Cetera Investment Advisers Q2 2017 Filing
Filed August 14, 2017
Portfolio Value
$1.6T
Holdings
815
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (815 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 401 | NYCBEURNEW YORK CMNTY BANCORP INC | 16,096 | $213.0M | 0.01% | |
| 402 | ANGLVANECK VECTORS ETF TR | 7,236 | $213.0M | 0.01% | |
| 403 | INDAISHARES TR | 6,647 | $213.0M | 0.01% | |
| 404 | VGSHVANGUARD SCOTTSDALE FDS | 3,516 | $212.0M | 0.01% | |
| 405 | SILGLOBAL X FDS | 6,138 | $211.0M | 0.01% | |
| 406 | —COLONY NORTHSTAR INC | 14,916 | $211.0M | 0.01% | |
| 407 | XEFRXEATON VANCE SR FLTNG RTE TR | 14,194 | $211.0M | 0.01% | |
| 408 | —ABSOLUTE SHS TR | 8,593 | $211.0M | 0.01% | |
| 409 | RSGREPUBLIC SVCS INC | 3,300 | $211.0M | 0.01% | |
| 410 | —TRIVAGO N V | 8,875 | $210.0M | 0.01% | |
| 411 | FFAFIRST TR ENHANCED EQTY INC F | 14,355 | $210.0M | 0.01% | |
| 412 | —PIMCO DYNMIC CREDIT AND MRT | 9,310 | $210.0M | 0.01% | |
| 413 | JCIJOHNSON CTLS INTL PLC | 4,875 | $209.0M | 0.01% | |
| 414 | —HCP INC | 6,538 | $208.0M | 0.01% | |
| 415 | MASMASCO CORP | 5,411 | $207.0M | 0.01% | |
| 416 | EIRLISHARES TR | 4,701 | $207.0M | 0.01% | |
| 417 | BUDANHEUSER BUSCH INBEV SA/NV | 1,881 | $207.0M | 0.01% | |
| 418 | BNSBANK N S HALIFAX | 3,422 | $207.0M | 0.01% | |
| 419 | WFC 7.5 PERP LWELLS FARGO CO NEW | 156 | $206.0M | 0.01% | |
| 420 | —POWERSHARES ETF TRUST II | 8,938 | $206.0M | 0.01% | |
| 421 | PXDEURPIONEER NAT RES CO | 1,290 | $206.0M | 0.01% | |
| 422 | PTMCPACER FDS TR | 7,220 | $206.0M | 0.01% | |
| 423 | SANBANCO SANTANDER SA | 30,710 | $206.0M | 0.01% | |
| 424 | NTRSNORTHERN TR CORP | 2,120 | $205.0M | 0.01% | |
| 425 | —SENIOR HSG PPTYS TR | 9,977 | $205.0M | 0.01% | |
| 426 | FEPFIRST TR EXCH TRD ALPHA FD I | 5,892 | $205.0M | 0.01% | |
| 427 | EBFENNIS INC | 10,750 | $205.0M | 0.01% | |
| 428 | —TC PIPELINES LP | 3,705 | $204.0M | 0.01% | |
| 429 | PGFPOWERSHARES ETF TRUST | 10,711 | $204.0M | 0.01% | |
| 430 | PCARPACCAR INC | 3,079 | $204.0M | 0.01% | |
| 431 | VDEVANGUARD WORLD FDS | 2,309 | $203.0M | 0.01% | |
| 432 | —POWERSHS DB US DOLLAR INDEX | 8,200 | $203.0M | 0.01% | |
| 433 | XLGIXLAZARD GLB TTL RET&INCM FD I | 12,455 | $202.0M | 0.01% | |
| 434 | PWVPOWERSHARES ETF TRUST | 5,600 | $202.0M | 0.01% | |
| 435 | PXGBXPRAXAIR INC | 1,521 | $201.0M | 0.01% | |
| 436 | —NUVEEN ENHANCED MUN VALUE FD | 14,000 | $200.0M | 0.01% | |
| 437 | —CAMBIUM LEARNING GRP INC | 38,408 | $194.0M | 0.01% | |
| 438 | XETYXEATON VANCE TX MGD DIV EQ IN | 16,972 | $194.0M | 0.01% | |
| 439 | ETJEATON VANCE RISK MNGD DIV EQ | 20,109 | $188.0M | 0.01% | |
| 440 | XNCMXNUVEEN CALIFORNIA AMT QLT MU | 11,825 | $185.0M | 0.01% | |
| 441 | —RETAIL PPTYS AMER INC | 14,618 | $179.0M | 0.01% | |
| 442 | POT1EURPOTASH CORP SASK INC | 10,707 | $174.0M | 0.01% | |
| 443 | NUVNUVEEN MUN VALUE FD INC | 17,315 | $172.0M | 0.01% | |
| 444 | MPTMEDICAL PPTYS TRUST INC | 13,335 | $171.0M | 0.01% | |
| 445 | —POWERSHARES ETF TRUST | 11,181 | $171.0M | 0.01% | |
| 446 | XEVVXEATON VANCE LTD DUR INCOME F | 11,807 | $166.0M | 0.01% | |
| 447 | FMNBFARMERS NATL BANC CORP | 11,410 | $165.0M | 0.01% | |
| 448 | ETVEATON VANCE TX MNG BY WRT OP | 10,564 | $161.0M | 0.01% | |
