CONFLUENCE INVESTMENT MANAGEMENT LLC Q2 2020 Filing

Filed July 1, 2020

Portfolio Value

$6.0B

Holdings

291

Report Date

Q2 2020

Filing Type

13F-HR

All Holdings (291 positions)

#StockSharesValue% PortfolioType
201
OBDCOwl Rock Capital Corporation
94,777$1.2B19.49%
202
WTWWillis Towers Watson Public Lt
5,904$1.2B19.41%
203
WMMVYWalmart De-Mexico-Spon ADR V
47,948$1.1B19.04%
204
ESLTElbit Systems Ltd
8,156$1.1B18.66%
205
SAPSAP AG - ADS
7,891$1.1B18.44%
206
NATHNathan's Famous Inc
19,030$1.1B17.86%
207
CNRCanadian National Railway
11,832$1.0B17.49%
208
BROBrown & Brown Inc.
25,140$1.0B17.11%
209
NTDOYNintendo Co. Ltd. ADS
17,342$965.0M16.11%
210
APTVAPTIV PLC
11,936$930.0M15.52%
211
RHHBYRoche Holding AG
20,641$894.0M14.92%
212
IAUiShares iBonds Dec 2023 Term C
33,760$886.0M14.79%
213
CSWCCapital Southwest Corp.
65,283$880.0M14.69%
214
IUSViShares Core US Values - ETF
16,825$879.0M14.67%
215
DBS GROUP HOLDINGS-SPON ADR
14,129$843.0M14.07%
216
PFLTPennantPark Floating Rate Capi
94,767$796.0M13.28%
217
CCAPCrescent Capital BDC, Inc.
61,160$773.0M12.90%
218
FANUYFanuc Ltd. ADS
43,322$773.0M12.90%
219
MINTPimco Enhanced Short Maturity
7,291$741.0M12.37%
220
PAGSPagseguro Digital Ltd
20,870$738.0M12.32%
221
SLVSilver Trust - iShares
41,626$708.0M11.82%
222
RDS/ARoyal Dutch Shell PLC - Cl A
21,083$689.0M11.50%
223
FSC1EUROaktree Specialty Lending Corp
152,988$684.0M11.42%
224
UOVEYUnited Overseas Bank Limited
23,138$671.0M11.20%
225
Capstead Mortgage Corp.
111,144$611.0M10.20%
226
TLHiShares Barclays 10-20 Year Tr
3,477$582.0M9.71%
227
KMTUYKOMATSU LTD
28,266$577.0M9.63%
228
MLCOMelco Resorts & Entertainment
37,043$575.0M9.60%
229
FSPFranklin Street Properties Cor
102,500$522.0M8.71%
230
VUSXXVanguard Treasury Money Market
520,827$521.0M8.70%
231
GBILGoldman Sachs Treasury Access
4,986$501.0M8.36%
232
VVisa, Inc. - A
2,584$499.0M8.33%
233
NBISYandex NV
9,910$496.0M8.28%
234
ICMBInvestcorp Credit Management B
130,340$448.0M7.48%
235
VIPSVipshop Holdings Ltd
22,360$445.0M7.43%
236
MFICApollo Investment Corp.
44,727$428.0M7.14%
237
Solar Senior Capital Ltd.
32,675$419.0M6.99%
238
JAZZJazz Pharmaceuticals Plc
3,770$416.0M6.94%
239
MLB1MERCADOLIBRE INC
408$402.0M6.71%
240
JJSFJ & J Snack Foods Corp
3,139$399.0M6.66%
241
PAASPan American Silver Corp
13,107$398.0M6.64%
242
HTHTHuazhu Group Ltd.
11,316$397.0M6.63%
243
LLYEli Lilly & Co.
2,400$394.0M6.58%
244
AAPLApple Inc.
1,062$387.0M6.46%
245
