CHARLES SCHWAB INVESTMENT MANAGEMENT INC Q3 2020 Filing

Filed November 13, 2020

Portfolio Value

$217.4M

Holdings

3,344

Report Date

Q3 2020

Filing Type

13F-HR

All Holdings (3,344 positions)

#	Stock	Shares	Value	% Portfolio
101	—SYNCHRONOSS TECHNOLOGIES INC	245,933	$741K	0.34%
102	MRNS*MARINUS PHARMACEUTICALS INC	57,466	$739K	0.34%
103	HYGISHARES TR	8,781	$737K	0.34%
104	ATECALPHATEC HLDGS INC	110,553	$735K	0.34%
105	WEYSWEYCO GROUP INC	45,345	$734K	0.34%
106	—UNITY BIOTECHNOLOGY INC	209,782	$726K	0.33%
107	UFPTUFP TECHNOLOGIES INC	17,481	$725K	0.33%
108	—CASI PHARMACEUTICALS INC	471,893	$722K	0.33%
109	ASCARDMORE SHIPPING CORP	202,095	$720K	0.33%
110	VIGIVANGUARD WHITEHALL FDS	10,000	$720K	0.33%
111	—CIM COML TR CORP	72,528	$716K	0.33%
112	ARTNAARTESIAN RES CORP	20,687	$714K	0.33%
113	ABBVABBVIE INC	8,128,713	$712K	0.33%
114	—WESTERN ASSET MTG CAP CORP	347,939	$710K	0.33%
115	7S3U S XPRESS ENTERPRISES INC	85,890	$710K	0.33%
116	ALNTALLIED MOTION TECHNOLOGIES I	17,189	$710K	0.33%
117	APLTAPPLIED THERAPEUTICS INC	34,195	$710K	0.33%
118	NGVCNATURAL GROCERS BY VITAMIN C	71,697	$707K	0.33%
119	SFESSAFEGUARD SCIENTIFICS INC	128,722	$706K	0.32%
120	HBTHBT FINL INC.	62,817	$705K	0.32%
121	NOGNORTHERN OIL AND GAS INC MN	122,063	$701K	0.32%
122	AMGNAMGEN INC	2,756,381	$701K	0.32%
123	—EROS STX GLOBAL CORPORATION	313,914	$694K	0.32%
124	SAPSAP SE	4,441	$692K	0.32%
125	—WAITR HLDGS INC	214,607	$692K	0.32%
126	35YINTELLIGENT SYS CORP NEW	17,703	$691K	0.32%
127	IWRISHARES TR	12,000	$689K	0.32%
128	XIFRNEXTERA ENERGY PARTNERS LP	11,491	$689K	0.32%
129	TEAMATLASSIAN CORP PLC	3,789	$689K	0.32%
130	BABAALIBABA GROUP HLDG LTD	2,341,536	$688K	0.32%
131	CRD/ACRAWFORD & CO	105,110	$688K	0.32%
132	OPRXOPTIMIZERX CORP	32,985	$688K	0.32%
133	AVGOBROADCOM INC	1,884,467	$687K	0.32%
134	CNCEEURCONCERT PHARMACEUTICALS INC	69,825	$686K	0.32%
135	OSH3EUROAK STR HEALTH INC	12,827	$686K	0.32%
136	LOVELOVESAC COMPANY	24,636	$683K	0.31%
137	—DSP GROUP INC	51,817	$683K	0.31%
138	ACREARES COML REAL ESTATE CORP	74,531	$682K	0.31%
139	—LUNA INNOVATIONS	113,545	$679K	0.31%
140	CRAICRA INTL INC	18,068	$678K	0.31%
141	—PROSIGHT GLOBAL INC	59,280	$673K	0.31%
142	SCHZSCHWAB STRATEGIC TR	11,966,643	$671K	0.31%
143	MCBMETROPOLITAN BK HLDG CORP	23,904	$670K	0.31%
144	KMBKIMBERLY CLARK CORP	4,535,828	$670K	0.31%
145	XBITXBIOTECH INC	35,001	$669K	0.31%
146	DJCODAILY JOURNAL CORP	2,761	$669K	0.31%
147	FMNBFARMERS NATIONAL BANC CORP	61,001	$667K	0.31%
148	SCHFSCHWAB STRATEGIC TR	21,142,311	$666K	0.31%
