Caption Management, LLC Q4 2020 Filing
Filed February 16, 2021
Portfolio Value
$4.4T
Holdings
581
Report Date
Q4 2020
Filing Type
13F-HR
All Holdings (581 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | CCLCARNIVAL CORP | 542,500 | $11.8B | 0.27% | Put |
| 102 | DBAINVESCO DB MULTI-SECTOR COMM | 720,340 | $11.6B | 0.27% | Call |
| 103 | IOVAIOVANCE BIOTHERAPEUTICS INC | 249,000 | $11.6B | 0.26% | Call |
| 104 | AUPHAURINIA PHARMACEUTICALS INC | 833,400 | $11.5B | 0.26% | Put |
| 105 | IBBISHARES TR | 75,000 | $11.4B | 0.26% | Put |
| 106 | GENNORTONLIFELOCK INC | 546,400 | $11.4B | 0.26% | Put |
| 107 | ERICERICSSON | 944,375 | $11.3B | 0.26% | Put |
| 108 | FDO.FMACYS INC | 991,493 | $11.2B | 0.25% | Put |
| 109 | MACMACERICH CO | 1,040,200 | $11.1B | 0.25% | Put |
| 110 | OMFONEMAIN HLDGS INC | 229,226 | $11.0B | 0.25% | Put |
| 111 | EDCONSOLIDATED EDISON INC | 150,000 | $10.8B | 0.25% | Call |
| 112 | SMGSCOTTS MIRACLE GRO CO | 54,300 | $10.8B | 0.25% | Put |
| 113 | WWEUSDWORLD WRESTLING ENTMT INC | 225,000 | $10.8B | 0.25% | Put |
| 114 | CACCCREDIT ACCEP CORP MICH | 31,000 | $10.7B | 0.24% | Call |
| 115 | ALLYALLY FINL INC | 297,600 | $10.6B | 0.24% | Put |
| 116 | TQJSIGNATURE BK NEW YORK N Y | 77,038 | $10.4B | 0.24% | |
| 117 | SPWRQSUNPOWER CORP | 406,400 | $10.4B | 0.24% | Put |
| 118 | LILI AUTO INC | 359,400 | $10.4B | 0.24% | Put |
| 119 | DBDEUTSCHE BANK A G | 936,900 | $10.2B | 0.23% | Call |
| 120 | REGNREGENERON PHARMACEUTICALS | 20,800 | $10.0B | 0.23% | Put |
| 121 | AXNX*AXONICS MODULATION TECHNOLOG | 201,000 | $10.0B | 0.23% | Put |
| 122 | TPBTURNING PT BRANDS INC | 224,000 | $10.0B | 0.23% | Put |
| 123 | DC4DEXCOM INC | 26,500 | $9.8B | 0.22% | Put |
| 124 | ALLKGUSDALLAKOS INC | 68,300 | $9.6B | 0.22% | Put |
| 125 | ADBEADOBE SYSTEMS INCORPORATED | 19,100 | $9.6B | 0.22% | Call |
| 126 | SFIXSTITCH FIX INC | 162,600 | $9.5B | 0.22% | Put |
| 127 | GMEGAMESTOP CORP NEW | 501,000 | $9.4B | 0.22% | Put |
| 128 | ACADACADIA PHARMACEUTICALS INC | 175,800 | $9.4B | 0.21% | Put |
| 129 | GBTUSDGLOBAL BLOOD THERAPEUTICS IN | 216,412 | $9.4B | 0.21% | Put |
| 130 | HWMHOWMET AEROSPACE INC | 325,000 | $9.3B | 0.21% | Call |
| 131 | AMATAPPLIED MATLS INC | 107,000 | $9.2B | 0.21% | Put |
| 132 | NBIXNEUROCRINE BIOSCIENCES INC | 96,000 | $9.2B | 0.21% | Put |
| 133 | BNSBANK NOVA SCOTIA B C | 170,000 | $9.2B | 0.21% | Put |
| 134 | AMBAAMBARELLA INC | 100,000 | $9.2B | 0.21% | Put |
| 135 | CATCATERPILLAR INC | 50,000 | $9.1B | 0.21% | Call |
| 136 | QVCAUSDQURATE RETAIL INC | 829,400 | $9.1B | 0.21% | Put |
| 137 | CXWCORECIVIC INC | 1,380,406 | $9.0B | 0.21% | Put |
| 138 | PDDPINDUODUO INC | 50,375 | $9.0B | 0.20% | Put |
| 139 | CNCCENTENE CORP DEL | 148,900 | $8.9B | 0.20% | Call |
| 140 | —QIAGEN NV | 168,548 | $8.9B | 0.20% | Call |
| 141 | QDELUSDQUIDEL CORP | 48,577 | $8.7B | 0.20% | Call |
| 142 | DDDUPONT DE NEMOURS INC | 122,200 | $8.7B | 0.20% | Call |
| 143 | ONON SEMICONDUCTOR CORP | 260,000 | $8.5B | 0.19% | Put |
| 144 | MARMARRIOTT INTL INC NEW | 63,600 | $8.4B | 0.19% | Put |
| 145 | UBERUBER TECHNOLOGIES INC | 154,100 | $7.9B | 0.18% | Put |
| 146 | FIVNFIVE9 INC | 45,000 | $7.8B | 0.18% | Call |
| 147 | GRWGGROWGENERATION CORP | 194,000 | $7.8B | 0.18% | Call |
