CONFLUENCE INVESTMENT MANAGEMENT LLC Q1 2017 Filing
Filed April 6, 2017
Portfolio Value
$4.5T
Holdings
235
Report Date
Q1 2017
Filing Type
13F-HR
All Holdings (235 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | —Triangle Capital Corp. | 513,924 | $9.8B | 0.22% | |
| 102 | IWSRussell MidCap Value Index Fun | 116,326 | $9.7B | 0.22% | |
| 103 | TLTBarclays 20 Year Treasury Bon | 79,375 | $9.6B | 0.21% | |
| 104 | IJJS&P MidCap 400 Value Index Fun | 61,276 | $9.1B | 0.20% | |
| 105 | TFISPDR Nuveen Barclays Capital M | 187,162 | $9.0B | 0.20% | |
| 106 | MLNVanEck Vectors Long Municipal | 442,208 | $8.7B | 0.19% | |
| 107 | —iShares Corporate ex Financial | 348,957 | $8.6B | 0.19% | |
| 108 | TSLXUSDTPG Specialty Lending, Inc. | 407,300 | $8.3B | 0.19% | |
| 109 | PNNTPennantPark Investment Corp. | 924,650 | $7.5B | 0.17% | |
| 110 | —iShares iBonds Dec 2022 AMT-F | 277,257 | $7.1B | 0.16% | |
| 111 | FSICUSDFS Investment Corp. | 718,335 | $7.0B | 0.16% | |
| 112 | IGIBiShares Interm. Term Corporate | 63,902 | $7.0B | 0.16% | |
| 113 | —CYS Investments Inc | 874,326 | $7.0B | 0.16% | |
| 114 | IYFDow Jones US Financial Sector | 66,326 | $6.9B | 0.15% | |
| 115 | IYWDow Jones US Technology - iSha | 49,152 | $6.6B | 0.15% | |
| 116 | OFSOFS Capital Corp. | 449,963 | $6.4B | 0.14% | |
| 117 | SCMStellus Capital Investment | 426,641 | $6.2B | 0.14% | |
| 118 | —Black Knight Financial Service | 154,663 | $5.9B | 0.13% | |
| 119 | —iShares iBonds Dec 2021 AMT-Fr | 230,931 | $5.9B | 0.13% | |
| 120 | XLVHealth Care Select Sector - SP | 75,433 | $5.6B | 0.13% | |
| 121 | VAREURVarian Medical Systems Inc. | 59,252 | $5.4B | 0.12% | |
| 122 | IWPRussell Midcap Growth Index Fu | 50,206 | $5.2B | 0.12% | |
| 123 | —Guggenheim BulletShares Invest | 242,712 | $5.2B | 0.12% | |
| 124 | —Guggenheim BulletShares Corpor | 243,871 | $5.2B | 0.12% | |
| 125 | —Guggenheim BulletShares Invest | 245,875 | $5.2B | 0.12% | |
| 126 | —Guggenheim BulletShares Invest | 244,678 | $5.2B | 0.12% | |
| 127 | —Guggenheim BulletShares Corpor | 243,485 | $5.2B | 0.12% | |
| 128 | NLYEURAnnaly Capital Management Inc. | 461,902 | $5.1B | 0.11% | |
| 129 | XLIIndustrial Select Sector - SPD | 76,721 | $5.0B | 0.11% | |
| 130 | XLYConsumer Discret Select Sector | 56,436 | $5.0B | 0.11% | |
| 131 | IWNRussell 2000 Value Index - iSh | 41,618 | $4.9B | 0.11% | |
| 132 | MAINMain Street Capital Corp. | 125,488 | $4.8B | 0.11% | |
| 133 | MUBiShares National AMT-Free Muni | 42,742 | $4.7B | 0.10% | |
| 134 | —VCA Antech Inc. | 49,532 | $4.5B | 0.10% | |
| 135 | MCCUSDMedley Capital Corp. | 587,221 | $4.5B | 0.10% | |
| 136 | —iShares iBonds Sep 2020 Amt Fr | 163,037 | $4.2B | 0.09% | |
| 137 | —Raven Industries Inc. | 133,211 | $3.9B | 0.09% | |
| 138 | —Natus Medical Inc. | 96,747 | $3.8B | 0.08% | |
| 139 | XLFIConsumer Staples Select Sector | 68,860 | $3.8B | 0.08% | |
| 140 | VNQREIT Index - Vanguard | 45,393 | $3.7B | 0.08% | |
| 141 | —Corporate Executive Board Co. | 46,758 | $3.7B | 0.08% | |
| 142 | —Apollo Investment Corp. | 551,102 | $3.6B | 0.08% | |
| 143 | XLEEnergy Select Sector - SPDR | 51,708 | $3.6B | 0.08% | |
| 144 | PTBPotbelly Corp. | 254,737 | $3.5B | 0.08% | |
| 145 | —Monotype Imaging Holdings Inc. | 169,805 | $3.4B | 0.08% | |
| 146 | —Halyard Health Inc. | 89,252 | $3.4B | 0.08% | |
| 147 | HLTHilton Worldwide Holdings Inc. | 57,724 | $3.4B | 0.08% | |
| 148 | BMRCBank of Marin (CA) | 50,932 | $3.3B | 0.07% | |
