CONFLUENCE INVESTMENT MANAGEMENT LLC Q2 2017 Filing
Filed July 11, 2017
Portfolio Value
$4.9T
Holdings
238
Report Date
Q2 2017
Filing Type
13F-HR
All Holdings (238 positions)
| # | Stock | Shares | Value | % Portfolio | Type |
|---|---|---|---|---|---|
| 101 | ROSTRoss Stores | 174,162 | $10.1B | 0.20% | |
| 102 | GWWW.W. Grainger Inc. | 53,589 | $9.7B | 0.20% | |
| 103 | IJKS&P MidCap 400 Growth Index Fu | 48,898 | $9.6B | 0.20% | |
| 104 | TPVGTriplePoint Venture Growth BDC | 718,570 | $9.6B | 0.19% | |
| 105 | TFISPDR Nuveen Barclays Capital M | 190,598 | $9.3B | 0.19% | |
| 106 | MLNVanEck Vectors Long Municipal | 451,967 | $9.0B | 0.18% | |
| 107 | —Triangle Capital Corp. | 508,448 | $9.0B | 0.18% | |
| 108 | —iShares Corporate ex Financial | 361,003 | $8.9B | 0.18% | |
| 109 | HTGCHercules Technology Growth Cap | 615,874 | $8.2B | 0.17% | |
| 110 | IYFDow Jones US Financial Sector | 75,687 | $8.1B | 0.17% | |
| 111 | TSLXUSDTPG Specialty Lending, Inc. | 384,281 | $7.9B | 0.16% | |
| 112 | —CYS Investments Inc | 911,826 | $7.7B | 0.16% | |
| 113 | —iShares iBonds Dec 2022 AMT-F | 284,819 | $7.4B | 0.15% | |
| 114 | REZiShares Residential Real Estat | 113,755 | $7.4B | 0.15% | |
| 115 | IGIBiShares Interm. Term Corporate | 66,141 | $7.3B | 0.15% | |
| 116 | SCMStellus Capital Investment | 511,858 | $7.0B | 0.14% | |
| 117 | DFINDonnelley Financial Solutions | 305,275 | $7.0B | 0.14% | |
| 118 | PNNTPennantPark Investment Corp. | 929,249 | $6.9B | 0.14% | |
| 119 | XLVHealth Care Select Sector - SP | 85,953 | $6.8B | 0.14% | |
| 120 | —Black Knight Financial Service | 165,185 | $6.8B | 0.14% | |
| 121 | OFSOFS Capital Corp. | 449,531 | $6.4B | 0.13% | |
| 122 | VAREURVarian Medical Systems Inc. | 61,061 | $6.3B | 0.13% | |
| 123 | —iShares iBonds Dec 2021 AMT-Fr | 238,054 | $6.1B | 0.12% | |
| 124 | FSICUSDFS Investment Corp. | 669,019 | $6.1B | 0.12% | |
| 125 | IWPRussell Midcap Growth Index Fu | 55,574 | $6.0B | 0.12% | |
| 126 | XLIIndustrial Select Sector - SPD | 87,946 | $6.0B | 0.12% | |
| 127 | XLYConsumer Discret Select Sector | 64,212 | $5.8B | 0.12% | |
| 128 | NLYEURAnnaly Capital Management Inc. | 461,902 | $5.6B | 0.11% | |
| 129 | —Guggenheim BulletShares Invest | 253,900 | $5.4B | 0.11% | |
| 130 | —Guggenheim BulletShares Invest | 250,790 | $5.4B | 0.11% | |
| 131 | —Guggenheim BulletShares Invest | 252,804 | $5.4B | 0.11% | |
| 132 | —Guggenheim BulletShares Corpor | 252,192 | $5.4B | 0.11% | |
| 133 | —Guggenheim BulletShares Corpor | 251,830 | $5.4B | 0.11% | |
| 134 | IWSRussell MidCap Value Index Fun | 62,767 | $5.3B | 0.11% | |
| 135 | MUBiShares National AMT-Free Muni | 43,053 | $4.7B | 0.10% | |
| 136 | MAINMain Street Capital Corp. | 119,848 | $4.6B | 0.09% | |
| 137 | —Raven Industries Inc. | 132,866 | $4.4B | 0.09% | |
| 138 | MOVMovado Group Inc. | 174,914 | $4.4B | 0.09% | |
| 139 | —iShares iBonds Sep 2020 Amt Fr | 166,691 | $4.3B | 0.09% | |
| 140 | THRThermon Group Holdings Inc. | 220,906 | $4.2B | 0.09% | |
| 141 | —VCA Antech Inc. | 45,623 | $4.2B | 0.09% | |
| 142 | FWRDUSDForward Air Corp. | 76,281 | $4.1B | 0.08% | |
| 143 | IWNRussell 2000 Value Index - iSh | 34,063 | $4.0B | 0.08% | |
| 144 | IPHSEURInnophos Holdings Inc | 90,323 | $4.0B | 0.08% | |
| 145 | —Halyard Health Inc. | 100,123 | $3.9B | 0.08% | |
| 146 | VBTXVeritex Holdings | 143,389 | $3.8B | 0.08% | |
| 147 | MCCUSDMedley Capital Corp. | 587,221 | $3.8B | 0.08% | |
