Caption Management, LLC Q4 2020 Filing

Filed February 16, 2021

Portfolio Value

$4.4T

Holdings

581

Report Date

Q4 2020

Filing Type

13F-HR

All Holdings (581 positions)

#StockSharesValue% PortfolioType
501
FLIRFLIR SYS INC
11,000$484.0M0.01%
502
TEVATEVA PHARMACEUTICAL INDS LTD
50,000$482.0M0.01%Call
503
BCBEURPRIMO WATER CORPORATION
30,594$481.0M0.01%
504
HN9HANESBRANDS INC
30,750$447.0M0.01%
505
SPHSUBURBAN PROPANE PARTNERS L
29,700$441.0M0.01%
506
MODNEURMODEL N INC
12,128$433.0M0.01%
507
SAJACOMPANHIA DE SANEAMENTO BASI
50,037$430.0M0.01%
508
ELFE L F BEAUTY INC
17,000$428.0M0.01%
509
IM8NINSMED INC
12,800$427.0M0.01%
510
SCHLSCHOLASTIC CORP
16,974$424.0M0.01%
511
HLHECLA MNG CO
63,200$410.0M0.01%Call
512
GQ9SPDR GOLD TR
2,280$407.0M0.01%
513
KBHKB HOME
12,000$402.0M0.01%
514
SLG2EURSL GREEN RLTY CORP
6,500$399.0M0.01%
515
WVEWAVE LIFE SCIENCES LTD
50,000$393.0M0.01%Call
516
CYHCOMMUNITY HEALTH SYS INC NEW
51,200$379.0M0.01%Put
517
RRCRANGE RES CORP
54,861$368.0M0.01%
518
NNDMNANO DIMENSION LTD
40,000$364.0M0.01%Call
519
RADIUS HEALTH INC
20,000$356.0M0.01%Put
520
BCSBARCLAYS PLC
43,950$351.0M0.01%Call
521
TROXTRONOX HOLDINGS PLC
23,600$346.0M0.01%
522
CVLTCOMMVAULT SYSTEMS INC
6,200$343.0M0.01%Put
523
SIL1EURSILVERCREST METALS INC
28,000$313.0M0.01%
524
FEFIRSTENERGY CORP
10,000$306.0M0.01%
525
SXCSUNCOKE ENERGY INC
69,600$302.0M0.01%Call
526
WYWEYERHAEUSER CO MTN BE
9,000$301.0M0.01%
527
BKRBAKER HUGHES COMPANY
14,000$292.0M0.01%
528
VKTXVIKING THERAPEUTICS INC
50,000$281.0M0.01%Call
529
BTOB2GOLD CORP
49,600$278.0M0.01%Call
530
TRITERRAS INC
25,000$275.0M0.01%Call
531
AMRNAMARIN CORP PLC
54,700$268.0M0.01%
532
TEN1TENNECO INC
25,000$265.0M0.01%Call
533
DDSDILLARDS INC
4,200$265.0M0.01%
534
GEGGEO GROUP INC NEW
27,000$238.0M0.01%Put
535
GLUUGLU MOBILE INC
25,000$225.0M0.01%Call
536
SWN1EURSOUTHWESTERN ENERGY CO
75,000$224.0M0.01%
537
GGALGRUPO FINANCIERO GALICIA S.A
25,714$224.0M0.01%Put
538
SNASNAP ON INC
1,200$205.0M0.00%
539
TRIBUNE PUBG CO NEW
14,869$203.0M0.00%
540
MPLNUSDMULTIPLAN CORPORATION
25,331$202.0M0.00%
541
P5YBRF SA
47,200$197.0M0.00%
542
ADTADT INC DEL
24,000$189.0M0.00%
543
IVZINVESCO LTD
10,496$183.0M0.00%
544
CRKCOMSTOCK RES INC
41,691$183.0M0.00%Put
545
OKEONEOK INC NEW
4,500$172.0M0.00%
546
MESOMESOBLAST LTD
19,600$167.0M0.00%Put
547
EAFEURGRAFTECH INTL LTD
15,360$164.0M0.00%
548
RYTMRHYTHM PHARMACEUTICALS INC
5,400$162.0M0.00%Put
549
SANBANCO SANTANDER S.A.
44,955$138.0M0.00%Put
550
BNFTEURBENEFITFOCUS INC
9,300$135.0M0.00%Put
551
VISNCOMMSCOPE HLDG CO INC
10,000$134.0M0.00%
552
AXONEURSIO GENE THERAPIES INC
45,000$125.0M0.00%
553
BBSIBARRETT BUSINESS SVCS INC
1,800$123.0M0.00%
554
ARDXARDELYX INC
19,000$123.0M0.00%
555
DVADAVITA INC
1,000$117.0M0.00%Call
556
LRNSTRIDE INC
5,316$112.0M0.00%
557
RDIREADING INTL INC
21,600$108.0M0.00%Call
558
WPRTWESTPORT FUEL SYSTEMS INC
20,000$107.0M0.00%
559
BWBABCOCK & WILCOX ENTERPRISES
30,000$106.0M0.00%Call
560
SIENUSDSIENTRA INC
26,400$104.0M0.00%
561
CLVSEURCLOVIS ONCOLOGY INC
21,600$103.0M0.00%
562
GLYCEURGLYCOMIMETICS INC
27,508$103.0M0.00%
563
DBDEURDIEBOLD NXDF INC
9,700$103.0M0.00%Call
564
GAN LTD
5,000$101.0M0.00%Call
565
REKRREKOR SYSTEMS INC
12,500$100.0M0.00%Call
566
WRAPWRAP TECHNOLOGIES INC
20,241$98.0M0.00%
567
NCMIEURNATIONAL CINEMEDIA INC
24,600$91.0M0.00%Call
568
YRC WORLDWIDE INC
17,200$77.0M0.00%Call
569
EIXEDISON INTL
1,000$63.0M0.00%Call
570
BMYBRISTOL-MYERS SQUIBB CO
900$56.0M0.00%
571
ASMBASSEMBLY BIOSCIENCES INC
8,000$47.0M0.00%
572
ITUBITAU UNIBANCO HLDG S A
7,400$44.0M0.00%
573
MALLINCKRODT PUB LTD CO
223,129$44.0M0.00%Call
574
KADMON HLDGS INC
8,000$32.0M0.00%
575
BURLBURLINGTON STORES INC
100$26.0M0.00%
576
UNGUSDUNITED STS NAT GAS FD LP
600$6.0M0.00%
577
JAZZJAZZ PHARMACEUTICALS PLC
32$5.0M0.00%
578
GPOR1EURGULFPORT ENERGY CORP
35,600$1.0M0.00%
579
PDCOEURPATTERSON COS INC
11$00.00%
580
BCCBOISE CASCADE CO DEL
10$00.00%
581
RIGLUSDRIGEL PHARMACEUTICALS INC
200$00.00%
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