Caption Management, LLC Q3 2020 Filing

Filed November 16, 2020

Portfolio Value

$4.3T

Holdings

609

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (609 positions)

#StockSharesValue% PortfolioType
101
LENLENNAR CORP
121,000$9.9B0.23%Put
102
RWTREDWOOD TR INC
1,296,000$9.7B0.23%Put
103
GOTUGSX TECHEDU INC
107,900$9.7B0.23%Put
104
CVLTCOMMVAULT SYSTEMS INC
237,384$9.7B0.23%Put
105
MCRB1EURSERES THERAPEUTICS INC
338,100$9.6B0.22%Call
106
JBHTHUNT J B TRANS SVCS INC
75,700$9.6B0.22%Put
107
HCAHCA HEALTHCARE INC
76,300$9.5B0.22%Put
108
AMATAPPLIED MATLS INC
157,000$9.3B0.22%Put
109
FOXAFOX CORP
335,300$9.3B0.22%Call
110
DRIDARDEN RESTAURANTS INC
92,500$9.3B0.22%Call
111
EX9EXELIXIS INC
376,600$9.2B0.22%Put
112
IMMUNOMEDICS INC
108,200$9.2B0.22%Put
113
HOUSREALOGY HLDGS CORP
973,000$9.2B0.21%Put
114
CITCINTAS CORP
27,500$9.2B0.21%Call
115
GEGENERAL ELECTRIC CO
1,462,500$9.1B0.21%Call
116
CLDRCLOUDERA INC
835,200$9.1B0.21%Put
117
AERAERCAP HOLDINGS NV
352,700$8.9B0.21%Put
118
AM6AMICUS THERAPEUTICS INC
613,800$8.7B0.20%Put
119
INOINOVIO PHARMACEUTICALS INC
734,500$8.5B0.20%Put
120
CWSTCASELLA WASTE SYS INC
150,000$8.4B0.20%Put
121
ANAUTONATION INC
157,500$8.3B0.20%
122
MRKMERCK & CO. INC
100,000$8.3B0.19%Call
123
ETENERGY TRANSFER LP
1,526,900$8.3B0.19%Call
124
AU3EURANGLOGOLD ASHANTI LIMITED
301,000$7.9B0.19%Put
125
LNWOSCIENTIFIC GAMES CORP
225,700$7.9B0.18%Put
126
THCTENET HEALTHCARE CORP
318,700$7.8B0.18%Put
127
COLONY CAP INC NEW
2,854,800$7.8B0.18%Put
128
LABORATORY CORP AMER HLDGS
40,900$7.7B0.18%Call
129
AXTAAXALTA COATING SYS LTD
346,000$7.7B0.18%Call
130
OXYOCCIDENTAL PETE CORP
764,300$7.7B0.18%Put
131
CVM1EURCEL-SCI CORP
592,269$7.6B0.18%Put
132
S9QSPIRIT AEROSYSTEMS HLDGS INC
398,300$7.5B0.18%Call
133
AXNX*AXONICS MODULATION TECHNOLOG
146,800$7.5B0.18%Call
134
FDO.FMACYS INC
1,311,741$7.5B0.17%Put
135
CATCATERPILLAR INC DEL
50,000$7.5B0.17%Call
136
MXLMAXLINEAR INC
315,100$7.3B0.17%Put
137
KSSKOHLS CORP
395,000$7.3B0.17%Put
138
UBERUBER TECHNOLOGIES INC
200,000$7.3B0.17%Put
139
DOWDOW INC
155,000$7.3B0.17%
140
NVTA1EURINVITAE CORP
166,900$7.2B0.17%Put
141
SYKES ENTERPRISES INC
206,800$7.1B0.17%Call
142
IAA-WUSDIAA INC
135,000$7.0B0.16%Call
143
FTVFORTIVE CORP
110,000$7.0B0.16%Call
144
TYLTYLER TECHNOLOGIES INC
20,000$7.0B0.16%Call
145
SGRYSURGERY PARTNERS INC
317,000$6.9B0.16%Call
146
PEPPEPSICO INC
50,000$6.9B0.16%Call
147
XOMEXXON MOBIL CORP
200,000$6.9B0.16%Put
148
USBUS BANCORP DEL
