CHARLES SCHWAB INVESTMENT MANAGEMENT INC Q4 2016 Filing

Filed February 13, 2017

Portfolio Value

$91.3M

Holdings

3,074

Report Date

Q4 2016

Filing Type

13F-HR

All Holdings (3,074 positions)

#	Stock	Shares	Value	% Portfolio
201	CCSCENTURY CMNTYS INC	27,152	$571K	0.63%
202	HTBKHERITAGE COMMERCE CORP	39,500	$570K	0.62%
203	CVCYUSDCENTRAL VALLEY CMNTY BANCORP	28,236	$564K	0.62%
204	DHTDHT HOLDINGS INC	135,900	$563K	0.62%
205	MOALTRIA GROUP INC	8,314,097	$562K	0.62%
206	FFWMFIRST FNDTN INC	19,700	$562K	0.62%
207	BG3BIG 5 SPORTING GOODS CORP	32,284	$561K	0.61%
208	PLPCPREFORMED LINE PRODS CO	9,649	$561K	0.61%
209	AAOIAPPLIED OPTOELECTRONICS INC	23,900	$561K	0.61%
210	CCNECNB FINL CORP PA	20,700	$554K	0.61%
211	—KMG CHEMICALS INC	14,200	$553K	0.61%
212	CMCSACOMCAST CORP NEW	7,914,362	$546K	0.60%
213	EBTCENTERPRISE BANCORP INC MASS	14,531	$546K	0.60%
214	VICRVICOR CORP	36,100	$546K	0.60%
215	HCIHCI GROUP INC	13,800	$545K	0.60%
216	NRCNATIONAL RESH CORP	28,553	$543K	0.59%
217	EHTHEHEALTH INC	50,819	$542K	0.59%
218	—FIRST CONN BANCORP INC MD	23,900	$542K	0.59%
219	IMMRIMMERSION CORP	50,679	$539K	0.59%
220	—PZENA INVESTMENT MGMT INC	48,476	$539K	0.59%
221	LXULSB INDS INC	63,824	$538K	0.59%
222	NSTGEURNANOSTRING TECHNOLOGIES INC	24,100	$538K	0.59%
223	UNHUNITEDHEALTH GROUP INC	3,357,980	$537K	0.59%
224	HDHOME DEPOT INC	3,996,843	$536K	0.59%
225	—MYOKARDIA INC	41,286	$535K	0.59%
226	CZNCCITIZENS & NORTHN CORP	20,300	$532K	0.58%
227	MPXMARINE PRODS CORP	38,218	$531K	0.58%
228	—AQUAVENTURE HLDGS LTD	21,485	$528K	0.58%
229	—CELADON GROUP INC	73,660	$527K	0.58%
230	—ARATANA THERAPEUTICS INC	72,800	$523K	0.57%
231	—ARC DOCUMENT SOLUTIONS INC	102,210	$520K	0.57%
232	HOMEAT HOME GROUP INC	35,416	$519K	0.57%
233	SPYSPDR S&P 500 ETF TR	2,319	$519K	0.57%
234	FMNBFARMERS NATL BANC CORP	36,500	$519K	0.57%
235	—MDC PARTNERS INC	78,880	$517K	0.57%
236	—ROCKWELL MED INC	78,700	$516K	0.56%
237	WTBAWEST BANCORPORATION INC	20,800	$514K	0.56%
238	CTOUSDCONSOLIDATED TOMOKA LD CO	9,600	$513K	0.56%
239	ATLOAMES NATL CORP	15,500	$512K	0.56%
240	ZEUSOLYMPIC STEEL INC	21,011	$510K	0.56%
241	MOFGMIDWESTONE FINL GROUP INC NE	13,463	$507K	0.56%
242	BOOTBOOT BARN HLDGS INC	40,264	$505K	0.55%
243	—COMMERCEHUB INC	33,614	$505K	0.55%
244	—ATLANTIC CAP BANCSHARES INC	26,200	$498K	0.55%
245	—DEL TACO RESTAURANTS INC	35,200	$498K	0.55%
246	—HERITAGE OAKS BANCORP	40,200	$496K	0.54%
247	MITKMITEK SYS INC	80,500	$496K	0.54%