EQXEquinox Gold
34,229$384.0M6.41%
246
KCAPUSDPortman Ridge Finance Corp
340,472$375.0M6.26%
247
PYPLPayPal Holdings, Inc.
2,097$365.0M6.09%
248
MCCUSDMedley Capital Corp.
466,714$357.0M5.96%
249
NATHNathan's Famous Inc
6,209$349.0M5.82%
250
Manatuck Hill Mariner Offshore
2,177$337.0M5.62%
251
NVDANVIDIA Corp.
870$331.0M5.52%
252
XNGSYENN Energy Holdings Ltd
7,309$329.0M5.49%
253
GDSGDS Holdings Ltd
4,095$326.0M5.44%
254
UI2Kemper Corp.
4,470$324.0M5.41%
255
AYS1Sandstorm Gold Ltd.
33,102$318.0M5.31%
256
WXXWYWuxi Biologics Cayman Inc
8,461$310.0M5.17%
257
YUMCYum China Holdings Inc
6,425$309.0M5.16%
258
SIL1EURSilverCrest Metals Inc
33,504$307.0M5.12%
259
HDBHDFC Bank Ltd
6,688$304.0M5.07%
260
ABXBarrick Gold ORD Shrs
10,941$295.0M4.92%
261
GFIGold Fields Ltd
30,936$291.0M4.86%
262
RDYDR. REDDY'S LABORATORIES LTD.
5,476$290.0M4.84%
263
TTENTotal SA - ADR
7,268$280.0M4.67%
264
JPMJP Morgan Chase & Company
2,897$272.0M4.54%
265
COSTCostco Wholesale Corporation
893$271.0M4.52%
266
SEASeabridge Gold Inc.
15,429$271.0M4.52%
267
TMETencent Music Entertainment Gr
19,672$265.0M4.42%
268
RGLDRoyal Gold, Inc.
2,123$264.0M4.41%
269
WNSNWNS Holdings Ltd
4,758$262.0M4.37%
270
CEOCNOOC Ltd.
2,308$260.0M4.34%
271
MMC Norilsk Nickel
9,816$257.0M4.29%
272
PNGAYPing An Insurance Group Co of
12,808$256.0M4.27%
273
GQ9Gold Shares - SPDR
1,516$254.0M4.24%
274
TXGTorex Gold Res Inc
15,556$246.0M4.11%
275
FLOTiShares Floating Rate Note Fun
4,755$241.0M4.02%
276
SNPUSDChina Petroleum & Chemical Co
5,687$239.0M3.99%
277
BACBank of America Corp.
9,956$236.0M3.94%
278
BIDUNBaidu Inc. ADS
1,952$234.0M3.91%
279
ZNHUSDChina Southern Airlines Co Ltd
10,564$233.0M3.89%
280
AMZNAmazon.com, Inc.
83$229.0M3.82%
281
AXPAmerican Express Company
2,400$228.0M3.81%
282
LZRFYLocaliza Rent a Car SA
30,516$228.0M3.81%
283
KBKB Financial Group Inc
7,640$213.0M3.55%
284
FMXFOMENTO ECONOMICO MEXICANO, S.
3,412$212.0M3.54%
285
ECEcopetrol SA
18,846$210.0M3.50%
286
C1B2Cia Brasileira de Distribuicao
15,732$206.0M3.44%
287
GBOOYGrupo Financiero ADR
11,765$202.0M3.37%
288
BAPCREDICORP LTD
1,507$201.0M3.35%
289
FCXFreeport-McMoRan Copper & Gold
16,632$192.0M3.20%
290
CCOCameco Corp.
16,663$171.0M2.85%
291
OREUROsisko Gold Royalties Ltd
15,508$155.0M2.59%
292
TECK/BTeck Resources Limited
14,701$153.0M2.55%
293
LYSDYLynas Corp Ltd
103,567$135.0M2.25%
294
ICICI Bank Ltd. ADS
13,460$125.0M2.09%
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