| 148 | IJTS&P SmallCap 600 Growth Index | 23,598 | $3.7B | 0.07% | |
| 149 | TECHTechne Corp. | 30,820 | $3.6B | 0.07% | |
| 150 | SPYS&P 500 - SPDR | 14,841 | $3.6B | 0.07% | |
| 151 | —Monotype Imaging Holdings Inc. | 194,481 | $3.6B | 0.07% | |
| 152 | —Apollo Investment Corp. | 551,102 | $3.5B | 0.07% | |
| 153 | HLTHilton Worldwide Holdings Inc. | 56,107 | $3.5B | 0.07% | |
| 154 | SAMThe Boston Beer Company Inc. | 26,083 | $3.4B | 0.07% | |
| 155 | PTBPotbelly Corp. | 299,396 | $3.4B | 0.07% | |
| 156 | GSBDGoldman Sachs BDC Inc. | 150,692 | $3.4B | 0.07% | |
| 157 | FELEFranklin Electric Co. Inc. | 81,145 | $3.4B | 0.07% | |
| 158 | BMRCBank of Marin (CA) | 54,008 | $3.3B | 0.07% | |
| 159 | LQDiShares iBoxx Corporate Bond E | 26,962 | $3.2B | 0.07% | |
| 160 | GOOGLAlphabet Inc. - Class A | 3,383 | $3.1B | 0.06% | |
| 161 | —OneBeacon Insurance Group Ltd. | 171,526 | $3.1B | 0.06% | |
| 162 | XLFIConsumer Staples Select Sector | 55,054 | $3.0B | 0.06% | |
| 163 | —Guggenheim BulletShares Invest | 145,307 | $3.0B | 0.06% | |
| 164 | —iShares iBonds Sep 2019 Amt Fr | 117,100 | $3.0B | 0.06% | |
| 165 | IWORussell 2000 Growth Index - iS | 17,545 | $3.0B | 0.06% | |
| 166 | XLEEnergy Select Sector - SPDR | 44,982 | $2.9B | 0.06% | |
| 167 | —Alcentra Capital Corporation | 209,528 | $2.8B | 0.06% | |
| 168 | CULPCulp Inc. | 87,199 | $2.8B | 0.06% | |
| 169 | IGLBiShares 10 Plus Year Credit Bond E | 45,334 | $2.8B | 0.06% | |
| 170 | JBTJohn Bean Technologies Corp. | 28,264 | $2.8B | 0.06% | |
| 171 | EXPOExponent Inc. | 47,379 | $2.8B | 0.06% | |
| 172 | —Snyder's-Lance Inc. | 79,816 | $2.8B | 0.06% | |
| 173 | VCLTVanguard Long Term Corporate B | 28,980 | $2.7B | 0.05% | |
| 174 | IDUDow Jones US Utilities - iShar | 20,666 | $2.7B | 0.05% | |
| 175 | HYGHigh Yield Corporate Bond Fund | 30,053 | $2.7B | 0.05% | |
| 176 | STTBarclays Capital High Yield Bo | 70,855 | $2.6B | 0.05% | |
| 177 | PFLTPennantPark Floating Rate Capi | 177,720 | $2.5B | 0.05% | |
| 178 | IJSS&P SmallCap 600 Value Index F | 17,318 | $2.4B | 0.05% | |
| 179 | RBCRBC Bearings Incorporated | 23,196 | $2.4B | 0.05% | |
| 180 | —CM Finance Inc. | 230,259 | $2.3B | 0.05% | |
| 181 | HAEHaemonetics Corporation | 54,092 | $2.1B | 0.04% | |
| 182 | —Capitala Finance Corp. | 163,980 | $2.1B | 0.04% | |
| 183 | —Solar Senior Capital Ltd. | 83,542 | $1.4B | 0.03% | |
| 184 | XLBMaterials Select Sector - SPDR | 23,912 | $1.3B | 0.03% | |
| 185 | BRK-BBerkshire Hathaway Inc. - Clas | 5 | $1.3B | 0.03% | |
| 186 | ITGartner Inc | 9,864 | $1.2B | 0.02% | |
| 187 | —KCAP Financial Inc | 340,472 | $1.2B | 0.02% | |
| 188 | —Capstead Mortgage Corp. | 110,509 | $1.2B | 0.02% | |
| 189 | IAUUSDiShares Gold Trust | 88,786 | $1.1B | 0.02% | |
| 190 | —Dow Chemical | 14,801 | $933.0M | 0.02% | |
| 191 | VNQREIT Index - Vanguard | 10,687 | $889.0M | 0.02% | |
| 192 | IVVS&P 500 Index Fund - iShares | 3,157 | $769.0M | 0.02% | |
| 193 | IGSBiShares Barclays 1-3 Year Inve | 6,776 | $714.0M | 0.01% | |
| 194 | JPMJP Morgan Chase & Company | 7,310 | $668.0M | 0.01% | |
| 195 | FSPFranklin Street Properties Cor | 60,000 | $665.0M | 0.01% | |
| 196 | VVisa, Inc. - A | 7,095 | $665.0M | 0.01% | |
| 197 | DLNWisdomTree LargeCap Dividend F | 7,704 | $648.0M | 0.01% | |
| 198 | IVES&P 500 Value Index - iShares | 5,837 | $613.0M | 0.01% | |
| 199 | VREXVarex Imaging Corp | 16,989 | $574.0M | 0.01% | |
| 200 | IVWS&P 500 Growth Index - iShares | 3,915 | $536.0M | 0.01% |