Clear Harbor Asset Management, LLC Q3 2016 Filing
Filed November 7, 2016
Portfolio Value
$458.1B
Holdings
247
Report Date
Q3 2016
Filing Type
13F-HR
All Holdings (247 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —EMC INS GROUP INC | 9,000 | $242.0M | 0.05% | |
| 202 | TAT&T INC | 5,951 | $242.0M | 0.05% | |
| 203 | —WISDOMTREE TR | 5,250 | $239.0M | 0.05% | |
| 204 | MOSMOSAIC CO NEW | 9,765 | $239.0M | 0.05% | |
| 205 | LBTYBLIBERTY GLOBAL PLC | 8,493 | $238.0M | 0.05% | |
| 206 | —1347 PPTY INS HLDGS INC | 38,125 | $238.0M | 0.05% | |
| 207 | FITBFIFTH THIRD BANCORP | 11,366 | $233.0M | 0.05% | |
| 208 | PAAPLAINS ALL AMERN PIPELINE L | 7,400 | $232.0M | 0.05% | |
| 209 | BBBYEURBED BATH & BEYOND INC | 5,123 | $221.0M | 0.05% | |
| 210 | —ALJ REGIONAL HLDGS INC | 46,825 | $220.0M | 0.05% | |
| 211 | WFCWELLS FARGO & CO NEW | 4,957 | $219.0M | 0.05% | |
| 212 | ADMARCHER DANIELS MIDLAND CO | 5,192 | $219.0M | 0.05% | |
| 213 | NSCNORFOLK SOUTHERN CORP | 2,236 | $217.0M | 0.05% | |
| 214 | DISDISNEY WALT CO | 2,330 | $216.0M | 0.05% | |
| 215 | NVSNNOVARTIS A G | 2,620 | $207.0M | 0.05% | |
| 216 | KVHIKVH INDS INC | 23,200 | $204.0M | 0.04% | |
| 217 | NEMNEWMONT MINING CORP | 5,120 | $201.0M | 0.04% | |
| 218 | GTYGETTY RLTY CORP NEW | 8,359 | $200.0M | 0.04% | |
| 219 | —GRAN TIERRA ENERGY INC | 61,800 | $186.0M | 0.04% | |
| 220 | XEVVXEATON VANCE LTD DUR INCOME F | 13,475 | $185.0M | 0.04% | |
| 221 | BSMBLACK STONE MINERALS L P | 10,000 | $178.0M | 0.04% | |
| 222 | AAALCOA INC | 17,600 | $178.0M | 0.04% | |
| 223 | FFORD MTR CO DEL | 13,400 | $162.0M | 0.04% | |
| 224 | EFTEATON VANCE FLTING RATE INC | 11,090 | $157.0M | 0.03% | |
| 225 | PESIPERMA-FIX ENVIRONMENTAL SVCS | 30,880 | $155.0M | 0.03% | |
| 226 | —QLT INC | 72,725 | $150.0M | 0.03% | |
| 227 | NNYNUVEEN NY MUN VALUE FD | 14,350 | $148.0M | 0.03% | |
| 228 | CEFCENTRAL FD CDA LTD | 10,250 | $142.0M | 0.03% | |
| 229 | ABRARBOR RLTY TR INC | 17,200 | $128.0M | 0.03% | |
| 230 | FPIFARMLAND PARTNERS INC | 10,688 | $120.0M | 0.03% | |
| 231 | —MERRIMACK PHARMACEUTICALS IN | 17,000 | $108.0M | 0.02% | |
| 232 | —FELCOR LODGING TR INC | 16,450 | $106.0M | 0.02% | |
| 233 | PPTPUTMAN HIGH INCOME SEC FUND | 12,900 | $103.0M | 0.02% | |
| 234 | EDDMORGAN STANLEY EM MKTS DM DE | 12,265 | $98.0M | 0.02% | |
| 235 | ODPEUROFFICE DEPOT INC | 25,000 | $89.0M | 0.02% | |
| 236 | CELGCELGENE CORP | 37,670 | $72.0M | 0.02% | Put |
| 237 | DRRXEURDURECT CORP | 50,000 | $70.0M | 0.02% | |
| 238 | CAMTCAMTEK LTD | 20,900 | $63.0M | 0.01% | |
| 239 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 10,042 | $47.0M | 0.01% | |
| 240 | —EXETER RES CORP | 28,300 | $36.0M | 0.01% | |
| 241 | UNXLEURUNI PIXEL INC | 21,000 | $35.0M | 0.01% | |
| 242 | —TERRAVIA HLDGS INC | 12,450 | $34.0M | 0.01% | |
| 243 | IWMISHARES TR | 15,000 | $16.0M | 0.00% | Put |
| 244 | SNYSANOFI | 33,635 | $9.0M | 0.00% | |
| 245 | —CYTRX CORP | 13,000 | $8.0M | 0.00% | |
| 246 | —FRONTIER COMMUNICATIONS CORP | 25,211 | $4.0M | 0.00% | Call |
| 247 | —AMERICAN DG ENERGY INC | 10,423 | $3.0M | 0.00% |
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