Caption Management, LLC Q3 2023 Filing
Filed November 14, 2023
Portfolio Value
$6.5B
Holdings
704
Report Date
Q3 2023
Filing Type
13F-HR
All Holdings (704 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 501 | MRUSMERUS N V | 46,400 | $1.1B | 16.85% | Put |
| 502 | SCHLSCHOLASTIC CORP | 28,433 | $1.1B | 16.69% | |
| 503 | IONQIONQ INC | 72,900 | $1.1B | 16.69% | Call |
| 504 | BNTXBIONTECH SE | 9,900 | $1.1B | 16.55% | |
| 505 | DDDUPONT DE NEMOURS INC | 14,300 | $1.1B | 16.42% | |
| 506 | PBTPERMIAN BASIN RTY TR | 50,000 | $1.1B | 16.35% | Call |
| 507 | K6BKBR INC | 18,000 | $1.1B | 16.32% | Put |
| 508 | BHVNBIOHAVEN LTD | 40,000 | $1.0B | 16.02% | Call |
| 509 | DHTDHT HOLDINGS INC | 100,000 | $1.0B | 15.86% | Call |
| 510 | AMBPARDAGH METAL PACKAGING S A | 325,000 | $1.0B | 15.65% | Call |
| 511 | ASRTASSERTIO HOLDINGS INC | 395,200 | $1.0B | 15.57% | Call |
| 512 | BCBEURPRIMO WATER CORPORATION | 72,000 | $993.0M | 15.29% | Call |
| 513 | OMGBPOUTSET MED INC | 90,000 | $979.0M | 15.08% | Put |
| 514 | IMAIMAX CORP | 50,000 | $966.0M | 14.88% | Put |
| 515 | AVTRAVANTOR INC | 45,300 | $954.0M | 14.69% | Put |
| 516 | MATMATTEL INC | 43,100 | $949.0M | 14.61% | Put |
| 517 | PXDEURPIONEER NAT RES CO | 4,000 | $918.0M | 14.14% | |
| 518 | JOBYJOBY AVIATION INC | 141,100 | $910.0M | 14.01% | Call |
| 519 | OWLBLUE OWL CAPITAL INC | 70,000 | $907.0M | 13.97% | Call |
| 520 | FRSHFRESHWORKS INC | 45,000 | $896.0M | 13.80% | Put |
| 521 | ENRENERGIZER HLDGS INC NEW | 28,000 | $896.0M | 13.80% | Call |
| 522 | RPDRAPID7 INC | 19,405 | $888.0M | 13.67% | |
| 523 | SYFSYNCHRONY FINANCIAL | 28,700 | $877.0M | 13.51% | Put |
| 524 | BURBURFORD CAP LTD | 61,500 | $861.0M | 13.26% | Put |
| 525 | TSPHTUSIMPLE HLDGS INC | 545,413 | $850.0M | 13.09% | Call |
| 526 | AVDLAVADEL PHARMACEUTICALS PLC | 81,100 | $835.0M | 12.86% | |
| 527 | I9DNARBUTUS BIOPHARMA CORP | 402,671 | $817.0M | 12.58% | Put |
| 528 | BPBP PLC | 21,100 | $816.0M | 12.57% | |
| 529 | LUMNLUMEN TECHNOLOGIES INC | 575,000 | $816.0M | 12.57% | Put |
| 530 | DCHAMERICAN AXLE & MFG HLDGS IN | 111,593 | $810.0M | 12.47% | Call |
| 531 | SPOKSPOK HLDGS INC | 56,766 | $809.0M | 12.46% | Put |
| 532 | UPWKUPWORK INC | 70,772 | $803.0M | 12.37% | |
| 533 | QUREUNIQURE NV | 119,300 | $799.0M | 12.30% | Put |
| 534 | PCRXPACIRA BIOSCIENCES INC | 26,000 | $797.0M | 12.27% | |
| 535 | GIB/ACGI INC | 8,000 | $787.0M | 12.12% | |
| 536 | CTVHELIX ENERGY SOLUTIONS GRP I | 70,000 | $781.0M | 12.03% | |
| 537 | WULFTERAWULF INC | 618,500 | $779.0M | 12.00% | Call |
| 538 | SNOWSNOWFLAKE INC | 5,000 | $763.0M | 11.75% | |
| 539 | VREXVAREX IMAGING CORP | 40,000 | $751.0M | 11.56% | Put |
| 540 | CHEFCHEFS WHSE INC | 35,250 | $746.0M | 11.49% | |
| 541 | SONOSONOS INC | 56,856 | $733.0M | 11.29% | Put |
| 542 | IMGIAMGOLD CORP | 339,600 | $730.0M | 11.24% | |
| 543 | BGCBGC GROUP INC | 137,814 | $727.0M | 11.20% | Put |
| 544 | PHMPULTE GROUP INC | 9,800 | $725.0M | 11.16% | |
| 545 | —EQRX INC | 326,900 | $725.0M | 11.16% | Call |
| 546 | YETIYETI HLDGS INC | 15,000 | $722.0M | 11.12% | Put |
| 547 | WWWWOLVERINE WORLD WIDE INC | 89,686 | $722.0M | 11.12% | |
| 548 | BXMTBLACKSTONE MTG TR INC | 33,200 | $721.0M | 11.10% | Put |
| 549 | SIISPROTT INC | 23,647 | $720.0M | 11.09% | |
| 550 | ELANELANCO ANIMAL HEALTH INC | 64,000 | $718.0M | 11.06% | Put |
