Clear Harbor Asset Management, LLC Q3 2021 Filing

Filed November 3, 2021

Portfolio Value

$5.4T

Holdings

376

Report Date

Q3 2021

Filing Type

13F-HR

All Holdings (376 positions)

#StockSharesValue% PortfolioType
1
AMCAMC ENTMT HLDGS INC
32,500$1.2T22.96%Put
2
IWMISHARES TR
4,500$984.4B18.27%Put
3
TNADIREXION SHS ETF TR
8,000$663.2B12.31%Put
4
FDXFEDEX CORP
10,180$440.4B8.17%Call
5
CCCHEMOURS CO
30,314$291.2B5.40%Put
6
DELLDELL TECHNOLOGIES INC
13,707$261.3B4.85%Put
7
TRVCCITIGROUP INC
38,226$142.9B2.65%Call
8
TAT&T INC
137,470$138.6B2.57%Call
9
TOLTOLL BROTHERS INC
27,155$112.0B2.08%Call
10
ROPROPER TECHNOLOGIES INC
223,166$99.6B1.85%
11
LENLENNAR CORP
21,312$95.6B1.77%Call
12
FEFIRSTENERGY CORP
15,700$89.5B1.66%Call
13
JBLUJETBLUE AWYS CORP
5,000$76.5B1.42%Call
14
AAPLAPPLE INC
240,093$34.0B0.63%
15
AWCAMERICAN WTR WKS CO INC NEW
188,018$31.8B0.59%
16
ENPHENPHASE ENERGY INC
182,074$27.3B0.51%
17
BFLYBUTTERFLY NETWORK INC
40,277$26.5B0.49%Call
18
SPYSPDR S&P 500 ETF TR
56,829$24.4B0.45%
19
TRMBTRIMBLE INC
287,813$23.7B0.44%
20
TSMTAIWAN SEMICONDUCTOR MFG LTD
180,312$20.1B0.37%
21
PHPARKER-HANNIFIN CORP
60,796$17.0B0.32%
22
FLEXFLEX LTD
879,071$15.5B0.29%
23
VTIVANGUARD INDEX FDS
61,868$13.7B0.25%
24
GOOGALPHABET INC
4,728$12.6B0.23%
25
IDNINTELLICHECK INC
1,471,469$12.1B0.22%
26
MSFTMICROSOFT CORP
42,741$12.1B0.22%
27
HONHONEYWELL INTL INC
56,572$12.0B0.22%
28
BRK/BBERKSHIRE HATHAWAY INC DEL
42,551$11.6B0.22%
29
VEUVANGUARD INTL EQUITY INDEX F
175,027$10.7B0.20%
30
PXDEURPIONEER NAT RES CO
63,593$10.6B0.20%
31
WFCWELLS FARGO CO NEW
214,799$10.0B0.19%
32
HIGHARTFORD FINL SVCS GROUP INC
137,375$9.7B0.18%
33
CATCATERPILLAR INC
49,701$9.5B0.18%
34
BNDVANGUARD BD INDEX FDS
104,135$8.9B0.17%
35
PRFINVESCO EXCHANGE TRADED FD T
54,026$8.6B0.16%
36
IWFISHARES TR
29,818$8.2B0.15%
37
JPMJPMORGAN CHASE & CO
46,838$7.7B0.14%
38
QRVOQORVO INC
44,471$7.4B0.14%
39
CPKCHESAPEAKE UTILS CORP
61,312$7.4B0.14%
40
LIQTECH INTL INC
1,265,313$6.9B0.13%
41
IAU*ISHARES GOLD TR
201,028$6.7B0.12%
42
JNJJOHNSON & JOHNSON
41,456$6.7B0.12%
43
GOOGLALPHABET INC
2,451$6.6B0.12%
44
ILMNILLUMINA INC
15,989$6.5B0.12%
45
SPGIS&P GLOBAL INC
14,870$6.3B0.12%
46
BMYBRISTOL-MYERS SQUIBB CO
82,111$4.9B0.09%
47
PFEPFIZER INC