190,000$6.8B0.16%Put
149
QDELUSDQUIDEL CORP
31,000$6.8B0.16%Call
150
ULTAULTA BEAUTY INC
30,000$6.7B0.16%Put
151
DDDUPONT DE NEMOURS INC
120,000$6.7B0.16%Call
152
VIPSVIPSHOP HOLDINGS LIMITED
415,400$6.5B0.15%Put
153
DYT1DYNEX CAP INC
425,145$6.5B0.15%Put
154
ALLYALLY FINL INC
257,300$6.5B0.15%Put
155
UNITUNITI GROUP INC
607,100$6.4B0.15%Call
156
SMHVANECK VECTORS ETF TR
36,000$6.3B0.15%Call
157
MFS1EURWELBILT INC
1,017,500$6.3B0.15%Call
158
FTCHQFARFETCH LTD
248,400$6.3B0.15%Call
159
AMLPALPS ETF TR
311,000$6.2B0.15%Put
160
ARMKARAMARK
235,000$6.2B0.15%Put
161
ERICERICSSON
570,000$6.2B0.15%Call
162
PEOEXELON CORP
170,000$6.1B0.14%Put
163
MESOMESOBLAST LTD
324,600$6.0B0.14%Put
164
ONCBEIGENE LTD
21,000$6.0B0.14%Put
165
CALYCALLAWAY GOLF CO
310,000$5.9B0.14%Call
166
FITBIT INC
850,000$5.9B0.14%Put
167
WOOFOOT LOCKER INC
177,800$5.9B0.14%Call
168
JACKJACK IN THE BOX INC
73,600$5.8B0.14%Put
169
ALNYALNYLAM PHARMACEUTICALS INC
40,000$5.8B0.14%Put
170
DKSDICKS SPORTING GOODS INC
100,000$5.8B0.14%Call
171
CCOCAMECO CORP
571,000$5.8B0.13%Put
172
AMTTD AMERITRADE HLDG CORP
144,400$5.7B0.13%Put
173
SABRSABRE CORP
863,233$5.6B0.13%Put
174
DKNG1USDDRAFTKINGS INC
95,000$5.6B0.13%Call
175
ROFKFORCE INC
173,540$5.6B0.13%Put
176
FTAIEURFORTRESS TRANS INFRST INVS L
324,900$5.6B0.13%Put
177
ARRUSDARMOUR RESIDENTIAL REIT INC
584,300$5.6B0.13%Put
178
ACACIA COMMUNICATIONS INC
81,900$5.5B0.13%Call
179
GLUUGLU MOBILE INC
717,100$5.5B0.13%Call
180
EIXEDISON INTL
108,200$5.5B0.13%Call
181
DBDEUTSCHE BANK A G
653,800$5.5B0.13%Call
182
ABBVABBVIE INC
62,100$5.4B0.13%Call
183
DDOGDATADOG INC
52,500$5.4B0.13%Call
184
MFAUSDMFA FINL INC
1,987,300$5.3B0.12%Put
185
TPBTURNING PT BRANDS INC
189,400$5.3B0.12%Put
186
CSIQCANADIAN SOLAR INC
150,000$5.3B0.12%Put
187
SPWRQSUNPOWER CORP
420,700$5.3B0.12%Put
188
DHRB & G FOODS INC NEW
188,600$5.2B0.12%Put
189
JELDJELD-WEN HLDG INC
228,000$5.2B0.12%Put
190
UNFIUNITED NAT FOODS INC
337,500$5.0B0.12%Put
191
MARMARRIOTT INTL INC NEW
54,200$5.0B0.12%Call
192
DTDYNATRACE INC
120,000$4.9B0.12%Call
193
ALLKGUSDALLAKOS INC
60,000$4.9B0.11%Put
194
CITUSDCIT GROUP INC
275,000$4.9B0.11%Put
195
WENWENDYS CO
217,500$4.8B0.11%Put
196
BTAIEURBIOXCEL THERAPEUTICS INC
109,500$4.7B0.11%Call
197
CYRXCRYOPORT INC
100,000$4.7B0.11%Call
198
ETRNUSDEQUITRANS MIDSTREAM CORP
559,200$4.7B0.11%Put
199
AZPNUSDASPEN TECHNOLOGY INC
37,200$4.7B0.11%Put
200
NUVAGBPNUVASIVE INC
96,500$4.7B0.11%Put
PreviousPage 2 of 7Next