| 551 | GLPIGAMING & LEISURE PPTYS INC | 15,600 | $710.0M | 10.93% | |
| 552 | AXSMAXSOME THERAPEUTICS INC | 10,100 | $705.0M | 10.86% | Call |
| 553 | GSMFERROGLOBE PLC | 135,368 | $703.0M | 10.83% | |
| 554 | PFGCPERFORMANCE FOOD GROUP CO | 11,900 | $700.0M | 10.78% | Call |
| 555 | PRPERMIAN RESOURCES CORP | 50,000 | $698.0M | 10.75% | Call |
| 556 | PSECPROSPECT CAP CORP | 115,000 | $695.0M | 10.70% | Call |
| 557 | PLRXPLIANT THERAPEUTICS INC | 40,000 | $693.0M | 10.67% | Call |
| 558 | AERAERCAP HOLDINGS NV | 11,000 | $689.0M | 10.61% | Call |
| 559 | MNTKMONTAUK RENEWABLES INC | 75,000 | $683.0M | 10.52% | Call |
| 560 | TSLXSIXTH STREET SPECIALTY LENDI | 33,243 | $679.0M | 10.46% | Put |
| 561 | URAGLOBAL X FDS | 25,000 | $676.0M | 10.41% | Call |
| 562 | CUTREURCUTERA INC | 109,446 | $658.0M | 10.13% | Put |
| 563 | GTLBGITLAB INC | 14,439 | $652.0M | 10.04% | Put |
| 564 | CLVTRIP COM GROUP LTD | 18,000 | $629.0M | 9.69% | |
| 565 | DRVNDRIVEN BRANDS HLDGS INC | 50,000 | $629.0M | 9.69% | Call |
| 566 | PENNPENN ENTERTAINMENT INC | 27,400 | $628.0M | 9.67% | Call |
| 567 | FYBRFRONTIER COMMUNICATIONS PARE | 40,000 | $626.0M | 9.64% | Put |
| 568 | MAXNMAXEON SOLAR TECHNOLOGIES LT | 52,500 | $608.0M | 9.36% | Call |
| 569 | VZIOEURVIZIO HLDG CORP | 110,000 | $595.0M | 9.16% | Call |
| 570 | —HUT 8 MNG CORP | 304,200 | $593.0M | 9.13% | Call |
| 571 | ACHOWENS & MINOR INC NEW | 36,300 | $586.0M | 9.02% | |
| 572 | DOWDOW INC | 11,327 | $584.0M | 8.99% | |
| 573 | GMS1EURGMS INC | 9,100 | $582.0M | 8.96% | |
| 574 | FROGJFROG LTD | 22,500 | $570.0M | 8.78% | Call |
| 575 | NVCRNOVOCURE LTD | 35,000 | $565.0M | 8.70% | Call |
| 576 | ABEVAMBEV SA | 218,831 | $564.0M | 8.69% | |
| 577 | FTITECHNIPFMC PLC | 27,100 | $551.0M | 8.48% | |
| 578 | BXPBOSTON PROPERTIES INC | 9,000 | $535.0M | 8.24% | Call |
| 579 | UPSTUPSTART HLDGS INC | 18,500 | $527.0M | 8.12% | Put |
| 580 | CVRXCVRX INC | 34,300 | $520.0M | 8.01% | Call |
| 581 | VTNRUSDVERTEX ENERGY INC | 116,139 | $516.0M | 7.95% | |
| 582 | AGFIRST MAJESTIC SILVER CORP | 100,000 | $513.0M | 7.90% | Call |
| 583 | ACCDEURACCOLADE INC | 48,000 | $507.0M | 7.81% | Put |
| 584 | IVRINVESCO MORTGAGE CAPITAL INC | 50,000 | $500.0M | 7.70% | Call |
| 585 | MRVIMARAVAI LIFESCIENCES HLDGS I | 50,000 | $500.0M | 7.70% | Call |
| 586 | ABOSACUMEN PHARMACEUTICALS INC | 120,000 | $498.0M | 7.67% | Put |
| 587 | BEBLOOM ENERGY CORP | 37,400 | $495.0M | 7.62% | Put |
| 588 | CYRXCRYOPORT INC | 36,000 | $493.0M | 7.59% | Put |
| 589 | BFHBREAD FINANCIAL HOLDINGS INC | 14,100 | $482.0M | 7.42% | Put |
| 590 | QRVOQORVO INC | 5,000 | $477.0M | 7.35% | |
| 591 | NXENEXGEN ENERGY LTD | 78,400 | $468.0M | 7.21% | Call |
| 592 | FUNCEDAR FAIR L P | 12,600 | $466.0M | 7.18% | |
| 593 | AIVAPARTMENT INVT & MGMT CO | 67,500 | $459.0M | 7.07% | Call |
| 594 | CLNECLEAN ENERGY FUELS CORP | 118,300 | $453.0M | 6.98% | |
| 595 | RCM1USDR1 RCM INC | 30,000 | $452.0M | 6.96% | Call |
| 596 | ARQTARCUTIS BIOTHERAPEUTICS INC | 85,000 | $451.0M | 6.95% | Put |
| 597 | CHGGCHEGG INC | 50,000 | $446.0M | 6.87% | Call |
| 598 | ARANTERO RESOURCES CORP | 17,500 | $443.0M | 6.82% | Call |
| 599 | BCRXBIOCRYST PHARMACEUTICALS INC | 62,500 | $442.0M | 6.81% | Call |
| 600 | UHSUNIVERSAL HLTH SVCS INC | 3,500 | $440.0M | 6.78% |