CHARLES SCHWAB INVESTMENT MANAGEMENT INC Q3 2017 Filing

Filed November 13, 2017

Portfolio Value

$114.5M

Holdings

3,076

Report Date

Q3 2017

Filing Type

13F-HR

All Holdings (3,076 positions)

#	Stock	Shares	Value	% Portfolio
3001	ESCAESCALADE INC	14,500	$198K	0.17%
3002	—EP ENERGY CORP	60,500	$198K	0.17%
3003	—CYBEROPTICS CORP	12,100	$197K	0.17%
3004	ESSAESSA BANCORP INC	12,500	$197K	0.17%
3005	—ERIN ENERGY CORP	71,560	$197K	0.17%
3006	—PACIFIC MERCANTILE BANCORP	21,300	$195K	0.17%
3007	—MIRAGEN THERAPEUTICS INC	21,300	$195K	0.17%
3008	—RED LION HOTELS CORP	22,200	$193K	0.17%
3009	NYMXFNYMOX PHARMACEUTICAL CORP	50,400	$193K	0.17%
3010	—GEVO INC	301,600	$189K	0.17%
3011	—APPROACH RESOURCES INC	74,500	$187K	0.16%
3012	—NEW HOME CO INC	16,549	$185K	0.16%
3013	—BG STAFFING INC	11,000	$183K	0.16%
3014	—SYNTHESIS ENERGY SYS INC	334,602	$181K	0.16%
3015	—NANTHEALTH INC	43,600	$180K	0.16%
3016	—REVOLUTION LIGHTING TECHNOLO	27,500	$179K	0.16%
3017	SALMSALEM MEDIA GROUP INC	26,700	$177K	0.15%
3018	—INDEPENDENCE CONTRACT DRIL I	46,000	$175K	0.15%
3019	FFNWFIRST FINANCIAL NORTHWEST IN	10,300	$175K	0.15%
3020	—TOCAGEN INC	13,700	$171K	0.15%
3021	—LIBERTY TAX INC	11,700	$169K	0.15%
3022	—OBALON THERAPEUTICS INC	17,600	$168K	0.15%
3023	MLPMAUI LD & PINEAPPLE INC	11,900	$167K	0.15%
3024	VAC2USDVBI VACCINES INC	42,800	$165K	0.14%
3025	—AILERON THERAPEUTICS INC	12,300	$165K	0.14%
3026	—SHILOH INDS INC	15,500	$162K	0.14%
3027	—ZYNERBA PHARMACEUTICALS INC	19,200	$161K	0.14%
3028	HNRGHALLADOR ENERGY COMPANY	28,100	$161K	0.14%
3029	NGVCNATURAL GROCERS BY VITAMIN C	28,308	$158K	0.14%
3030	—ASTERIAS BIOTHERAPEUTICS INC	45,825	$156K	0.14%
3031	—OCEAN PWR TECHNOLOGIES INC	121,730	$153K	0.13%
3032	NATRNATURES SUNSHINE PRODUCTS IN	15,000	$153K	0.13%
3033	ELVTUSDELEVATE CREDIT INC	24,400	$150K	0.13%
3034	—NAVIOS MARITIME ACQUIS CORP	120,600	$148K	0.13%
3035	WLB1EURWESTMORELAND COAL CO	56,152	$144K	0.13%
3036	GWRSGLOBAL WTR RES INC	15,000	$142K	0.12%
3037	—FORTERRA INC	31,100	$140K	0.12%
3038	AKTSQAKOUSTIS TECHNOLOGIES INC	21,100	$138K	0.12%
3039	—VIVEVE MED INC	26,200	$138K	0.12%
3040	NDLSUSDNOODLES & CO	29,625	$131K	0.11%
3041	ISRGINTUITIVE SURGICAL INC	122,880	$129K	0.11%
3042	OVIDOVID THERAPEUTICS INC	14,500	$125K	0.11%
3043	—CAMBIUM LEARNING GRP INC	18,000	$120K	0.10%
3044	MTNBEURMATINAS BIOPHARMA HLDGS INC	89,500	$119K	0.10%
3045	—COGINT INC	24,100	$119K	0.10%
3046	—OMINTO INC	24,500	$111K	0.10%
3047	—NOVA LIFESTYLE INC	57,200	$95K	0.08%
3048	LWAYLIFEWAY FOODS INC	10,100	$90K	0.08%
3049	—MEDLEY MGMT INC	14,400	$89K	0.08%
3050	METCRAMACO RES INC	12,765	$85K	0.07%
3051	—RADISYS CORP	60,200	$83K	0.07%
3052	—PRGX GLOBAL INC	11,000	$77K	0.07%
3053	HBIOHARVARD BIOSCIENCE INC	19,300	$73K	0.06%
3054	—GENOCEA BIOSCIENCES INC	49,100	$72K	0.06%
3055	—A H BELO CORP	13,980	$65K	0.06%
3056	CRKCOMSTOCK RES INC	10,160	$62K	0.05%
3057	GENNQGENESIS HEALTHCARE INC	48,100	$56K	0.05%
3058	MTDMETTLER TOLEDO INTERNATIONAL	88,041	$55K	0.05%
3059	AZOAUTOZONE INC	92,535	$55K	0.05%
3060	PHPNGALECTIN THERAPEUTICS INC	21,400	$46K	0.04%
3061	—NEONODE INC	31,951	$41K	0.04%
3062	—PROTEOSTASIS THERAPEUTICS IN	18,300	$39K	0.03%
3063	—TUESDAY MORNING CORP	10,800	$35K	0.03%
3064	NVRNVR INC	12,083	$34K	0.03%
3065	YUSDALLEGHANY CORP DEL	53,144	$29K	0.03%
3066	MKLMARKEL CORP	27,380	$29K	0.03%
3067	—ARQULE INC	21,000	$24K	0.02%
3068	—MICRONET ENERTEC TECH INC	26,009	$23K	0.02%
3069	FSBCFIVE STAR SENIOR LIVING INC	14,335	$23K	0.02%
3070	CABOCABLE ONE INC	25,136	$18K	0.02%
3071	GHCGRAHAM HLDGS CO	29,372	$17K	0.02%
3072	WTMWHITE MTNS INS GROUP LTD	19,327	$17K	0.01%
3073	—ENDOCYTE INC	11,300	$16K	0.01%
3074	—RAIT FINANCIAL TRUST	16,199	$12K	0.01%
3075	SEBSEABOARD CORP	1,205	$5K	0.00%
3076	ATRIUSDATRION CORP	6,857	$5K	0.00%

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