE PRODS PARTNERS L
8,100$234.0M0.01%
360
AMRSEURAMYRIS INC
64,700$230.0M0.01%Call
361
KINDRED BIOSCIENCES INC
27,000$225.0M0.01%
362
SIRIEURSIRIUS XM HLDGS INC
40,000$224.0M0.01%
363
KRATON CORPORATION
7,100$221.0M0.01%
364
MCDERMOTT INTL INC
22,500$217.0M0.01%Put
365
INTEC PHARMA LTD JERUSALEM
50,000$216.0M0.01%Put
366
CBAYUSDCYMABAY THERAPEUTICS INC
30,000$215.0M0.01%
367
DERMIRA INC
22,000$210.0M0.01%
368
MFINMEDALLION FINL CORP
30,000$202.0M0.01%Call
369
DOVA PHARMACEUTICALS INC
11,700$165.0M0.01%Call
370
UXIN LTD
74,100$163.0M0.01%Put
371
ACELRX PHARMACEUTICALS INC
60,000$152.0M0.01%Call
372
VANECK VECTORS ETF TR
10,000$151.0M0.01%
373
SCHLSCHOLASTIC CORP
4,500$150.0M0.01%
374
AGENEURAGENUS INC
50,000$150.0M0.01%Put
375
CPRXCATALYST PHARMACEUTICALS INC
37,000$142.0M0.01%Put
376
GPKGRAPHIC PACKAGING HLDG CO
10,000$140.0M0.01%
377
GLYCEURGLYCOMIMETICS INC
11,000$132.0M0.01%
378
QEPQEP RES INC
17,500$127.0M0.01%Call
379
CWHCAMPING WORLD HLDGS INC
10,000$125.0M0.01%
380
VSHVISHAY INTERTECHNOLOGY INC
7,500$124.0M0.01%
381
CNTTQCANNTRUST HLDGS INC
24,300$122.0M0.01%Call
382
INFNEURINFINERA CORPORATION
40,000$116.0M0.01%
383
DVAXDYNAVAX TECHNOLOGIES CORP
29,000$116.0M0.01%Put
384
EVHEVOLENT HEALTH INC
14,500$115.0M0.01%
385
BZHBEAZER HOMES USA INC
11,500$111.0M0.01%
386
HOGHARLEY DAVIDSON INC
3,000$107.0M0.01%
387
JWNUSDNORDSTROM INC
3,200$102.0M0.01%
388
HOFTHOOKER FURNITURE CORP
4,901$101.0M0.01%
389
AMERICAN OUTDOOR BRANDS CORP
11,165$101.0M0.01%
390
SLDBSOLID BIOSCIENCES INC
17,500$100.0M0.01%
391
BIGGQBIG LOTS INC
3,400$97.0M0.00%
392
BIODELIVERY SCIENCES INTL IN
20,000$93.0M0.00%
393
BCRXBIOCRYST PHARMACEUTICALS
24,400$92.0M0.00%Put
394
TEAM INC
4,700$72.0M0.00%Call
395
CUROEURCURO GROUP HLDGS CORP
5,500$60.0M0.00%
396
BBWBUILD A BEAR WORKSHOP
10,100$56.0M0.00%
397
NEOPHOTONICS CORP
12,700$53.0M0.00%
398
PUMPPROPETRO HLDG CORP
2,500$51.0M0.00%Put
399
NTNXNUTANIX INC
1,500$40.0M0.00%
400
INAPEURINTERNAP CORP
7,500$23.0M0.00%Put
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