149	VYMVANGUARD WHITEHALL FDS	8,191	$663K	0.30%
150	STROSUTRO BIOPHARMA INC	65,859	$662K	0.30%
151	J2AWILLDAN GROUP INC	25,736	$657K	0.30%
152	SAVACASSAVA SCIENCES INC	56,937	$656K	0.30%
153	—MGM GROWTH PPTYS LLC	23,359	$654K	0.30%
154	—IMARA INC	31,908	$650K	0.30%
155	SBUXSTARBUCKS CORP	7,557,681	$649K	0.30%
156	MDTMEDTRONIC PLC	6,247,058	$649K	0.30%
157	—FORTRESS BIOTECH INC	160,182	$648K	0.30%
158	RLGTRADIANT LOGISTICS INC	125,961	$648K	0.30%
159	TWITITAN INTL INC ILL	222,251	$643K	0.30%
160	HIFSHINGHAM INSTN SVGS MASS	3,490	$643K	0.30%
161	GNSSGENASYS INC	103,803	$639K	0.29%
162	DHRDANAHER CORPORATION	2,966,934	$639K	0.29%
163	OXY/WSOCCIDENTAL PETE CORP	212,492	$638K	0.29%
164	—XERIS PHARMACEUTICALS INC	107,496	$638K	0.29%
165	PLDPROLOGIS INC.	6,339,071	$638K	0.29%
166	ORGOORGANOGENESIS HLDGS INC	165,676	$637K	0.29%
167	CVSCVS HEALTH CORP	10,854,173	$634K	0.29%
168	BMYBRISTOL-MYERS SQUIBB CO	10,500,911	$633K	0.29%
169	—AMERICAN RENAL ASSOCS HLDGS	91,443	$631K	0.29%
170	OOMAOOMA INC	48,335	$631K	0.29%
171	CCBGCAPITAL CITY BK GROUP INC	33,467	$629K	0.29%
172	GLOBGLOBANT S A	3,501	$628K	0.29%
173	—HUDSON LTD	82,306	$626K	0.29%
174	HRTGHERITAGE INS HLDGS INC	61,838	$626K	0.29%
175	AOSLALPHA & OMEGA SEMICONDUCTOR	48,568	$623K	0.29%
176	VMDVIEMED HEALTHCARE INC	72,024	$623K	0.29%
177	ASPSALTISOURCE PORTFOLIO SOLNS S	49,082	$622K	0.29%
178	USBUS BANCORP DEL	17,330,657	$621K	0.29%
179	CTRNCITI TRENDS INC	24,538	$613K	0.28%
180	VFCV F CORP	8,642,883	$607K	0.28%
181	WTBAWEST BANCORPORATION INC	38,184	$605K	0.28%
182	—INNERWORKINGS INC	201,717	$604K	0.28%
183	MOFGMIDWESTONE FINL GROUP INC NE	33,729	$603K	0.28%
184	UNPUNION PAC CORP	3,048,808	$600K	0.28%
185	SGCSUPERIOR GRP OF COMPANIES IN	25,708	$598K	0.28%
186	MEGMONTROSE ENVIRONMENTAL GROUP	25,095	$598K	0.28%
187	—VYNE THERAPEUTICS INC	357,565	$594K	0.27%
188	—ASPIRA WOMENS HEALTH INC	192,202	$593K	0.27%
189	—FALCON MINERALS CORP	242,398	$592K	0.27%
190	SSTISHOTSPOTTER INC	18,947	$589K	0.27%
191	AKTSQAKOUSTIS TECHNOLOGIES INC	72,041	$588K	0.27%
192	EEMISHARES TR	13,281	$586K	0.27%
193	—ATLANTIC CAP BANCSHARES INC	51,322	$583K	0.27%
194	XXYCROSS CTRY HEALTHCARE INC	89,550	$582K	0.27%
195	LOWLOWES COS INC	3,498,362	$580K	0.27%
196	NEENEXTERA ENERGY INC	2,078,502	$577K	0.27%
197	LINLINDE PLC	2,421,167	$577K	0.27%
198	—RELIANT BANCORP INC	39,618	$575K	0.26%
199	AVXLANAVEX LIFE SCIENCES CORP	126,184	$575K	0.26%
200	AXTIAXT INC	93,443	$572K	0.26%

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