Caption Management, LLC Q4 2021 Filing

Filed February 11, 2022

Portfolio Value

$8.9B

Holdings

859

Report Date

Q4 2021

Filing Type

13F-HR

All Holdings (859 positions)

#StockSharesValue% PortfolioType
701
ORGOORGANOGENESIS HLDGS INC
75,000$692.0M7.76%Put
702
RADIGUSDRADIUS GLOBAL INFRASTRCTRE I
42,089$678.0M7.60%
703
WOOFPETCO HEALTH & WELLNESS CO I
34,168$676.0M7.58%Put
704
EAFEURGRAFTECH INTL LTD
56,000$663.0M7.43%
705
FIGSFIGS INC
23,800$656.0M7.35%Call
706
KRGKITE RLTY GROUP TR
30,000$653.0M7.32%Call
707
ONTFON24 INC
37,500$652.0M7.31%Call
708
MPLNUSDMULTIPLAN CORPORATION
147,200$652.0M7.31%Call
709
VFFVILLAGE FARMS INTL INC
100,000$641.0M7.19%Call
710
ADTNEURADTRAN INC
28,000$639.0M7.16%Put
711
STKSTHE ONE GROUP HOSPITALITY IN
50,000$630.0M7.06%Call
712
SPAQUSDFISKER INC
40,000$629.0M7.05%Call
713
LITGLOBAL X FDS
7,400$624.0M7.00%Put
714
STNGSCORPIO TANKERS INC
48,538$621.0M6.96%Call
715
CLNECLEAN ENERGY FUELS CORP
100,000$613.0M6.87%Call
716
EVELO BIOSCIENCES INC
100,000$607.0M6.80%Call
717
VMWEURVMWARE INC
5,100$591.0M6.63%
718
TLVGRUPO TELEVISA S A B
61,600$577.0M6.47%Call
719
DXLGDESTINATION XL GROUP INC
100,800$572.0M6.41%Call
720
VVVVALVOLINE INC
15,300$571.0M6.40%
721
XAIRBEYOND AIR INC
60,000$566.0M6.35%Call
722
ETWOGBPE2OPEN PARENT HOLDINGS INC
50,000$564.0M6.32%Call
723
PRVBUSDPROVENTION BIO INC
100,000$561.0M6.29%Call
724
LORDSTOWN MOTORS CORP
160,500$555.0M6.22%Put
725
ETF MANAGERS TR
49,700$551.0M6.18%Call
726
WFRDWEATHERFORD INTL PLC
19,800$550.0M6.17%Call
727
FIXXEURHOMOLOGY MEDICINES INC
150,100$546.0M6.12%Call
728
LMTLOCKHEED MARTIN CORP
1,500$533.0M5.98%
729
LUXEMYT NETHERLANDS PARENT B V
25,000$530.0M5.94%Call
730
SUMO2EURSUMO LOGIC INC
37,500$510.0M5.72%Call
731
BCOVUSDBRIGHTCOVE INC
49,000$501.0M5.62%
732
MYPSPLAYSTUDIOS INC
125,840$497.0M5.57%Put
733
HYZON MOTORS INC
76,500$496.0M5.56%Put
734
CASTLIGHT HEALTH INC
320,000$492.0M5.52%Call
735
ATOSEURATOSSA THERAPEUTICS INC
300,126$480.0M5.38%Call
736
AVXLANAVEX LIFE SCIENCES CORP
27,400$475.0M5.32%Call
737
QSIQUANTUM SI INC
59,800$470.0M5.27%Call
738
OREUROSISKO GOLD ROYALTIES LTD
38,264$470.0M5.27%
739
ABRARBOR REALTY TRUST INC
25,105$459.0M5.15%
740
LILIUM N V
66,000$458.0M5.13%Call
741
PETSPETMED EXPRESS INC
18,000$455.0M5.10%Put
742
LSAKNET 1 UEPS TECHNOLOGIES INC
85,000$453.0M5.08%Call
743
CERSCERUS CORP
66,000$448.0M5.02%Put
744
MITKMITEK SYS INC
25,000$444.0M4.98%Call
745
AIVAPARTMENT INVT & MGMT CO
57,300$443.0M4.97%Call
746
MTBLYRENREN INC
30,000$440.0M4.93%Call
747
MOMOHELLO GROUP INC
45,000$404.0M4.53%Call
748
BLNDBLEND LABS INC