248	—CSS INDS INC	18,200	$493K	0.54%
249	—EXA CORP	32,080	$493K	0.54%
250	DVAXDYNAVAX TECHNOLOGIES CORP	124,460	$492K	0.54%
251	—DSP GROUP INC	37,700	$492K	0.54%
252	HIFSHINGHAM INSTN SVGS MASS	2,496	$492K	0.54%
253	—CURIS INC	158,654	$489K	0.54%
254	TTPHEURTETRAPHASE PHARMACEUTICALS I	120,941	$488K	0.53%
255	—ALMOST FAMILY INC	11,000	$486K	0.53%
256	BNDVANGUARD BD INDEX FD INC	6,009	$486K	0.53%
257	—HARBORONE BANCORP INC	25,100	$486K	0.53%
258	MBUUMALIBU BOATS INC	25,461	$486K	0.53%
259	—ON DECK CAP INC	104,650	$485K	0.53%
260	—BIOSCRIP INC	464,478	$484K	0.53%
261	DJCODAILY JOURNAL CORP	2,000	$484K	0.53%
262	MMM3M CO	2,703,412	$483K	0.53%
263	TISUSDORCHIDS PAPER PRODS CO DEL	18,400	$482K	0.53%
264	CSCOCISCO SYS INC	15,939,264	$482K	0.53%
265	—CAROLINA FINL CORP NEW	15,600	$481K	0.53%
266	—SPARTAN MTRS INC	51,800	$480K	0.53%
267	RIGLUSDRIGEL PHARMACEUTICALS INC	201,600	$480K	0.53%
268	—INSTRUCTURE INC	24,512	$480K	0.53%
269	IEFISHARES TR	4,541	$476K	0.52%
270	—SAPIENS INTL CORP N V	33,066	$475K	0.52%
271	—PEOPLES UTAH BANCORP	17,600	$473K	0.52%
272	—QUANTUM CORP	567,296	$473K	0.52%
273	—PACIFIC ETHANOL INC	49,600	$472K	0.52%
274	DISDISNEY WALT CO	4,522,262	$471K	0.52%
275	CVLGCOVENANT TRANSN GROUP INC	24,294	$470K	0.51%
276	—MINDBODY INC	22,000	$469K	0.51%
277	CTRNCITI TRENDS INC	24,846	$469K	0.51%
278	DCODUCOMMUN INC DEL	18,300	$468K	0.51%
279	—AXOVANT SCIENCES LTD	37,600	$467K	0.51%
280	FMBHFIRST MID ILL BANCSHARES INC	13,700	$466K	0.51%
281	—REALNETWORKS INC	95,602	$465K	0.51%
282	NVECNVE CORP	6,500	$465K	0.51%
283	—ADAMAS PHARMACEUTICALS INC	27,472	$465K	0.51%
284	AMSWAUSDAMERICAN SOFTWARE INC	45,000	$465K	0.51%
285	ARTNAARTESIAN RESOURCES CORP	14,500	$464K	0.51%
286	—EXCO RESOURCES INC	529,318	$463K	0.51%
287	OSBCOLD SECOND BANCORP INC ILL	41,624	$460K	0.50%
288	CHCTCOMMUNITY HEALTHCARE TR INC	19,900	$459K	0.50%
289	BOOMDMC GLOBAL INC	28,900	$459K	0.50%
290	TGTXTG THERAPEUTICS INC	98,250	$457K	0.50%
291	CCBGCAPITAL CITY BK GROUP INC	22,175	$455K	0.50%
292	—CONFORMIS INC	56,000	$454K	0.50%
293	BSETBASSETT FURNITURE INDS INC	14,909	$454K	0.50%
294	—CEMPRA INC	161,700	$453K	0.50%
295	—SCORPIO BULKERS INC	89,575	$453K	0.50%
296	NRIMNORTHRIM BANCORP INC	14,281	$452K	0.49%
297	MCDMCDONALDS CORP	3,707,898	$451K	0.49%
298	—FIRST NBC BK HLDG CO	61,707	$451K	0.49%
299	—LUMOS NETWORKS CORP	28,700	$449K	0.49%
300	—GREEN BANCORP INC	29,200	$444K	0.49%

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