| 148 | CYRXCRYOPORT INC | 176,400 | $7.7B | 0.18% | Put |
| 149 | AMLPALPS ETF TR | 300,000 | $7.7B | 0.18% | Put |
| 150 | ZEN1EURZENDESK INC | 53,075 | $7.6B | 0.17% | Call |
| 151 | CROXCROCS INC | 120,408 | $7.5B | 0.17% | |
| 152 | IAA-WUSDIAA INC | 114,000 | $7.4B | 0.17% | Call |
| 153 | PLTRPALANTIR TECHNOLOGIES INC | 313,400 | $7.4B | 0.17% | Put |
| 154 | ARGXARGENX SE | 25,000 | $7.4B | 0.17% | Put |
| 155 | CSTMCONSTELLIUM SE | 525,000 | $7.3B | 0.17% | Call |
| 156 | IPHIINPHI CORP | 45,300 | $7.3B | 0.17% | Call |
| 157 | WOOFOOT LOCKER INC | 177,800 | $7.2B | 0.16% | Call |
| 158 | AXTAAXALTA COATING SYS LTD | 251,200 | $7.2B | 0.16% | Call |
| 159 | UNITUNITI GROUP INC | 611,300 | $7.2B | 0.16% | Call |
| 160 | NKENIKE INC | 50,500 | $7.1B | 0.16% | Put |
| 161 | GPROGOPRO INC | 862,800 | $7.1B | 0.16% | Put |
| 162 | —ZYMEWORKS INC | 150,000 | $7.1B | 0.16% | Put |
| 163 | RWTREDWOOD TR INC | 805,000 | $7.1B | 0.16% | Put |
| 164 | LNWOSCIENTIFIC GAMES CORP | 169,400 | $7.0B | 0.16% | Call |
| 165 | UAAUNDER ARMOUR INC | 400,000 | $6.9B | 0.16% | Put |
| 166 | MRVLMARVELL TECHNOLOGY GROUP LTD | 144,000 | $6.8B | 0.16% | Put |
| 167 | —FITBIT INC | 975,000 | $6.6B | 0.15% | Put |
| 168 | FRPTFRESHPET INC | 44,800 | $6.4B | 0.15% | Put |
| 169 | KRKROGER CO | 200,000 | $6.4B | 0.14% | Put |
| 170 | DNLIDENALI THERAPEUTICS INC | 75,000 | $6.3B | 0.14% | Put |
| 171 | VCRAUSDVOCERA COMMUNICATIONS INC | 150,000 | $6.2B | 0.14% | Put |
| 172 | G3VGREEN PLAINS INC | 458,000 | $6.0B | 0.14% | Call |
| 173 | MFAUSDMFA FINL INC | 1,544,500 | $6.0B | 0.14% | Put |
| 174 | MSFTMICROSOFT CORP | 27,010 | $6.0B | 0.14% | Call |
| 175 | UAUNDER ARMOUR INC | 400,000 | $6.0B | 0.14% | Call |
| 176 | —TALEND S A | 155,000 | $5.9B | 0.14% | Call |
| 177 | OSGAMBAC FINL GROUP INC | 386,496 | $5.9B | 0.14% | Put |
| 178 | —USA TECHNOLOGIES INC | 565,500 | $5.9B | 0.14% | Call |
| 179 | UPBDRENT A CTR INC NEW | 150,000 | $5.7B | 0.13% | Call |
| 180 | LPXLOUISIANA PAC CORP | 154,528 | $5.7B | 0.13% | |
| 181 | ARVNARVINAS INC | 67,600 | $5.7B | 0.13% | Put |
| 182 | VSTVISTRA CORP | 289,331 | $5.7B | 0.13% | Put |
| 183 | —TEAM INC | 516,271 | $5.6B | 0.13% | Call |
| 184 | MTZMASTEC INC | 81,402 | $5.5B | 0.13% | |
| 185 | TSMTAIWAN SEMICONDUCTOR MFG LTD | 50,600 | $5.5B | 0.13% | |
| 186 | LYVLIVE NATION ENTERTAINMENT IN | 75,000 | $5.5B | 0.13% | Call |
| 187 | HOGHARLEY DAVIDSON INC | 150,000 | $5.5B | 0.13% | Put |
| 188 | —HEXO CORP | 1,490,600 | $5.5B | 0.13% | Call |
| 189 | BTAIEURBIOXCEL THERAPEUTICS INC | 118,657 | $5.5B | 0.12% | Call |
| 190 | JELDJELD-WEN HLDG INC | 215,000 | $5.5B | 0.12% | Put |
| 191 | NTLAINTELLIA THERAPEUTICS INC | 100,000 | $5.4B | 0.12% | Put |
| 192 | IVREURINVESCO MORTGAGE CAPITAL INC | 1,591,639 | $5.4B | 0.12% | Put |
| 193 | DYT1DYNEX CAP INC | 300,000 | $5.3B | 0.12% | Put |
| 194 | ALRMALARM COM HLDGS INC | 50,000 | $5.2B | 0.12% | Call |
| 195 | SOYSUNOPTA INC | 435,100 | $5.1B | 0.12% | Call |
| 196 | CXCEMEX SAB DE CV | 967,805 | $5.0B | 0.11% | Call |
| 197 | —MEDALLIA INC | 150,000 | $5.0B | 0.11% | Call |
| 198 | MLCOMELCO RESORTS AND ENTMNT LTD | 267,600 | $5.0B | 0.11% | Put |
| 199 | SMHVANECK VECTORS ETF TR | 22,600 | $4.9B | 0.11% | Call |
| 200 | DALDELTA AIR LINES INC DEL | 122,500 | $4.9B | 0.11% | Call |