Clear Harbor Asset Management, LLC Q4 2016 Filing
Filed January 20, 2017
Portfolio Value
$474.8B
Holdings
248
Report Date
Q4 2016
Filing Type
13F-HR
All Holdings (248 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 201 | —NUVEEN INT DUR QUAL MUN TRM | 21,366 | $263.0M | 0.06% | |
| 202 | HSYHERSHEY CO | 2,532 | $262.0M | 0.06% | |
| 203 | —ATHENAHEALTH INC | 2,477 | $261.0M | 0.05% | |
| 204 | —ANWORTH MORTGAGE ASSET CP | 50,290 | $260.0M | 0.05% | |
| 205 | DYHTARGET CORP | 3,500 | $253.0M | 0.05% | |
| 206 | CNOBCONNECTONE BANCORP INC NEW | 9,508 | $247.0M | 0.05% | |
| 207 | CFCF INDS HLDGS INC | 7,805 | $246.0M | 0.05% | |
| 208 | DEDEERE & CO | 2,380 | $245.0M | 0.05% | |
| 209 | NSCNORFOLK SOUTHERN CORP | 2,236 | $242.0M | 0.05% | |
| 210 | BKTBLACKROCK INCOME TR INC | 38,275 | $242.0M | 0.05% | |
| 211 | PAAPLAINS ALL AMERN PIPELINE L | 7,400 | $239.0M | 0.05% | |
| 212 | ADMARCHER DANIELS MIDLAND CO | 5,192 | $237.0M | 0.05% | |
| 213 | —NUVEEN CONNECTICUT QLTY MUN | 19,137 | $235.0M | 0.05% | |
| 214 | ADPAUTOMATIC DATA PROCESSING IN | 2,244 | $231.0M | 0.05% | |
| 215 | BACBANK AMER CORP | 15,200 | $225.0M | 0.05% | Put |
| 216 | —CALATLANTIC GROUP INC | 6,500 | $221.0M | 0.05% | |
| 217 | —WMIH CORP | 140,700 | $218.0M | 0.05% | |
| 218 | IEIISHARES TR | 1,759 | $215.0M | 0.05% | |
| 219 | GTYGETTY RLTY CORP NEW | 8,365 | $213.0M | 0.04% | |
| 220 | —WISDOMTREE TR | 4,900 | $209.0M | 0.04% | |
| 221 | BBBYEURBED BATH & BEYOND INC | 5,093 | $207.0M | 0.04% | |
| 222 | BSMBLACK STONE MINERALS L P | 10,000 | $188.0M | 0.04% | |
| 223 | EDDMORGAN STANLEY EM MKTS DM DE | 26,065 | $187.0M | 0.04% | |
| 224 | —GRAN TIERRA ENERGY INC | 61,800 | $187.0M | 0.04% | |
| 225 | XEVVXEATON VANCE LTD DUR INCOME F | 13,475 | $185.0M | 0.04% | |
| 226 | NXJNUVEEN NEW JERSEY QULT MUN F | 13,583 | $179.0M | 0.04% | |
| 227 | CSWCCAPITAL SOUTHWEST CORP | 10,895 | $176.0M | 0.04% | |
| 228 | —ALJ REGIONAL HLDGS INC | 38,599 | $169.0M | 0.04% | |
| 229 | EFTEATON VANCE FLTING RATE INC | 11,090 | $165.0M | 0.03% | |
| 230 | FPIFARMLAND PARTNERS INC | 14,088 | $157.0M | 0.03% | |
| 231 | NNYNUVEEN NY MUN VALUE FD | 14,350 | $136.0M | 0.03% | |
| 232 | —FELCOR LODGING TR INC | 16,450 | $132.0M | 0.03% | |
| 233 | NRKNUVEEN NEW YORK AMT QLT MUNI | 10,150 | $130.0M | 0.03% | |
| 234 | ABRARBOR RLTY TR INC | 17,200 | $128.0M | 0.03% | |
| 235 | —RITE AID CORP | 185,500 | $121.0M | 0.03% | Put |
| 236 | CEFCENTRAL FD CDA LTD | 10,250 | $117.0M | 0.02% | |
| 237 | PESIPERMA-FIX ENVIRONMENTAL SVCS | 28,940 | $113.0M | 0.02% | |
| 238 | PPTPUTMAN HIGH INCOME SEC FUND | 12,013 | $99.0M | 0.02% | |
| 239 | PPTPUTNAM PREMIER INCOME TR | 16,400 | $82.0M | 0.02% | |
| 240 | —MERRIMACK PHARMACEUTICALS IN | 16,800 | $69.0M | 0.01% | |
| 241 | AGNCAGNC INVT CORP | 35,000 | $62.0M | 0.01% | Put |
| 242 | DRRXEURDURECT CORP | 40,000 | $54.0M | 0.01% | |
| 243 | SPPIUSDSPECTRUM PHARMACEUTICALS INC | 10,042 | $44.0M | 0.01% | |
| 244 | UNXLEURUNI PIXEL INC | 21,000 | $21.0M | 0.00% | |
| 245 | —EXETER RES CORP | 24,800 | $19.0M | 0.00% | |
| 246 | SNYSANOFI | 33,635 | $13.0M | 0.00% | |
| 247 | —CYTRX CORP | 13,000 | $5.0M | 0.00% | |
| 248 | —AMERICAN DG ENERGY INC | 10,423 | $3.0M | 0.00% |
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