| 149 | THRThermon Group Holdings Inc. | 157,221 | $3.3B | 0.07% | |
| 150 | FWRDUSDForward Air Corp. | 68,729 | $3.3B | 0.07% | |
| 151 | GSBDGoldman Sachs BDC Inc. | 132,494 | $3.3B | 0.07% | |
| 152 | SPYS&P 500 - SPDR | 13,836 | $3.3B | 0.07% | |
| 153 | SAMThe Boston Beer Company Inc. | 22,107 | $3.2B | 0.07% | |
| 154 | —Snyder's-Lance Inc. | 75,638 | $3.0B | 0.07% | |
| 155 | GOODGladstone Commercial Corp. | 147,189 | $3.0B | 0.07% | |
| 156 | IJKS&P MidCap 400 Growth Index Fu | 15,651 | $3.0B | 0.07% | |
| 157 | TECHTechne Corp. | 29,064 | $3.0B | 0.07% | |
| 158 | —iShares iBonds Sep 2019 Amt Fr | 114,476 | $2.9B | 0.07% | |
| 159 | LQDiShares iBoxx Corporate Bond E | 24,335 | $2.9B | 0.06% | |
| 160 | GOOGLAlphabet Inc. - Class A | 3,359 | $2.8B | 0.06% | |
| 161 | —Alcentra Capital Corporation | 203,962 | $2.8B | 0.06% | |
| 162 | —Guggenheim BulletShares Invest | 137,256 | $2.8B | 0.06% | |
| 163 | —OneBeacon Insurance Group Ltd. | 173,824 | $2.8B | 0.06% | |
| 164 | FELEFranklin Electric Co. Inc. | 64,517 | $2.8B | 0.06% | |
| 165 | REZiShares Residential Real Estat | 41,996 | $2.7B | 0.06% | |
| 166 | EXPOExponent Inc. | 43,736 | $2.6B | 0.06% | |
| 167 | IWORussell 2000 Growth Index - iS | 16,011 | $2.6B | 0.06% | |
| 168 | IJSS&P SmallCap 600 Value Index F | 18,487 | $2.6B | 0.06% | |
| 169 | PFLTPennantPark Floating Rate Capi | 181,236 | $2.5B | 0.06% | |
| 170 | JBTJohn Bean Technologies Corp. | 28,520 | $2.5B | 0.06% | |
| 171 | IGLBiShares 10 Year Credit Bond E | 41,218 | $2.4B | 0.05% | |
| 172 | —CM Finance Inc. | 237,087 | $2.4B | 0.05% | |
| 173 | —Capitala Finance Corp. | 164,137 | $2.4B | 0.05% | |
| 174 | VCLTVanguard Long Term Corporate B | 25,924 | $2.3B | 0.05% | |
| 175 | IDUDow Jones US Utilities - iShar | 17,903 | $2.3B | 0.05% | |
| 176 | HAEHaemonetics Corporation | 54,953 | $2.2B | 0.05% | |
| 177 | RBCRBC Bearings Incorporated | 21,676 | $2.1B | 0.05% | |
| 178 | STTBarclays Capital High Yield Bo | 50,191 | $1.9B | 0.04% | |
| 179 | HYGHigh Yield Corporate Bond Fund | 21,019 | $1.8B | 0.04% | |
| 180 | CULPCulp Inc. | 57,596 | $1.8B | 0.04% | |
| 181 | —Solar Senior Capital Ltd. | 88,357 | $1.6B | 0.04% | |
| 182 | —KCAP Financial Inc | 340,472 | $1.4B | 0.03% | |
| 183 | GAINGladstone Investment Corp. | 142,533 | $1.3B | 0.03% | |
| 184 | IVVS&P 500 Index Fund - iShares | 5,394 | $1.3B | 0.03% | |
| 185 | BRK-BBerkshire Hathaway Inc. - Clas | 5 | $1.2B | 0.03% | |
| 186 | —Capstead Mortgage Corp. | 110,509 | $1.2B | 0.03% | |
| 187 | IAUUSDiShares Gold Trust | 92,973 | $1.1B | 0.02% | |
| 188 | BKCCUSDBlackRock Kelso Capital Corp. | 144,736 | $1.1B | 0.02% | |
| 189 | XLBMaterials Select Sector - SPDR | 20,811 | $1.1B | 0.02% | |
| 190 | IJTS&P SmallCap 600 Growth Index | 7,084 | $1.1B | 0.02% | |
| 191 | DLNWisdomTree LargeCap Dividend F | 10,339 | $857.0M | 0.02% | |
| 192 | —Dow Chemical | 12,193 | $775.0M | 0.02% | |
| 193 | FSPFranklin Street Properties Cor | 60,000 | $728.0M | 0.02% | |
| 194 | VREXVarex Imaging Corp | 19,409 | $652.0M | 0.01% | |
| 195 | —S&P SmallCap Energy - PowerSha | 35,356 | $642.0M | 0.01% | |
| 196 | RWRREIT ETF- DJ Wilshire | 6,629 | $612.0M | 0.01% | |
| 197 | VVisa, Inc. - A | 6,886 | $612.0M | 0.01% | |
| 198 | IGSBiShares Barclays 1-3 Year Inve | 5,634 | $593.0M | 0.01% | |
| 199 | IVES&P 500 Value Index - iShares | 5,557 | $578.0M | 0.01% | |
| 200 | IWDRussell 1000 Value Index - iSh | 4,946 | $568.0M | 0.01% |