| 449 | NYMTEURNEW YORK MTG TR INC | 25,897 | $160.0M | 0.01% | |
| 450 | XAWFXALLIANCEBERNSTEIN GBL HGH IN | 12,328 | $160.0M | 0.01% | |
| 451 | PFOFLAHERTY & CRUMRINE PFD INC | 12,585 | $160.0M | 0.01% | |
| 452 | STMSTMICROELECTRONICS N V | 10,840 | $156.0M | 0.01% | |
| 453 | FANFIRST TR EXCHANGE TRADED FD | 11,993 | $153.0M | 0.01% | |
| 454 | NMFCNEW MTN FIN CORP | 10,441 | $153.0M | 0.01% | |
| 455 | FTFRANKLIN UNVL TR | 21,249 | $151.0M | 0.01% | |
| 456 | EVNEATON VANCE MUNI INCOME TRUS | 11,176 | $145.0M | 0.01% | |
| 457 | GNWGENWORTH FINL INC | 38,087 | $143.0M | 0.01% | |
| 458 | HTGCHERCULES CAPITAL INC | 10,291 | $138.0M | 0.01% | |
| 459 | —THL CR INC | 13,610 | $136.0M | 0.01% | |
| 460 | JFRNUVEEN FLOATING RATE INCOME | 11,284 | $133.0M | 0.01% | |
| 461 | XEXGXEATON VANCE TAX MNGD GBL DV | 13,365 | $123.0M | 0.01% | |
| 462 | —ULTRA PETROLEUM CORP | 11,268 | $122.0M | 0.01% | |
| 463 | PHKPIMCO HIGH INCOME FD | 12,399 | $108.0M | 0.01% | |
| 464 | —JONES ENERGY INC | 65,606 | $104.0M | 0.01% | |
| 465 | HAMHARMONY GOLD MNG LTD | 62,000 | $103.0M | 0.01% | |
| 466 | SIRIEURSIRIUS XM HLDGS INC | 17,855 | $96.0M | 0.01% | |
| 467 | EVFEATON VANCE SR INCOME TR | 14,500 | $96.0M | 0.01% | |
| 468 | NATNORDIC AMERICAN TANKERS LIMI | 14,400 | $92.0M | 0.01% | |
| 469 | —ANWORTH MORTGAGE ASSET CP | 14,620 | $89.0M | 0.01% | |
| 470 | —BARCLAYS BK PLC | 17,675 | $85.0M | 0.01% | |
| 471 | —PROSPECT CAPITAL CORPORATION | 82,000 | $84.0M | 0.01% | |
| 472 | XIGDXVOYA GLBL EQTY DIV & PREM OP | 10,906 | $83.0M | 0.01% | |
| 473 | BKCCUSDBLACKROCK CAPITAL INVESTMENT | 11,050 | $81.0M | 0.01% | |
| 474 | EVOLEVOLVING SYS INC | 16,000 | $81.0M | 0.01% | |
| 475 | KOPNKOPIN CORP | 19,000 | $71.0M | 0.00% | |
| 476 | —FERRELLGAS PARTNERS L.P. | 15,066 | $69.0M | 0.00% | |
| 477 | —AU OPTRONICS CORP | 15,000 | $68.0M | 0.00% | |
| 478 | —FIFTH STREET FINANCE CORP | 13,270 | $66.0M | 0.00% | |
| 479 | —ALLIANZGI CONV & INCOME FD I | 10,477 | $65.0M | 0.00% | |
| 480 | —PENNEY J C INC | 13,163 | $62.0M | 0.00% | |
| 481 | —WINDSTREAM HLDGS INC | 13,802 | $54.0M | 0.00% | |
| 482 | —ENSCO PLC | 10,421 | $52.0M | 0.00% | |
| 483 | NENOBLE CORP PLC | 13,808 | $51.0M | 0.00% | |
| 484 | —STARWOOD PPTY TR INC | 50,000 | $50.0M | 0.00% | |
| 485 | SENS1GBPSENSEONICS HLDGS INC | 27,800 | $50.0M | 0.00% | |
| 486 | AMRNAMARIN CORP PLC | 12,020 | $48.0M | 0.00% | |
| 487 | —RYDEX ETF TRUST | 513,012 | $47.5M | 0.00% | |
| 488 | IVVISHARES TR | 186,984 | $45.5M | 0.00% | |
| 489 | TTITETRA TECHNOLOGIES INC DEL | 15,100 | $42.0M | 0.00% | |
| 490 | —FRONTIER COMMUNICATIONS CORP | 39,014 | $40.0M | 0.00% | |
| 491 | USMVISHARES TR | 812,473 | $39.8M | 0.00% | |
| 492 | SPYSPDR S&P 500 ETF TR | 160,863 | $38.9M | 0.00% | |
| 493 | —ORGANOVO HLDGS INC | 14,202 | $37.0M | 0.00% | |
| 494 | AAPLAPPLE INC | 241,667 | $34.8M | 0.00% | |
| 495 | AGGISHARES TR | 314,903 | $34.5M | 0.00% | |
| 496 | —SANDRIDGE PERMIAN TR | 11,798 | $34.0M | 0.00% | |
| 497 | IWFISHARES TR | 278,246 | $33.1M | 0.00% | |
| 498 | —POWERSHARES QQQ TRUST | 211,935 | $29.2M | 0.00% | |
| 499 | PDLIEURPDL BIOPHARMA INC | 11,000 | $27.0M | 0.00% | |
| 500 | —GLOWPOINT INC | 94,020 | $27.0M | 0.00% |