53,900$395.0M4.43%Call
749
OSCROSCAR HEALTH INC
50,000$393.0M4.41%
750
SSLSASOL LTD
23,800$390.0M4.37%Put
751
ARQTARCUTIS BIOTHERAPEUTICS INC
18,500$384.0M4.30%Call
752
P5YBRF SA
93,214$381.0M4.27%
753
ARCTARCTURUS THERAPEUTICS HLDGS
10,000$370.0M4.15%Call
754
ICPTUSDINTERCEPT PHARMACEUTICALS IN
22,600$368.0M4.13%Call
755
KOSKOSMOS ENERGY LTD
106,250$368.0M4.13%Put
756
HFWAHERITAGE FINL CORP WASH
15,000$366.0M4.10%
757
BLIUSDBERKELEY LTS INC
20,000$365.0M4.09%Put
758
TROXTRONOX HOLDINGS PLC
15,000$360.0M4.04%Call
759
QVCAUSDQURATE RETAIL INC
47,356$360.0M4.04%
760
ORMPORAMED PHARMACEUTICALS INC
25,000$357.0M4.00%Call
761
SAJACOMPANHIA DE SANEAMENTO BASI
48,000$353.0M3.96%
762
TRTXTPG RE FIN TR INC
27,300$336.0M3.77%Call
763
U6ZURANIUM ENERGY CORP
100,000$335.0M3.76%
764
LGFEURLIONS GATE ENTMNT CORP
20,000$334.0M3.74%Call
765
DNAGINKGO BIOWORKS HOLDINGS INC
40,200$334.0M3.74%
766
NCNO*NCINO INC
6,000$329.0M3.69%
767
VGREURVECTOR GROUP LTD
28,448$327.0M3.67%
768
TUPTUPPERWARE BRANDS CORP
21,090$322.0M3.61%
769
PCTPURECYCLE TECHNOLOGIES INC
31,600$303.0M3.40%Call
770
LBTYBLIBERTY GLOBAL PLC
10,700$297.0M3.33%
771
PLPLANET LABS PBC
47,500$292.0M3.27%
772
INVAINNOVIVA INC
16,700$288.0M3.23%Call
773
XERSXERIS BIOPHARMA HOLDINGS INC
95,200$280.0M3.14%Put
774
GRAFUSDVELODYNE LIDAR INC
60,000$278.0M3.12%Call
775
ARCH1USDARCH RESOURCES INC
3,000$274.0M3.07%Put
776
DJTWWDIGITAL WORLD ACQUISITION CO
20,000$264.0M2.96%
777
NXENEXGEN ENERGY LTD
60,000$262.0M2.94%
778
FT2FIRST HORIZON CORPORATION
15,900$261.0M2.93%
779
HLLYHOLLEY INC
20,000$260.0M2.91%Call
780
GRPNGROUPON INC
11,200$260.0M2.91%
781
ROIVROIVANT SCIENCES LTD
126,856$260.0M2.91%
782
2U INC
12,792$257.0M2.88%
783
GENIUS BRANDS INTL INC
240,000$252.0M2.83%
784
YOUCLEAR SECURE INC
8,000$251.0M2.81%
785
ATI PHYSICAL THERAPY INC
72,000$243.0M2.72%Put
786
CLBTCELLEBRITE DI LTD
30,428$243.0M2.72%
787
HOODROBINHOOD MKTS INC
13,500$240.0M2.69%Put
788
CFGCITIZENS FINL GROUP INC
5,000$237.0M2.66%
789
LXLEXINFINTECH HLDGS LTD
60,000$230.0M2.58%Call
790
HDSNHUDSON TECHNOLOGIES INC
50,000$223.0M2.50%Call
791
ETENERGY TRANSFER L P
26,900$221.0M2.48%Call
792
MOMENTIVE GLOBAL INC
10,152$215.0M2.41%
793
TFFPEURTFF PHARMACEUTICALS INC
24,138$215.0M2.41%Call
794
CDKCDK GLOBAL INC
5,000$209.0M2.34%
795
STIMNEURONETICS INC
46,297$206.0M2.31%Call
796
LPLLG DISPLAY CO LTD
20,000$202.0M2.26%
797
DHCDIVERSIFIED HEALTHCARE TR
65,000$201.0M2.25%
798
CABACABALETTA BIO INC
52,750$200.0M2.24%
799
AZULQAZUL S A
15,000$198.0M2.22%
800
CWENCLEARWAY ENERGY INC
5,500$198.0M2.22%
PreviousPage 8 of 9Next