102,778$4.4B0.08%
48
REEVEREST RE GROUP LTD
17,466$4.4B0.08%
49
MEOHMETHANEX CORP
93,050$4.3B0.08%
50
VYMVANGUARD WHITEHALL FDS
40,608$4.2B0.08%
51
RTXRAYTHEON TECHNOLOGIES CORP
48,605$4.2B0.08%
52
LHXL3HARRIS TECHNOLOGIES INC
18,528$4.1B0.08%
53
WTRGESSENTIAL UTILS INC
87,331$4.0B0.07%
54
UNPUNION PAC CORP
20,322$4.0B0.07%
55
CWTCALIFORNIA WTR SVC GROUP
66,814$3.9B0.07%
56
DISCKUSDDISCOVERY INC
156,221$3.8B0.07%
57
NJRNEW JERSEY RES CORP
107,828$3.8B0.07%
58
ECLECOLAB INC
17,341$3.6B0.07%
59
PGPROCTER AND GAMBLE CO
25,371$3.5B0.07%
60
NYMTEURNEW YORK MTG TR INC
827,850$3.5B0.07%
61
DHRDANAHER CORPORATION
11,350$3.5B0.06%
62
LDOSLEIDOS HOLDINGS INC
33,156$3.2B0.06%
63
KHCKRAFT HEINZ CO
85,307$3.1B0.06%
64
ORCLORACLE CORP
35,558$3.1B0.06%
65
MTWMANITOWOC CO INC
144,160$3.1B0.06%
66
SLRCSLR INVESTMENT CORP
158,698$3.0B0.06%
67
FANGDIAMONDBACK ENERGY INC
31,153$2.9B0.05%
68
UNHUNITEDHEALTH GROUP INC
7,500$2.9B0.05%
69
ARANTERO RESOURCES CORP
152,739$2.9B0.05%
70
MMM3M CO
15,989$2.8B0.05%
71
DEODIAGEO PLC
14,522$2.8B0.05%
72
MFICAPOLLO INVT CORP
213,180$2.8B0.05%
73
IEFISHARES TR
23,737$2.7B0.05%
74
AMCXAMC NETWORKS INC
56,850$2.6B0.05%
75
OPTUALTICE USA INC
127,799$2.6B0.05%
76
EIXEDISON INTL
46,563$2.6B0.05%
77
METAFACEBOOK INC
7,472$2.5B0.05%
78
MRKMERCK & CO INC
33,475$2.5B0.05%
79
CHNGUSDCHANGE HEALTHCARE INC
117,845$2.5B0.05%
80
CMCSACOMCAST CORP NEW
43,784$2.4B0.05%
81
BURBURFORD CAP LTD
223,870$2.4B0.05%
82
NETCLOUDFLARE INC
21,702$2.4B0.05%
83
DFSEURDISCOVER FINL SVCS
19,205$2.4B0.04%
84
AMZNAMAZON COM INC
711$2.3B0.04%
85
BKNGBOOKING HOLDINGS INC
925$2.2B0.04%
86
HDHOME DEPOT INC
6,645$2.2B0.04%
87
FBTFIRST TR EXCHANGE-TRADED FD
13,069$2.2B0.04%
88
HXLHEXCEL CORP NEW
35,210$2.1B0.04%
89
LOWLOWES COS INC
10,285$2.1B0.04%
90
ABTABBOTT LABS
17,457$2.1B0.04%
91
IEIISHARES TR
15,710$2.0B0.04%
92
MUMICRON TECHNOLOGY INC
28,082$2.0B0.04%
93
VIRTVIRTU FINL INC
80,902$2.0B0.04%
94
HTOSJW GROUP
29,787$2.0B0.04%
95
CVXCHEVRON CORP NEW
19,271$2.0B0.04%
96
DISDISNEY WALT CO
11,317$1.9B0.04%
97
LQDISHARES TR
14,385$1.9B0.04%
98
CPRTCOPART INC
13,574$1.9B0.03%
99
VOEVANGUARD INDEX FDS
13,374$1.9B0.03%
100
PICKISHARES INC
44,328$1.8B0.03%
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